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NewtekOne, Inc. files a shelf registration to offer up to $650,000,000 of securities under a shelf prospectus, to be sold from time to time in one or more offerings.
The registration covers common stock, preferred stock, depositary shares, subscription rights, warrants, debt securities and units. The prospectus states proceeds are intended for general corporate purposes and that specific terms will be provided in prospectus supplements. The company reported consolidated total assets of $2.9 billion, deposits of $1.9 billion and shareholders’ equity of $404.7 million as of March 31, 2026. Shares outstanding were 28,891,150 common shares and 50,000 Series B preferred shares as of June 24, 2026.
NewtekOne, Inc. files a shelf registration to offer up to $650,000,000 of securities under a shelf prospectus, to be sold from time to time in one or more offerings.
The registration covers common stock, preferred stock, depositary shares, subscription rights, warrants, debt securities and units. The prospectus states proceeds are intended for general corporate purposes and that specific terms will be provided in prospectus supplements. The company reported consolidated total assets of $2.9 billion, deposits of $1.9 billion and shareholders’ equity of $404.7 million as of March 31, 2026. Shares outstanding were 28,891,150 common shares and 50,000 Series B preferred shares as of June 24, 2026.
Cestare Thomas David reported acquisition or exercise transactions in this Form 4 filing.
NewtekOne, Inc. director Thomas David Cestare reported an equity compensation grant of common stock. He received 1,825 restricted shares under the 2023 Stock Incentive Plan at a reference price of $13.70 per share.
The award is a restricted stock grant, not an open-market purchase, with 100% of the shares vesting after 12 months. Following this grant, Cestare directly holds 1,895 common shares. During the restricted period, dividends will be paid in additional common stock, which will vest on the same schedule.
Cestare Thomas David reported acquisition or exercise transactions in this Form 4 filing.
NewtekOne, Inc. director Thomas David Cestare reported an equity compensation grant of common stock. He received 1,825 restricted shares under the 2023 Stock Incentive Plan at a reference price of $13.70 per share.
The award is a restricted stock grant, not an open-market purchase, with 100% of the shares vesting after 12 months. Following this grant, Cestare directly holds 1,895 common shares. During the restricted period, dividends will be paid in additional common stock, which will vest on the same schedule.
SALUTE RICHARD J reported acquisition or exercise transactions in this Form 4 filing.
NewtekOne, Inc. director Richard J. Salute received a grant of 1,825 restricted shares of common stock valued at $13.70 per share. The award was made under the 2023 Stock Incentive Plan and vests 100% after 12 months. Following this grant, he directly holds 47,597 shares. Dividends will be paid in additional common stock during the restricted period and will vest on the same schedule.
SALUTE RICHARD J reported acquisition or exercise transactions in this Form 4 filing.
NewtekOne, Inc. director Richard J. Salute received a grant of 1,825 restricted shares of common stock valued at $13.70 per share. The award was made under the 2023 Stock Incentive Plan and vests 100% after 12 months. Following this grant, he directly holds 47,597 shares. Dividends will be paid in additional common stock during the restricted period and will vest on the same schedule.
Zink Gregory L reported acquisition or exercise transactions in this Form 4 filing.
NewtekOne, Inc. director Gregory L. Zink received a grant of 1,825 shares of common stock as a restricted stock award under the company’s 2023 Stock Incentive Plan. The award vests 100% after 12 months, and dividends paid during the restricted period will be in common stock that follows the same vesting schedule. Following this award, Zink directly holds 37,910 shares of NewtekOne common stock.
Zink Gregory L reported acquisition or exercise transactions in this Form 4 filing.
NewtekOne, Inc. director Gregory L. Zink received a grant of 1,825 shares of common stock as a restricted stock award under the company’s 2023 Stock Incentive Plan. The award vests 100% after 12 months, and dividends paid during the restricted period will be in common stock that follows the same vesting schedule. Following this award, Zink directly holds 37,910 shares of NewtekOne common stock.
PEREZ-HICKMAN FERNANDO reported acquisition or exercise transactions in this Form 4 filing.
NewtekOne, Inc. director Fernando Perez-Hickman received a grant of 1,825 shares of common stock under the company’s 2023 Stock Incentive Plan. This restricted stock award vests 100% after 12 months, and dividends during the restricted period will be paid in common stock that follows the same vesting schedule. Following this award, he directly holds 10,356 common shares.
PEREZ-HICKMAN FERNANDO reported acquisition or exercise transactions in this Form 4 filing.
NewtekOne, Inc. director Fernando Perez-Hickman received a grant of 1,825 shares of common stock under the company’s 2023 Stock Incentive Plan. This restricted stock award vests 100% after 12 months, and dividends during the restricted period will be paid in common stock that follows the same vesting schedule. Following this award, he directly holds 10,356 common shares.
Brunet Craig Jeffry reported acquisition or exercise transactions in this Form 4 filing.
NewtekOne, Inc. director Brunet Craig Jeffry received a grant of 1,825 restricted shares of common stock under the Shareholder and Board approved 2023 Stock Incentive Plan. The award is compensation-related, not an open-market purchase, and all shares are scheduled to vest after 12 months.
Following this grant at an indicated value of $13.70 per share, Brunet Craig Jeffry holds 9,010 common shares directly. During the restricted period, dividends will be paid in additional common stock, and those dividend shares will vest on the same 12‑month schedule.
Brunet Craig Jeffry reported acquisition or exercise transactions in this Form 4 filing.
NewtekOne, Inc. director Brunet Craig Jeffry received a grant of 1,825 restricted shares of common stock under the Shareholder and Board approved 2023 Stock Incentive Plan. The award is compensation-related, not an open-market purchase, and all shares are scheduled to vest after 12 months.
Following this grant at an indicated value of $13.70 per share, Brunet Craig Jeffry holds 9,010 common shares directly. During the restricted period, dividends will be paid in additional common stock, and those dividend shares will vest on the same 12‑month schedule.
NewtekOne, Inc. President, Chairman & CEO Barry Sloane reported an open-market purchase of 5,000 shares of common stock at $14.20 per share on June 15, 2026. After this transaction, his direct holdings increased to 1,181,914 shares.
NewtekOne, Inc. President, Chairman & CEO Barry Sloane reported an open-market purchase of 5,000 shares of common stock at $14.20 per share on June 15, 2026. After this transaction, his direct holdings increased to 1,181,914 shares.
NewtekOne, Inc. reported the results of its Annual Meeting of Shareholders held on June 12, 2026, where 23,238,465 common shares were present or represented by proxy. Shareholders elected Richard Salute and Craig “CJ” Brunet as directors to serve until the 2029 annual meeting. They also ratified RSM US LLP as independent registered accounting firm for the fiscal year ending December 31, 2026. In an advisory say-on-pay vote, shareholders approved the compensation of the company’s named executive officers.
NewtekOne, Inc. reported the results of its Annual Meeting of Shareholders held on June 12, 2026, where 23,238,465 common shares were present or represented by proxy. Shareholders elected Richard Salute and Craig “CJ” Brunet as directors to serve until the 2029 annual meeting. They also ratified RSM US LLP as independent registered accounting firm for the fiscal year ending December 31, 2026. In an advisory say-on-pay vote, shareholders approved the compensation of the company’s named executive officers.
NewtekOne, Inc. Chief Financial Officer Frank M. DeMaria made an open-market purchase of 500 shares of common stock at $13.915 per share. Following this transaction, he directly owns 36,736 shares, indicating a small incremental increase in his personal stake in the company.
NewtekOne, Inc. Chief Financial Officer Frank M. DeMaria made an open-market purchase of 500 shares of common stock at $13.915 per share. Following this transaction, he directly owns 36,736 shares, indicating a small incremental increase in his personal stake in the company.
NewtekOne, Inc. President, Chairman & CEO Barry Sloane reported open-market purchases of 11,000 shares of common stock on June 15, 2026 at prices around $14.20 per share. These insider buys were executed in three separate trades on the same day.
NewtekOne, Inc. President, Chairman & CEO Barry Sloane reported open-market purchases of 11,000 shares of common stock on June 15, 2026 at prices around $14.20 per share. These insider buys were executed in three separate trades on the same day.