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NATR insider filing: CEO Kenneth Romanzi awarded 102,881 RSUs

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Natures Sunshine Products (NATR) reported an insider equity grant to its Chief Executive Officer and Director, Kenneth G. Romanzi. On 11/04/2025, he acquired 102,881 common shares in the form of restricted stock units (RSUs). The filing notes a price reference of $14.58 as of October 10, 2025, the effective date of his employment agreement.

Each RSU represents one share of common stock and will vest in three equal annual installments from the initial grant date through October 10, 2028. Following this award, the reported beneficial ownership is 102,881 shares, held directly.

Positive

  • None.

Negative

  • None.

Insights

CEO received 102,881 RSUs vesting annually through 2028.

The filing documents an equity award to the CEO, Kenneth G. Romanzi: 102,881 RSUs, with each unit convertible into one share of common stock. The entry lists a price reference of $14.58 tied to October 10, 2025, the employment agreement’s effective date.

The RSUs vest in three equal annual installments through October 10, 2028, aligning executive compensation with multi‑year performance and retention. Actual share issuance depends on vesting and any applicable service conditions.

This is a routine compensation grant; market impact depends on vesting and future trading decisions. No cash proceeds are involved for the company in connection with RSU vesting.

Insider Romanzi Kenneth G.
Role Chief Executive Officer
Type Security Shares Price Value
Grant/Award Common Shares 102,881 $14.58 $1.50M
Holdings After Transaction: Common Shares — 102,881 shares (Direct)
Footnotes (1)
  1. The price as of October 10, 2025, which is the effective date of Mr. Romanzi's employment agreement. These shares are in the form of restricted stock units (RSUs). Each RSU represents the right to receive one share of NATR common stock. These RSUs vest in three equal annual installments from the initial grant date through October 10, 2028.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Romanzi Kenneth G.

(Last) (First) (Middle)
2901 W BLUEGRASS BLVD
SUITE 100

(Street)
LEHI UT 84043

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
NATURES SUNSHINE PRODUCTS INC [ NATR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Executive Officer
3. Date of Earliest Transaction (Month/Day/Year)
11/04/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Shares 11/04/2025 A 102,881 A $14.58(1) 102,881(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The price as of October 10, 2025, which is the effective date of Mr. Romanzi's employment agreement.
2. These shares are in the form of restricted stock units (RSUs). Each RSU represents the right to receive one share of NATR common stock. These RSUs vest in three equal annual installments from the initial grant date through October 10, 2028.
Remarks:
/s/ Nathan G. Brower as attorney-in-fact for Kenneth G Romanzi 11/05/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Natures Sunshine (NATR) disclose in this Form 4?

An equity award to CEO and Director Kenneth G. Romanzi of 102,881 RSUs on 11/04/2025.

How do the 102,881 RSUs for NATR’s CEO vest?

They vest in three equal annual installments through October 10, 2028.

What does each NATR RSU represent?

Each RSU represents the right to receive one share of NATR common stock.

What price reference is associated with the NATR CEO grant?

The filing notes $14.58 as of October 10, 2025, the employment agreement’s effective date.

What is the CEO’s reported beneficial ownership after the transaction?

The filing reports 102,881 shares beneficially owned, held directly.
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