Every Form 4 that Live Oak Bancshares, Inc. (LOB) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow LOB and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full LOB filings page.
Live Oak Bancshares, Inc. (LOB) reported that Chief Executive Officer and director James S. Mahan III filed a Form 4 disclosing indirect sales of Voting Common Stock. On September 9 and 10, 2026, a revocable trust associated with him sold 20,000 shares in total at weighted average prices in the high-$38 range, in open-market or private transactions.
The filing states these sales were effected under a Rule 10b5-1 trading plan adopted on August 27, 2025. After these transactions, Mahan reports continued indirect holdings through several entities, including 3,032,547 shares held by the Marguerite D. Mahan Revocable Trust and additional stakes held by family trusts and an LLC.
Live Oak Bancshares, Inc. (LOB) director William L. Williams III reported selling 6,590 shares of Voting Common Stock on September 3, 2026 at a weighted average price of $40.0941 per share through the William L. Williams Revocable Trust.
The sale was effected under a Rule 10b5-1 trading plan adopted on March 12, 2026. After this transaction, the Revocable Trust reported owning 1,105,725.8621 shares indirectly, while Williams also reported 52,825 shares held directly and additional indirect holdings of 14,110 shares through Spoint-ILM, LLC and 137,025 shares through the Elizabeth Williams Family Trust.
Live Oak Bancshares, Inc. (LOB) insider activity shows a trust associated with Chief Executive Officer and director James S. Mahan III selling 10,000 shares of voting common stock on September 3, 2026 at a weighted average price of $39.75 per share under a Rule 10b5-1 trading plan adopted on August 27, 2025. After this sale, the James S. Mahan Revocable Trust held 2,767,844 shares indirectly, while other family-related trusts and an LLC continued to hold additional indirect positions.
Live Oak Bancshares, Inc. (LOB) director Bradford Tonya Williams reported selling 1,600 shares of Voting Common Stock on September 3, 2026 at $39.89 per share, leaving 8,043 shares held directly. Williams also holds Restricted Stock Units representing 2,486 underlying shares of voting common stock that are scheduled to vest on May 1, 2027.
Live Oak Bancshares, Inc. (LOB) director William L. Williams III reported an indirect sale of 1,810 shares of Voting Common Stock on September 2, 2026, by the William L. Williams Revocable Trust at a weighted average price of $40.0006 per share, in trades ranging from $40.00 to $40.01. The sale was effected under a Rule 10b5-1 trading plan adopted on March 12, 2026. After this transaction, the revocable trust held 1,112,315.8621 shares, and Williams also reported 52,825 shares held directly, 14,110 shares held indirectly through Spoint-ILM, LLC, and 137,025 shares held indirectly through the Elizabeth Williams Family Trust.
Live Oak Bancshares, Inc. (LOB) reports that James S. Mahan III, its chief executive officer, director and more-than-10% shareholder, had a trust associated with him sell a total of 10,000 shares of Voting Common Stock on September 2, 2026, in open-market transactions at weighted average prices around the high-$30 range. The sales were effected by the James S. Mahan Revocable Trust pursuant to a Rule 10b5-1 trading plan adopted on August 27, 2025. Mahan also reports continued indirect ownership of substantial share positions through several family trusts and an LLC, including 3,032,547 shares held by the Marguerite D. Mahan Revocable Trust.
Live Oak Bancshares, Inc. (LOB) director, Chief Executive Officer and ten percent owner James S. Mahan III reported indirect sales of Voting Common Stock by the James S. Mahan Revocable Trust under a Rule 10b5-1 trading plan adopted on August 27, 2025. The trust sold 10,000 shares on August 26, 2026 at a weighted average price of $39.9878 per share, in multiple trades executed between $39.86 and $40.12. It also sold 10,000 shares on August 27, 2026 at a weighted average price of $39.6590 per share, in multiple trades executed between $39.10 and $39.95. Indirect holdings reported for entities associated with Mahan include 3,032,547 shares held by the Marguerite D. Mahan Revocable Trust, 127,167 shares each held by the 2021 Chip Mahan Family and Charitable Trust and the 2021 Peggy Mahan Family Trust, and 140,150 shares held by Peapod II, LLC.
Live Oak Bancshares, Inc. (LOB) reported that President William C. Losch III exercised 50,000 Restricted Stock Units into an equal number of shares of voting common stock on 2026-08-25. In a related transaction, 22,221 shares of common stock were delivered or withheld at $39.99 per share for payment of exercise price or tax liability. Footnotes state that each RSU represents one share of voting common stock and that multiple RSU grants vest in five equal annual installments beginning on specified dates between February 14, 2023 and February 9, 2027, conditioned on continued service.
Live Oak Bancshares, Inc. (LOB) insider James S. Mahan III, the Chief Executive Officer, director and more-than-10% owner, reported sales of 20,000 shares of Voting Common Stock in open-market or private transactions under a Rule 10b5-1 trading plan adopted on August 27, 2025. The James S. Mahan Revocable Trust sold 10,000 shares at $40.5283 on August 20, 2026 and 8,002 shares at $41.0478 plus 1,998 shares at $41.9681 on August 19, 2026, all at weighted average prices executed across multiple trades. Indirect holdings reported after these transactions include 3,032,547 shares held by the Marguerite D. Mahan Revocable Trust, 127,167 shares held by the 2021 Chip Mahan Family and Charitable Trust, 127,167 shares held by the 2021 Peggy Mahan Family Trust, and 140,150 shares held by Peapod II, LLC.
Live Oak Bancshares, Inc. (LOB) reported that Chief Credit Officer Michael Cairns exercised 2,420 Restricted Stock Units, receiving an equal number of shares of Voting Common Stock. On the same date, 1,076 shares of Voting Common Stock were delivered or withheld at $40.89 per share for payment of exercise price or tax liability, with all transactions reported as directly owned. Cairns continues to hold several blocks of RSUs, each representing contingent rights to receive additional shares of Voting Common Stock that vest over time, subject to his continuous service.
Live Oak Bancshares, Inc. (LOB) reported that its Chief Financial Officer, Walter J. Phifer, exercised restricted stock units into 2,916 shares of voting common stock on August 18, 2026. Of these shares, 1,296 were delivered or withheld at a price of $42.60 per share to pay the exercise price or tax liability. Phifer continues to hold several unvested RSU awards, each RSU representing a contingent right to receive one share of voting common stock, with underlying amounts of 236, 3,144, 6,009, 7,412, and 9,580 shares that vest in five equal annual installments beginning on various dates from December 15, 2022 through February 9, 2027, subject to continued service.
Live Oak Bancshares, Inc. (symbol: LOB) is the issuer of record for a Form 4 filing submitted to the SEC.
Live Oak Bancshares, Inc. director, Chief Executive Officer and 10% owner James S. Mahan III reported indirect open-market sales of Voting Common Stock totaling 20,000 shares. On August 12, 2026, a revocable trust associated with him sold 10,000 shares at a weighted average price of $42.7475 per share. On August 13, 2026, the same trust sold an additional 10,000 shares at a weighted average price of $43.0973 per share. The filing states these sales were effected pursuant to a Rule 10b5-1 trading plan adopted on August 27, 2025. Indirect holdings reported include 3,032,547 shares held by a revocable trust for Marguerite D. Mahan, 127,167 shares each held by two family trusts, and 140,150 shares held by Peapod II, LLC.
Live Oak Bancshares, Inc. President William C. Losch III exercised 42,000 Restricted Stock Units into an equal number of shares of voting common stock on 2026-08-10. In a related transaction, 18,665 shares of common stock at $42.23 per share were delivered or withheld for payment of exercise price or tax liability. He continues to hold several RSU awards, each representing one share of voting common stock and scheduled to vest in five equal annual installments beginning on dates ranging from August 10, 2022 through February 9, 2027, subject to continued service.
Live Oak Bancshares, Inc. reported that Chief Information/Digital Officer of the Bank, Renato Derraik, exercised derivative awards covering 25,000 Restricted Stock Units, converting them into 25,000 shares of Voting Common Stock on August 10, 2026. In a related transaction, 11,111 shares of Voting Common Stock were delivered or withheld at $42.23 per share for payment of exercise price or tax liability. The report also lists multiple remaining RSU awards, each representing one share of Voting Common Stock and scheduled to vest in five equal annual installments beginning on specified dates between 2023 and 2027, subject to continuous service.
Live Oak Bancshares, Inc. director William L. Williams III, through the William L. Williams Revocable Trust, sold 8,400 shares of Voting Common Stock on August 3, 2026 at a weighted average price of $43.0792, in multiple trades between $42.56 and $43.40, under a Rule 10b5-1 trading plan adopted March 12, 2026.
Following the sale, the Revocable Trust held 1,114,125.8621 shares indirectly; additional reported holdings were 52,825 shares held directly, and 14,110 and 137,025 shares held indirectly through Spoint-ILM, LLC and the Elizabeth Williams Family Trust, respectively.
Courtney Spencer, Chief Experience Officer of Live Oak Bancshares, sold 153.7958 shares of voting common stock on August 4, 2026 at $43.6800 per share from an indirect holding by spouse, leaving no remaining indirect shares. Spencer continues to hold 30,536 shares of voting common stock directly, plus several Restricted Stock Unit awards covering between 1,580 and 6,586 underlying shares each, which vest in five equal annual installments subject to continuous service.
Live Oak Bancshares, Inc. director David G. Lucht sold 2,000 shares of Voting Common Stock on August 4, 2026 at a weighted average price of $44.3605 per share, with individual trades between $44.18 and $44.38. After this sale, he directly holds 13,623 common shares.
He also holds 2,486 restricted stock units, each representing one share of voting common stock that vests on May 1, 2027, and 4,000 depositary shares, each representing a 1/40th interest in the company’s 8.375% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series A, with associated dividend, redemption, and liquidation rights.
Live Oak Bancshares, Inc. Chief Banking Officer Mark Michael Moroz reported an open-market or private sale of 6,100 shares of Voting Common Stock on July 28, 2026 at a weighted average price of $42.077 per share, with individual trade prices ranging from $42.01 to $42.18. Following the sale, he directly holds 12,110 common shares and multiple restricted stock unit awards, each representing a right to receive one share, including awards covering 1,580, 5,659 and 28,470 underlying shares that vest in multi-year annual installments beginning between December 2025 and February 2027, subject to his continued service.
Live Oak Bancshares director David G. Lucht reported a sale of 3,000 shares of Voting Common Stock on July 27, 2026 at a weighted-average price of $42.1321 per share, with individual trade prices ranging from $42.13 to $42.16. Following the sale, he directly holds 15,623 common shares.
He also holds 2,486 Restricted Stock Units, each representing one share of voting common stock and scheduled to vest on May 1, 2027, and 4,000 depositary shares, each representing a 1/40th interest in the Company’s 8.375% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series A.
Live Oak Bancshares director William L. Williams III reported open-market sales of Voting Common Stock on July 1, 2026. Through his revocable trust, he sold a total of 8,400 shares in two transactions at weighted average prices around $41–$42 per share, executed under a Rule 10b5-1 trading plan adopted on March 12, 2026. After these sales, he continues to hold significant indirect and direct positions, including 52,825 shares held directly, 137,025 shares held via the Elizabeth Williams Family Trust, and 14,110 shares held via Spoint-ILM, LLC.
Live Oak Bancshares director William L. Williams III reported an open-market sale of 8,400 shares of Voting Common Stock at $40.054 per share. The sale was made by the William L. Williams Revocable Trust, which still holds 1,130,925.8621 shares after the transaction.
According to a footnote, this sale was carried out under a pre-arranged Rule 10b5-1 trading plan adopted on March 12, 2026. The filing also shows additional indirect holdings through the Elizabeth Williams Family Trust and Spoint-ILM, LLC, plus separate directly held shares.
Live Oak Bancshares, Inc. director and Chief Executive Officer James S. Mahan III reported open-market sales of 20,000 shares of Voting Common Stock indirectly held through the James S. Mahan Revocable Trust.
The shares were sold at weighted average prices between about $37.77 and $39.25, leaving the trust holding 2,847,844 shares following the most recent transaction on June 11, 2026. According to a footnote, these sales were effected under a pre-arranged Rule 10b5-1 trading plan adopted on August 27, 2025, indicating they were scheduled in advance rather than timed discretionarily.
Live Oak Bancshares, Inc. Chief Executive Officer James S. Mahan III, through the James S. Mahan Revocable Trust, reported open-market sales of 20,000 shares of Voting Common Stock of LOB. The sales took place on June 3 and June 4, 2026 at prices in the mid-$36 to high-$37 range.
The filing states these sales were effected under a Rule 10b5-1 trading plan adopted on August 27, 2025, indicating they were pre-arranged. Following one of the reported sales, the trust’s indirect holdings stood at 2,867,844 shares of Voting Common Stock, showing the transactions represent a small portion of the overall reported position.
Live Oak Bancshares director Jeffrey W. Lunsford exercised restricted stock units into common shares. On May 1, 2026, 1,890 restricted stock units vested and converted into 1,890 shares of Live Oak Bancshares voting common stock at a stated price of $0.00 per share. Following this derivative exercise, Lunsford directly holds 12,640 shares of voting common stock. The transaction reflects routine equity compensation vesting rather than an open-market purchase or sale, and no remaining derivative position is shown in this filing.
Live Oak Bancshares, Inc. director and Chief Executive Officer James S. Mahan III, through the James S. Mahan Revocable Trust, reported selling a total of 20,000 shares of Voting Common Stock in open-market transactions. The trust sold 10,000 shares at a weighted average price of $37.6513 on May 27, 2026 and another 10,000 shares at a weighted average price of $37.2481 on May 28, 2026, under a pre-arranged Rule 10b5-1 trading plan adopted on August 27, 2025. Following these sales, the trust held 2,887,844 shares, and the Form 4 also lists additional indirect holdings in other family trusts and entities.
Live Oak Bancshares Chief Executive Officer James S. Mahan III, through the James S. Mahan Revocable Trust, sold a total of 10,000 shares of Voting Common Stock on May 21, 2026 in two open-market transactions. The trades covered 3,388 shares at a weighted average price of $37.4223 per share and 6,612 shares at a weighted average price of $36.9221 per share. The filing states these sales were executed under a Rule 10b5-1 trading plan adopted on August 27, 2025. The report also lists indirect holdings of Voting Common Stock by related entities, including 140,150 shares held by Peapod II, LLC, 127,167 shares held by the 2021 Peggy Mahan Family Trust, 127,167 shares held by the 2021 Chip Mahan Family and Charitable Trust, and 3,032,547 shares held by the Marguerite D. Mahan Revocable Trust.
Live Oak Bancshares director Jeffrey W. Lunsford reported a routine equity compensation event. On May 1, 2026, he exercised 1,890 restricted stock units, receiving the same number of shares of Voting Common Stock at a stated price of $0.00 per share.
Following the transaction, Lunsford directly holds 12,640 shares of Voting Common Stock. Footnotes explain that each restricted stock unit represented a contingent right to receive one share of voting common stock and that these units vested on May 1, 2026. The filing shows no open-market purchases or sales, only the conversion of equity awards.
Valine Yousef A. reported acquisition or exercise transactions in this Form 4 filing.
Live Oak Bancshares, Inc. director Valine A. Yousef reported an equity compensation grant and updated holdings of the company’s voting common stock. On May 19, 2026, she received 2,486 restricted stock units (RSUs), each representing a contingent right to one share of voting common stock that vests on May 1, 2027.
After this grant, the filing shows 10,401 shares of voting common stock held directly and 1,500 shares held indirectly through the Valine Revocable Living Trust, plus the 2,486 RSUs tied to future share delivery, subject to vesting.
Petty Miltom Emmett reported acquisition or exercise transactions in this Form 4 filing.
Live Oak Bancshares, Inc. director Miltom Emmett Petty reported an equity compensation grant and updated holdings. He received 2,486 Restricted Stock Units (RSUs), each representing a contingent right to one share of voting common stock. These RSUs vest on May 1, 2027. Following the reported transactions, he directly holds 130,839 shares of voting common stock and 2,486 RSUs. The RSU grant is compensation-related and is not an open‑market stock purchase or sale.
Live Oak Bancshares, Inc. Chief Banking Officer Mark Michael Moroz reported routine equity compensation activity. On May 20, 2026, he exercised derivative awards to acquire 7,117 shares of voting common stock and, in a related transaction, 3,163 shares were withheld at $36.20 per share to cover tax obligations, leaving him with 18,210 shares of common stock held directly after the tax-withholding entry and 21,373 shares after the exercise entry. The filing also shows multiple restricted stock unit awards, each representing a contingent right to receive one share of voting common stock, vesting in equal annual installments beginning on dates between December 9, 2025 and February 9, 2027, subject to his continued service.
McHenry Patrick Timothy reported acquisition or exercise transactions in this Form 4 filing.
Live Oak Bancshares, Inc. director Patrick Timothy McHenry reported an equity award of 2,486 restricted stock units. Each unit represents a contingent right to receive one share of Live Oak Bancshares voting common stock and vests on May 1, 2027. The filing also shows 3,080 shares of voting common stock held directly after the reported transactions.
Lunsford Jeffrey W reported acquisition or exercise transactions in this Form 4 filing.
Live Oak Bancshares, Inc. director Jeffrey W. Lunsford reported an equity award and his current holdings. He received 2,486 restricted stock units, each representing a contingent right to one share of Live Oak voting common stock, vesting on May 1, 2027. Following the reported positions, he holds 12,640 shares of voting common stock directly, in addition to the 2,486 restricted stock units.
LUCHT DAVID G reported acquisition or exercise transactions in this Form 4 filing.
Live Oak Bancshares director David G. Lucht received a grant of 2,486 restricted stock units (RSUs) tied to the company’s voting common stock. The RSUs were awarded on May 19, 2026, carry no purchase price, and each unit represents a contingent right to receive one share of voting common stock.
The RSUs vest on May 1, 2027. After this award, Lucht directly holds 18,623 shares of voting common stock, 4,000 depositary shares linked to the 8.375% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series A, and 2,486 RSUs. This filing reflects a compensation-related equity grant rather than an open-market stock purchase or sale.
Cameron William Henderson reported acquisition or exercise transactions in this Form 4 filing.
Live Oak Bancshares, Inc. director Cameron William Henderson reported updated holdings and a new equity award. On May 19, 2026, he received 2,486 restricted stock units, each representing a right to one share of voting common stock, vesting on May 1, 2027. The filing also shows 207,490 shares of voting common stock held indirectly through the William H. Cameron Revocable Trust, 470 shares held indirectly through a GST-exempt trust, and 16,904 shares held directly. A footnote explains that on May 5, 2026, 2,946 shares were transferred from direct ownership to the revocable trust.
Bradford Tonya Williams reported acquisition or exercise transactions in this Form 4 filing.
Live Oak Bancshares director Tonya Bradford Williams received a new equity award. On May 19, 2026, she was granted 2,486 restricted stock units, each representing a contingent right to receive one share of Live Oak Bancshares voting common stock. These RSUs vest on May 1, 2027. Following the transactions reported, she holds 9,643 shares of voting common stock directly and 2,486 RSUs.
Live Oak Bancshares, Inc. director and CEO James S. Mahan reported indirect open-market sales of 10,000 shares of Voting Common Stock on May 20, 2026 through the James S. Mahan Revocable Trust. The shares were sold at weighted average prices of $36.8253 and $37.1524.
The filing notes these transactions were executed under a pre-arranged Rule 10b5-1 trading plan adopted on August 27, 2025. Following the sales, the revocable trust held 2,917,844 shares indirectly, and additional indirect holdings are reported in other family trusts and an LLC.
Live Oak Bancshares, Inc. director and CEO James S. Mahan, through the James S. Mahan Revocable Trust, reported an open-market sale of 10,000 shares of Voting Common Stock at a weighted average price of $36.226 per share on May 14, 2026.
After the sale, the trust held 2,927,844 shares of Voting Common Stock indirectly. Additional indirect holdings were reported as 140,150 shares by Peapod II, LLC, 127,167 shares by the 2021 Peggy Mahan Family Trust, 127,167 shares by the 2021 Chip Mahan Family and Charitable Trust, and 3,032,547 shares by the Marguerite D. Mahan Revocable Trust.
The filing notes that the sale was effected under a pre-arranged Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025, and that the transaction was executed in multiple trades between $36.03 and $36.48 per share.
Live Oak Bancshares CEO-associated trust reports a small planned share sale. A James S. Mahan Revocable Trust, associated with Chief Executive Officer James S. Mahan III, sold 10,000 shares of Live Oak Bancshares Voting Common Stock at a weighted average price of $35.962 per share on May 13, 2026.
After this open-market sale, the trust held 2,937,844 shares of Voting Common Stock. The filing also lists additional indirect holdings through several other family and revocable trusts with updated post-transaction share balances.
The sale was carried out under a pre-arranged Rule 10b5-1 trading plan adopted on August 27, 2025, indicating the transaction was scheduled in advance rather than timed discretionarily.
Live Oak Bancshares, Inc. director Valine A. Yousef reported a routine equity award vesting and share issuance. On May 1, 2026, 2,946 Restricted Stock Units were exercised, delivering 2,946 shares of Voting Common Stock at a stated price of $0.00 per share.
After this derivative exercise, Yousef held 10,401 shares of Voting Common Stock directly. Separately, 1,500 shares of Voting Common Stock are reported as indirectly owned through the Valine Revocable Living Trust. The restricted stock units vested on May 1, 2026, and each unit represented a contingent right to receive one share of Voting Common Stock, with no remaining derivative position shown in this filing.
Live Oak Bancshares, Inc. director Miltom Emmett Petty exercised restricted stock units into common shares as part of equity compensation. On May 1, 2026, 2,946 restricted stock units vested and were converted into the same number of shares of voting common stock at a stated price of $0.00 per share. Following this derivative exercise, Petty directly holds 130,839 shares of voting common stock. The filing shows an acquisition of shares through RSU vesting, with no open-market buying or selling reported.
Live Oak Bancshares director Patrick Timothy McHenry exercised restricted stock units that had vested into common shares. On May 1, 2026, he converted 3,080 restricted stock units into 3,080 shares of Voting Common Stock at a stated price of $0.00 per share. Each restricted stock unit represented a contingent right to receive one share of voting common stock, and following this transaction he directly held 3,080 common shares. The filing shows an exercise-and-hold pattern, with no open-market sales reported in this transaction.
Live Oak Bancshares, Inc. director Sally S. Davis exercised restricted stock units that had vested into common shares as part of her compensation. On May 1, 2026, 1,890 restricted stock units converted into 1,890 shares of voting common stock, each unit representing a contingent right to one share. Following this transaction, she directly holds 12,640 shares of voting common stock. These were option/RSU exercises, not open‑market purchases or sales.
Live Oak Bancshares director David G. Lucht increased his equity stake through RSU vesting. On May 1, 2026, 2,946 restricted stock units vested and were converted into an equal number of shares of Live Oak voting common stock at a stated price of $0.00 per share.
Following this transaction, Lucht directly holds 18,623 shares of voting common stock. He also directly holds 4,000 depositary shares, each representing a 1/40th interest in a share of the company’s 8.375% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series A, with a liquidation preference of $1,000 per preferred share, equivalent to $25.00 per depositary share.
Live Oak Bancshares director Cameron William Henderson exercised restricted stock units into common shares as part of equity compensation. On May 1, 2026, 2,946 restricted stock units vested and were converted into 2,946 shares of Voting Common Stock at a stated price of $0.00 per share.
Following the transaction, Henderson holds 19,850 shares of Voting Common Stock directly. He also has indirect holdings reported as 470 shares held by a GST-Exempt Trust and 204,544 shares held by the William H. Cameron Revocable Trust. The filing shows no open‑market purchases or sales.
Live Oak Bancshares director Tonya Bradford Williams reported the vesting and exercise of restricted stock units into common shares. On May 1, 2026, 2,946 restricted stock units converted into 2,946 shares of voting common stock at a stated price of $0.00 per share.
Following this derivative exercise, she directly holds 9,643 shares of Live Oak Bancshares voting common stock. The filing reflects a compensation-related equity vesting rather than any open-market purchase or sale.
Live Oak Bancshares, Inc. chief information and digital officer Renato Derraik reported an open-market sale of 75,000 shares of voting common stock on April 30, 2026. The shares were sold at a weighted average price of $37.828, with individual trades between $37.51 and $38.095.
Following the sale, Derraik directly holds 4,243 shares of voting common stock. He also holds several restricted stock unit awards, each representing a contingent right to receive one share of voting common stock and vesting in five equal annual installments beginning on various February and August dates between 2022 and 2027, subject to continued service.
Live Oak Bancshares Chief Executive Officer James S. Mahan III, through the James S. Mahan Revocable Trust, reported open-market sales of a total of 20,000 shares of Voting Common Stock. The trust sold 10,000 shares at a weighted average price of $32.8280 on one day and 10,000 shares at $32.5041 on the next day under a pre-arranged Rule 10b5-1 trading plan adopted on August 27, 2025. Following these sales, the revocable trust held 2,947,844 shares, and the filing also lists additional indirect holdings in several family and charitable trusts and an LLC.
Live Oak Bancshares, Inc. Chief Executive Officer and 10% owner James S. Mahan III reported open-market sales of a total of 20,000 shares of Voting Common Stock on March 4–5. The shares were sold indirectly through the James S. Mahan Revocable Trust at weighted average prices of $36.6872, $35.3735 and $35.8894. After these sales, the revocable trust held 2,967,844 shares of Voting Common Stock indirectly. The filing states that these sales were effected under a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025.
Live Oak Bancshares, Inc. General Counsel Seward Gregory W reported an open-market sale of 3,000 shares of Voting Common Stock at $36.70 per share on March 2, 2026. After this sale, he directly owned 113,797 shares of common stock.
The filing also updates holdings of several Restricted Stock Units (RSUs), each representing a contingent right to receive one share of common stock. These RSUs vest in five equal annual installments beginning on various dates from February 14, 2023 through February 9, 2027, subject to his continuous service.