Northpointe Bancshares (NYSE: NPB) estate and trusts sell control shares

Rhea-AI Filing Summary

Northpointe Bancshares resale notice reports private resales of Common Stock identified as control securities by estates and trusts. The excerpt lists a 7,000-share sale on 05/01/2026 and smaller transactions of 500 shares on 05/01/2026 and 275 shares on 06/02/2026, with dollar amounts shown for each sale.

Insights

Securities Lawyer

Form 144 records private resale of control stock by trusts and an estate.

The filing lists control securities of Common Stock being resold, including a 7,000-share disposition on 05/01/2026 with proceeds shown as $124,741.40. The transactions are attributed to named trusts and an estate.

These entries document reported sales under resale notice procedures; cash flow recipients are the selling holders. Further regulatory steps or limitations are not shown in the excerpt.

Key Figures

Largest sale: 7,000 shares Proceeds for 7,000-share sale: $124,741.40 Smaller sales: 500 shares; 275 shares +4 more

7 metrics

Largest sale 7,000 shares sold on 05/01/2026 by David S Hooker Trust

Proceeds for 7,000-share sale $124,741.40 amount shown alongside 7,000 shares on 05/01/2026

Smaller sales 500 shares; 275 shares sold on 05/01/2026 and 06/02/2026 by Tanis S Hooker Trust

Proceeds for 500-share sale $8,910.10 amount shown for 500 shares on 05/01/2026

Proceeds for 275-share sale $4,813.90 amount shown for 275 shares on 06/02/2026

Filing date in header 06/05/2026 date appearing in the excerpt header

Securities class Common Stock listed as the security being resold on the NYSE

Key Terms

Form 144, control securities, private resale

3 terms

Form 144 regulatory

"144: Securities To Be Sold Private resale of control securities"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

control securities financial

"Private resale of control securities by estate of former control person"

private resale market

"Private resale of control securities by estate of former control person"

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Available on EDGAR 06/08/2026 - 04:45 PM Accepted by SEC EDGAR 06/08/2026 - 04:44 PM Learn about SEC filing dates

FAQ

What does the Form 144 filing for NPB show?

The Form 144 reports private resales of control Common Stock. It lists a 7,000-share sale on 05/01/2026 and additional 500-share and 275-share sales on 05/01/2026 and 06/02/2026 respectively, with dollar amounts for each transaction.

Who are the sellers listed in the NPB excerpt?

The sellers are identified as the David S Hooker Trust, the Tanis S Hooker Irre Discretionary Trust, and the estate of a former control person. Each entry names the trust or estate as the selling holder and provides addresses.

How many shares were sold in the largest transaction listed?

The largest transaction shown is 7,000 shares sold on 05/01/2026. That sale is reported with a corresponding dollar value of $124,741.40 in the excerpt.

Are these sales listed as exchanges or public market trades for NPB?

The excerpt characterizes these as private resales of control securities by an estate and trusts. The methods of sale (brokered, block, open-market) are not described in the provided text.

Does the filing state who receives the proceeds from these NPB sales?

The filing shows dollar amounts for each sale but does not specify recipients beyond naming the selling trusts and the estate. The excerpt does not describe any use of proceeds or intermediary arrangements.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Northern Trust Securities, Inc. 50 S LaSalle Street Chicago IL 60603	234	4100.71	34581842	06/05/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	09/21/2017	Private resale of control securities by estate of former control person	David S. Hooker			234	09/21/2017	NA

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
DAVID S HOOKER TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC.	05/01/2026	7000	124741.40
TANIS S HOOKER IRRE DISCRETIONARY TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC.	05/01/2026	500	8910.10
TANIS S HOOKER IRRE DISCRETIONARY TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC.	06/02/2026	275	4813.90

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)