NORTHPOINTE (NPB) Form 144: Trusts File Resale Notices

NORTHPOINTE BANCSHARES INC. reported Form 144 sale notices for controlled-share resales by entities tied to David S. Hooker and Tanis S. Hooker.

Rhea-AI Filing Summary

NORTHPOINTE BANCSHARES INC. reported Form 144 sale notices for controlled-share resales by entities tied to David S. Hooker and Tanis S. Hooker. The filing lists multiple private resale transactions of Common Stock on 05/01/2026, 06/02/2026, and 06/05/2026, with individual trades ranging from 17 to 7,000 shares.

The filings identify the sellers as DAVID S HOOKER TRUST and TANIS S HOOKER IRRE DISCRETIONARY TRUST and show gross proceeds per trade in dollars alongside share counts.

Insights

Securities Compliance Counsel

Routine Form 144 resale notices for control-related trusts; administrative disclosure.

Form 144 lists specific resale transactions by trusts associated with a former control person, including dates and share counts. These notices permit brokers to effect resales under Rule 144 when conditions are met.

Timing and cash‑flow treatment are transaction‑level details here; subsequent Form 4s or transaction confirmations would show final execution details.

Key Figures

Trade - DAVID S HOOKER TRUST: 7,000 shares Gross proceeds reported: $124,741.40 Trade - TANIS S HOOKER TRUST: 500 shares +2 more

5 metrics

Trade - DAVID S HOOKER TRUST 7,000 shares trade dated <date>05/01/2026</date>

Gross proceeds reported $124,741.40 amount shown for the 7,000-share line on <date>05/01/2026</date>

Trade - TANIS S HOOKER TRUST 500 shares trade dated <date>05/01/2026</date>

Smaller trades on 06/02/2026 3850 shares and 275 shares trades by DAVID S HOOKER TRUST and TANIS S HOOKER TRUST on <date>06/02/2026</date>

Micro trades on 06/05/2026 234 shares and 17 shares trades reported on <date>06/05/2026</date>

Key Terms

Form 144, private resale of control securities, control person

3 terms

Form 144 regulatory

"listed as Form 144 sale notices and filer information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

private resale of control securities regulatory

"Private resale of control securities by estate of former control person"

control person regulatory

"reference to estate of former control person in the resale description"

A control person is an individual or entity that can significantly influence a company’s decisions and direction through ownership, voting power, or contractual rights—think of them as the captain who can steer the ship. Investors care because a control person’s choices affect corporate strategy, board appointments, and transactions that can raise or lower a stock’s value, and they often carry additional legal responsibilities and disclosure requirements to protect other shareholders.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does NORTHPOINTE BANCSHARES INC. Form 144 filing mean?

A Form 144 notice signals proposed resale of restricted or control stock by insiders or related trusts. The filing lists dates, seller names, share counts, and gross proceeds for specific trades, enabling brokers to proceed under Rule 144 resale conditions.

Who are the sellers named in the NPB Form 144?

The sellers are listed as DAVID S HOOKER TRUST and TANIS S HOOKER IRRE DISCRETIONARY TRUST. The filing ties these entities to a former control person and shows individual resale transactions on specific dates.

How many shares were reported sold on 05/01/2026 in the filing?

The excerpt shows two trades on 05/01/2026: 7,000 shares (DAVID S HOOKER TRUST) and 500 shares (TANIS S HOOKER IRRE DISCRETIONARY TRUST), each with gross dollar amounts reported next to the share counts.

Does the Form 144 confirm these shares were delivered to buyers?

No. Form 144 is a notice of intent to resell; it lists proposed transactions with dates and amounts. Execution and settlement details are documented elsewhere, such as broker confirmations or subsequent disclosures.

Are the reported dollar amounts net proceeds or gross proceeds?

The filing shows dollar figures beside each trade (e.g., 124,741.40 for 7,000 shares), presented as gross amounts associated with each resale line in the excerpt rather than labeled net proceeds.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/08/2026 - 05:34 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0002057486
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	NORTHPOINTE BANCSHARES INC
SEC File Number	001-42517
Address of Issuer	3333 DEPOSIT DRIVE NE GRAND RAPIDS MICHIGAN 49546
Phone	616-974-8491
Name of Person for Whose Account the Securities are To Be Sold	Hooker David Stevens
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Northern Trust Securities, Inc. 50 S LaSalle Street Chicago IL 60603	722	12649.15	34581842	06/08/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	09/21/2017	Private resale of control securities by estate of former control person	David S. Hooker			722	09/21/2017	NA

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
DAVID S HOOKER TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC.	05/01/2026	7000	124741.40
TANIS S HOOKER IRRE DISCRETIONARY TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC.	05/01/2026	500	8910.10
TANIS S HOOKER IRRE DISCRETIONARY TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC.	06/02/2026	275	4813.90
DAVID S HOOKER TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC.	06/02/2026	3850	67393.48
DAVID S HOOKER TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC.	06/05/2026	234	4100.71
TANIS S HOOKER IRRE DISCRETIONARY TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC.	06/05/2026	17	297.93

144: Remarks and Signature

Remarks
Date of Notice	06/08/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	01/26/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ David S. Hooker
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)