Northpointe Bancshares control-holder sale notice

Northpointe Bancshares filed a Rule 144 notice reporting proposed and recent resales of common stock by trusts associated with the estate of former control person David S. Hooker.

Rhea-AI Filing Summary

Northpointe Bancshares filed a Rule 144 notice reporting proposed and recent resales of common stock by trusts associated with the estate of former control person David S. Hooker. The filing lists multiple transactions in May–June 2026 with specific share counts and cash amounts for each sale.

Key Figures

Sale - 7,000 shares: 7,000 shares Sale - 500 shares: 500 shares Sale - 275 shares: 275 shares +3 more

6 metrics

Sale - 7,000 shares 7,000 shares sold 05/01/2026 for $124,741.40

Sale - 500 shares 500 shares sold 05/01/2026 for $8,910.10

Sale - 275 shares 275 shares sold 06/02/2026 for $4,813.90

Sale - 3,850 shares 3,850 shares sold 06/02/2026 for $67,393.48

Sale - 234 shares 234 shares sold 06/05/2026 for $4,100.71

Sale - 17 shares 17 shares sold 06/05/2026 for $297.93

Key Terms

Rule 144, private resale of control securities, former control person

3 terms

Rule 144 regulatory

"Private resale of control securities by estate of former control person"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

private resale of control securities market

"Private resale of control securities by estate of former control person"

former control person other

"estate of former control person David S. Hooker"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the NPB Form 144 disclose?

The Form 144 discloses proposed and recent resales of common stock by estate-related trusts. It lists specific trades on and cash amounts for each transaction, including sales on and , naming the DAVID S HOOKER TRUST and TANIS S HOOKER IRRE DISCRETIONARY TRUST.

How many shares were reported sold in the filing for NPB?

The filing lists individual sales such as 7,000 shares and smaller lots in May–June 2026. Each row pairs a share count with a cash amount, for example 7,000 shares for $124,741.40 and other lots of 500, 275, 3,850, 234 and 17 shares.

Who is the seller named in the NPB Form 144?

The sellers are trusts tied to the estate of former control person David S. Hooker. The filing names the DAVID S HOOKER TRUST and TANIS S HOOKER IRRE DISCRETIONARY TRUST as parties executing private resales of control securities.

Does the Form 144 state how proceeds are used or who receives them?

The notice lists cash amounts for each sale but does not state a use of proceeds within the provided excerpt. The filing attributes the sales to estate-related trusts and shows transaction dates and gross cash values only.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/08/2026 - 05:41 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0002057486
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	NORTHPOINTE BANCSHARES INC
SEC File Number	001-42517
Address of Issuer	3333 DEPOSIT DRIVE NE GRAND RAPIDS MICHIGAN 49546
Phone	616-974-8491
Name of Person for Whose Account the Securities are To Be Sold	Hooker David Stevens
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Northern Trust Securities, Inc. 50 S LaSalle Street Chicago IL 60603	51	893.61	34581842	06/08/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	09/21/2017	Private resale of control securities by estate of former control person	David S. Hooker			51	09/21/2017	NA

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
DAVID S HOOKER TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC.	05/01/2026	7000	124741.40
TANIS S HOOKER IRRE DISCRETIONARY TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC.	05/01/2026	500	8910.10
TANIS S HOOKER IRRE DISCRETIONARY TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC.	06/02/2026	275	4813.90
DAVID S HOOKER TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC.	06/02/2026	3850	67393.48
DAVID S HOOKER TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC.	06/05/2026	234	4100.71
TANIS S HOOKER IRRE DISCRETIONARY TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC.	06/05/2026	17	297.93

144: Remarks and Signature

Remarks
Date of Notice	06/08/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	01/26/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ David S. Hooker
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)