Nu Holdings director granted 23,483 Class A shares

Pham Thuan reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

Pham Thuan reported acquisition or exercise transactions in this Form 4 filing.

Nu Holdings Ltd. director Pham Thuan reported a grant of 23,483 Class A ordinary shares, awarded at a price of $0.00 per share in the form of Restricted Share Units (RSUs). Following this award, Thuan holds 133,654 Class A shares directly, including 23,483 unvested RSUs that require continued service through their vesting date.

Insider Trade Summary

Grant/Award: 23,483 shares

Grant/Award 1 txn

Insider Pham Thuan

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Class A ordinary shares ("Class A Shares") F1	23,483	$0.00	$0.00

Holdings After Transaction: Class A ordinary shares ("Class A Shares") — 133,654 shares (Direct)

Footnotes (1)

1. F1. Figure includes 23,483 Class A Shares underlying unvested Restricted Share Units (RSUs). Each RSU represents a contingent right to receive one Class A Share. These RSUs are subject to the Reporting Person's continued service through the vesting date.

Key Figures

Shares granted: 23,483 Class A ordinary shares Price per share: $0.00 per share Shares after transaction: 133,654 Class A ordinary shares +1 more

4 metrics

Shares granted 23,483 Class A ordinary shares Grant/award acquisition on 2026-08-07 via RSUs

Price per share $0.00 per share Stated transaction price for the RSU-related share grant

Shares after transaction 133,654 Class A ordinary shares Direct holdings following the reported grant

Unvested RSUs 23,483 RSUs Each RSU represents a contingent right to one Class A share

Key Terms

Restricted Share Units (RSUs), Class A ordinary shares, vesting date

3 terms

Restricted Share Units (RSUs) financial

"Figure includes 23,483 Class A Shares underlying unvested Restricted Share Units (RSUs)."

Restricted share units (RSUs) are a form of employee pay where a company promises to give shares (or their cash value) to workers after certain conditions, usually time or performance, are met. For investors, RSUs matter because they can increase the number of shares outstanding and signal how management is being paid and incentivized—think of them as delayed bonuses that convert into ownership when vesting conditions are satisfied.

Class A ordinary shares financial

"Class A ordinary shares ("Class A Shares")"

Class A ordinary shares are a type of ownership stake in a company that typically grants voting rights to shareholders, allowing them to have a say in important company decisions. They often come with priority in receiving dividends or profits, making them attractive to investors seeking influence and potential income. These shares help distinguish different levels of ownership and rights within a company's stock structure.

vesting date financial

"These RSUs are subject to the Reporting Person's continued service through the vesting date."

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Nu Holdings (NU) report for Pham Thuan?

Nu Holdings reported that director Pham Thuan received a grant of 23,483 Class A ordinary shares in the form of RSUs on 2026-08-07, at a stated price of $0.00 per share.

How many Nu Holdings (NU) shares does Pham Thuan hold after this Form 4?

After the reported grant, Pham Thuan holds 133,654 Class A ordinary shares of Nu Holdings directly. This total includes 23,483 unvested Restricted Share Units (RSUs) that may convert into shares upon vesting.

What are the terms of the RSUs granted to Pham Thuan at Nu Holdings (NU)?

The grant consists of 23,483 RSUs, each representing a contingent right to receive one Class A ordinary share. These RSUs are subject to Thuan’s continued service through the vesting date before shares are delivered.

Was the Nu Holdings (NU) share grant to Pham Thuan a market purchase or a compensation award?

The transaction is categorized as a grant, award, or other acquisition under code A. The $0.00 per share price and RSU structure indicate this was equity compensation, not an open-market purchase.

Does the Nu Holdings (NU) Form 4 indicate any share sales by Pham Thuan?

No. The Form 4 reports only an acquisition of 23,483 Class A shares via RSUs by Pham Thuan. The transaction summary shows no sales or dispositions associated with this filing.

Are the RSUs in the Nu Holdings (NU) grant to Pham Thuan fully vested?

No. The footnote states that 23,483 Class A shares are underlying unvested RSUs. Each RSU vests only if Thuan maintains continued service through the vesting date.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/11/2026 - 08:32 PM Accepted by SEC EDGAR 08/11/2026 - 08:31 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Pham Thuan

(Last) (First) (Middle)

RUA CAPOTE VALENTE, 39, PINHEIROS

(Street)

SAO PAULO 05409001

(City) (State) (Zip)

BRAZIL

(Country)

2. Issuer Name and Ticker or Trading Symbol
Nu Holdings Ltd. [ NU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/07/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A ordinary shares ("Class A Shares")	08/07/2026		A		23,483	A	$0	133,654(1)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Figure includes 23,483 Class A Shares underlying unvested Restricted Share Units (RSUs). Each RSU represents a contingent right to receive one Class A Share. These RSUs are subject to the Reporting Person's continued service through the vesting date.

	/s/ Beatriz Outeiro, attorney-in-fact for Thuan Quang Pham	08/11/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)