Welcome to our dedicated page for Aeye SEC filings (Ticker: LIDR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
AEye, Inc. filings document the public-company disclosures of a Nasdaq-listed lidar technology company with common stock and warrants. Its Form 8-K reports cover financial results, Regulation FD shareholder communications, Nasdaq listing-compliance matters, officer departures and compensatory arrangements, including equity incentive and restricted stock unit agreements.
AEye’s proxy materials describe annual meeting proposals, board and governance matters, stockholder voting procedures and equity-plan authorizations. These filings also provide formal records for capital-structure disclosures, executive compensation practices and the reporting framework around AEye’s lidar products and commercialization activity.
AEye, Inc. (LIDR) reported an insider purchase. A director bought 10,350 shares of common stock on 11/12/2025 at a weighted average price of $2.4009. The trades were executed in multiple lots ranging from $2.3998 to $2.4150.
After the transaction, the reporting person beneficially owned 94,608 shares, held directly.
AEye, Inc. reported Q3 2025 results marked by modest revenue and strengthened liquidity. Revenue was $50 thousand, down from $104 thousand a year ago, producing a gross loss of $53 thousand. Operating expenses totaled $7.8 million, leading to a net loss of $9.3 million for the quarter and $26.6 million year-to-date.
Liquidity improved significantly. Cash and cash equivalents were $43.0 million and marketable securities were $41.3 million, for total liquid resources of $84.3 million as of September 30, 2025. The company raised equity through an at-the-market program (20.1 million shares for $58.5 million) and sales under a Common Stock Purchase Agreement with New Circle (9.0 million shares for $27.8 million) through quarter end. A January 2025 convertible note (face $3.24 million) was partly redeemed and converted into 2.36 million shares, with $106 thousand outstanding at quarter end. Shares outstanding were 41,776,670 as of September 30, 2025, and 45,054,997 as of November 5, 2025.
Management states it has sufficient financial resources to fund operations over the next twelve months.
AEye, Inc. (LIDR) reported that it issued a press release announcing financial results for the quarter ended September 30, 2025. The release is furnished as Exhibit 99.1 to this Form 8-K.
The Item 2.02 information is being furnished and is not deemed “filed” under the Exchange Act. The filing also includes the Inline XBRL cover page as Exhibit 104.
AEye (LIDR) insider filing: An officer serving as Secretary & General Counsel reported a Form 4 transaction on 10/15/2025. The event was a net settlement tied to a restricted stock unit vesting, with 416 shares withheld at $3.15 to cover tax obligations. The filing states no shares were sold.
Following this transaction, the officer beneficially owned 81,755 shares, held directly. This type of tax-withholding entry (Transaction Code F) is common with equity awards and does not reflect an open‑market purchase or sale.
Reporting persons General Motors Ventures LLC, General Motors Holdings LLC and General Motors Company state they do not beneficially own any Class A common stock of AEye, Inc. The filing reports 0 shares owned by each reporting person, representing 0.0% of the class based on a 40,293,121 share count cited from the issuer's prospectus. The report also indicates the reporting entities have no sole or shared voting or dispositive power over AEye Class A common shares. The submission confirms the holders are filing to comply with Schedule 13G reporting requirements and contains certification statements attesting to the accuracy of the disclosure.
AEye, Inc. (LIDR) Form 4 filed for Andrew S. Hughes. The filing reports a 09/15/2025 net settlement of restricted stock units upon vesting with 416 shares withheld to satisfy tax withholding at an implied per-share withholding value of $2.70. Following the withholding, Mr. Hughes beneficially owns 82,171 shares as a direct owner and is identified as an officer (Secretary & General Counsel) and director. The filer attests no shares were sold in the transaction; the entry is a tax-related share-for-share withholding tied to equity compensation.
AEye, Inc. director Luis Dussan reported a sale of 184 shares of AEye common stock on 09/09/2025 at a price of $3 per share. After the reported transaction, the filing shows the reporting person (through indirect holdings) beneficially owns 199,748 shares.
The Form 4 discloses that Mr. Dussan holds indirect ownership through three trusts: the Luis Dussan Trust A U/A/D 5/18/2022 (shares beneficially owned by the reporting person as trustee), the Jennifer Dussan Trust A U/A/D 5/18/2022 (shares beneficially owned by the spouse, with the reporting person as trustee), and the Luis Carlos Dussan Family Trust dated January 20, 2021 (for which the reporting person disclaims beneficial ownership except to the extent of pecuniary interest).
AEye, Inc. (LIDR) Form 144 notice reports a proposed sale of 40,000 common shares, with an aggregate market value of $116,800, planned to be sold on 09/09/2025 through Merrill (address listed). The shares were acquired on 08/01/2013 as a stock bonus to Luis Dussan. The filing also discloses recent related sales in the past three months: 3,000 shares on 07/24/2025 (Luis Dussan Trust A), 3,000 shares on 07/24/2025 (Jennifer Dussan Trust A), 1,700 shares on 07/24/2025 (Dussan Family Trust), and 38,900 shares on 08/22/2025 (Luis Dussan Trust A), with gross proceeds shown for each sale.
Tierney Conor B, a director and the Treasurer & CFO of AEye, Inc. (ticker LIDR), reported a transaction dated 08/15/2025 related to the net settlement of a restricted stock unit award. The filing shows 2,788 shares were withheld to satisfy tax obligations at a reported per-share price of $2.54, and 171,472 shares remain beneficially owned following the transaction. The Form 4 was filed late; the filer states the delay resulted from an inadvertent administrative clerical error and the filing corrects that error. The form clarifies that no shares were sold in the settlement.
AEye, Inc. (LIDR) director Luis Dussan reported open-market sales reducing his holdings. On 08/22/2025 he sold 38,900 shares of common stock in multiple trades at a weighted average price of $2.6581 per share. After the reported sale he beneficially owns 199,932 shares indirectly through the Luis Dussan Trust A U/A/D 5/18/2022, plus other trust holdings including a 30,000-share interest in the Jennifer Dussan Trust and 12,402 shares in the Luis Carlos Dussan Family Trust. The Form 4 was signed by power of attorney on 08/25/2025 and includes customary disclaimers about indirect ownership.