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[Form 4] LivePerson Inc Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

James R. Miller, a director of LivePerson, Inc. (LPSN), was granted 200,000 restricted stock units (RSUs) on 08/25/2025 under the 2019 Stock Incentive Plan. Each RSU represents a contingent right to one share and the award will fully vest on 08/25/2026. The Form 4 reports the reporting person beneficially owns 364,944 shares following the transaction; the filer states that this total includes 280,000 unvested RSUs held after the grant. The Form 4 was signed on 08/27/2025 by an attorney-in-fact on behalf of Mr. Miller.

Positive
  • Grant documented: 200,000 RSUs awarded to Director James R. Miller on 08/25/2025 under the 2019 Stock Incentive Plan
  • Clear vesting: RSUs will fully vest on 08/25/2026, providing a defined one-year vesting schedule
  • Updated ownership disclosed: Reporting person beneficially owns 364,944 shares following the transaction, including 280,000 unvested RSUs
Negative
  • None.

Insights

TL;DR: Routine equity compensation grant to a director; documents a standard vesting schedule and increased reported beneficial ownership.

The Form 4 discloses a time-based award of 200,000 RSUs to Director James R. Miller, vesting one year from grant. This filing is consistent with standard director compensation practices under an existing stock incentive plan and documents the director's reported beneficial ownership rising to 364,944 shares, including 280,000 unvested RSUs. The disclosure is procedural and does not report sales or derivative transactions.

TL;DR: A non-cash, deferred equity award that vests in one year; impacts dilution profile only upon vesting and issuance of shares.

The award of 200,000 RSUs will convert into common shares only upon vesting on 08/25/2026. The filing notes an aggregate beneficial ownership figure of 364,944 shares after the grant, with 280,000 unvested RSUs included in that total. This is a disclosure of compensation and ownership; the immediate financial impact is the administrative recognition of the grant and a future potential issuance if vesting conditions are met.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Miller James R.

(Last) (First) (Middle)
C/O LIVEPERSON, INC.
530 7TH AVE, FLOOR M1

(Street)
NEW YORK NY 10018

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
LIVEPERSON INC [ LPSN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
08/25/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/25/2025 A 200,000(1) A $0 364,944(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The reporting person was granted an award of restricted stock units ("RSUs") under the LivePerson, Inc. 2019 Stock Incentive Plan consisting of a grant of 200,000 RSUs, each of which represents a contingent right to receive one share of common stock. These RSUs will fully vest on August 25, 2026.
2. Number reported includes 280,000 unvested RSUs granted to and held by the reporting person following the reported transaction.
Remarks:
/s/ Monica Greenberg, Attorney-in-Fact for James R. Miller 08/27/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did the Form 4 filed for LPSN disclose?

The Form 4 disclosed a grant of 200,000 RSUs to director James R. Miller on 08/25/2025 and reported beneficial ownership of 364,944 shares afterward.

When do the RSUs granted to James R. Miller vest?

The RSUs will fully vest on 08/25/2026.

How many unvested RSUs are included in the reported ownership for LPSN?

The filing states the reported total includes 280,000 unvested RSUs.

Who signed the Form 4 for James R. Miller?

The Form 4 was signed by Monica Greenberg, Attorney-in-Fact for James R. Miller, dated 08/27/2025.

Under which plan were the RSUs granted?

The RSUs were granted under the LivePerson, Inc. 2019 Stock Incentive Plan.
Liveperson Inc

NASDAQ:LPSN

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53.81M
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8.22%
Software - Application
Services-prepackaged Software
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United States
NEW YORK