Mitsubishi UFJ Financial Group (MUFG) director gains 10,300 shares as plan settles
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Mitsubishi UFJ Financial Group director Makoto Kobayashi reported retirement-related equity settlements. On 2026-07-14, 10,300 shares of common stock were acquired at no cost upon settlement of stock compensation plan points, and 20,736 plan points were converted into shares of common stock and cash under the plan. Following these transactions, he holds 298,258 common shares directly and 37,356 stock compensation plan points; no open-market purchases or sales were reported.
Positive
- None.
Negative
- None.
Insider Trade Summary
20,736 shares exercised/converted
Mixed
2 txns
Insider
Kobayashi Makoto
Role
Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Conversion | Stock Compensation Plan Points | 20,736 | $0.00 | -- |
| Other | Common Stock | 10,300 | $0.00 | -- |
Holdings After Transaction:
Stock Compensation Plan Points — 37,356 shares (Direct);
Common Stock — 298,258 shares (Direct)
Footnotes (1)
- The reported shares were acquired upon the settlement of derivative securities (points) under the plan, previously reported in Table II, in connection with the reporting person's retirement. Represents the aggregate non-adjustable points that were settled upon the reporting person's retirement. Such points were converted into shares of common stock and cash in accordance with the terms of the plan.
Key Figures
Common shares acquired: 10,300 shares
Plan points converted: 20,736 points
Common shares held after: 298,258 shares
+2 more
5 metrics
Common shares acquired
10,300 shares
Non-derivative common stock acquired on 2026-07-14 via plan settlement
Plan points converted
20,736 points
Stock Compensation Plan Points converted into common stock and cash
Common shares held after
298,258 shares
Direct MUFG common stock holdings following the reported transactions
Plan points held after
37,356 points
Remaining Stock Compensation Plan Points after the conversion event
Transaction date
2026-07-14
Date of both the common stock acquisition and plan point conversion
Key Terms
Stock Compensation Plan Points, derivative securities, non-derivative, Conversion of derivative security
4 terms
Stock Compensation Plan Points financial
"Represents the aggregate non-adjustable points that were settled upon the reporting person's retirement."
derivative securities financial
"The reported shares were acquired upon the settlement of derivative securities (points) under the plan."
Financial contracts whose value is tied to the price or performance of another asset, such as a stock, bond, commodity, index, or currency; examples include options, futures and swaps. They matter to investors because they let you protect against price swings, bet on future moves or gain larger exposure with less upfront cash—like using a lever or insurance policy on an investment—so they can amplify gains and losses and help manage portfolio risk.
non-derivative financial
"The reported shares were acquired upon the settlement of derivative securities (points) under the plan, previously reported in Table II."
Conversion of derivative security financial
"Transaction code C is described as Conversion of derivative security."
FAQ
What insider transaction did MUFG director Makoto Kobayashi report?
Makoto Kobayashi reported retirement-related equity settlements including 10,300 MUFG common shares acquired at no cost and 20,736 stock compensation plan points converted into shares and cash, all under the company’s stock compensation plan.
What happened to Makoto Kobayashi’s stock compensation plan points at MUFG?
A total of 20,736 stock compensation plan points were settled and converted into MUFG common stock and cash, in line with the plan’s terms, as part of Kobayashi’s retirement-related compensation.
What are Makoto Kobayashi’s MUFG holdings after the reported transactions?
After the transactions, Kobayashi directly holds 298,258 MUFG common shares and 37,356 stock compensation plan points, reflecting both his existing stake and the retirement-related settlement activity.
Why were MUFG stock compensation plan points settled for Makoto Kobayashi?
The points were settled upon Kobayashi’s retirement. The filing notes that derivative securities (points) under the stock compensation plan were converted into MUFG common stock and cash according to the plan’s terms.