Nu director Leone granted 1,356 Class A shares

Nu Holdings Ltd. (NU) reported that director Douglas M. Leone received a grant of 1,356 Class A ordinary shares on 2026-08-24 as a share award with a reported price of $0.00 per share.

Rhea-AI Filing Summary

Nu Holdings Ltd. (NU) reported that director Douglas M. Leone received a grant of 1,356 Class A ordinary shares on 2026-08-24 as a share award with a reported price of $0.00 per share. Following this grant, he holds 200,221 Class A Shares directly, including 25,290 unvested RSUs from prior grants that each convert into one Class A Share subject to continued service. He also reports indirect holdings of 27,753,845 Class A Shares through a family trust and 1,740,390 Class A Shares through family limited partnerships, for which he disclaims beneficial ownership except to the extent of his pecuniary interest.

Insider Trade Summary

Grant/Award: 1,356 shares

Grant/Award 3 txns

Insider LEONE DOUGLAS M

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Class A ordinary shares ("Class A Shares") F1	1,356	$0.00	$0.00
holding	Class A Shares F2	--	--	--
holding	Class A Shares F2	--	--	--

Holdings After Transaction: Class A ordinary shares ("Class A Shares") — 200,221 shares (Direct); Class A Shares — 27,753,845 shares (Indirect, By Family Trust); Class A Shares — 1,740,390 shares (Indirect, By Family Limited Partnerships)

Footnotes (2)

1. F1. Figure includes 25,290 Class A Shares underlying unvested Restricted Share Units (RSUs) associated with grant(s) made prior to this current grant of RSUs. Each RSU represents a contingent right to receive one Class A Share. These RSUs are subject to the Reporting Person's continued service through the vesting date.
2. F2. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Key Figures

Class A Shares granted: 1,356 Class A ordinary shares Grant price per share: $0.00 per share Direct Class A Shares after grant: 200,221 Class A Shares +3 more

6 metrics

Class A Shares granted 1,356 Class A ordinary shares Grant, award, or other acquisition on 2026-08-24

Grant price per share $0.00 per share Reported for the 1,356-share award on 2026-08-24

Direct Class A Shares after grant 200,221 Class A Shares Direct holdings of Douglas M. Leone following the reported grant

Unvested RSUs from prior grants 25,290 RSUs Each RSU represents a contingent right to receive one Class A Share

Indirect Class A Shares via family trust 27,753,845 Class A Shares Indirect holdings reported "By Family Trust" with beneficial ownership disclaimed except for pecuniary interest

Indirect Class A Shares via family limited partnerships 1,740,390 Class A Shares Indirect holdings reported "By Family Limited Partnerships" with beneficial ownership disclaimed except for pecuniary interest

Key Terms

Restricted Share Units (RSUs), beneficial ownership, pecuniary interest, Class A ordinary shares

4 terms

Restricted Share Units (RSUs) financial

"Each RSU represents a contingent right to receive one Class A Share."

Restricted share units (RSUs) are a form of employee pay where a company promises to give shares (or their cash value) to workers after certain conditions, usually time or performance, are met. For investors, RSUs matter because they can increase the number of shares outstanding and signal how management is being paid and incentivized—think of them as delayed bonuses that convert into ownership when vesting conditions are satisfied.

beneficial ownership financial

"The reporting person disclaims beneficial ownership of these securities except..."

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

pecuniary interest financial

"except to the extent of his pecuniary interest therein."

Class A ordinary shares financial

"Class A ordinary shares ("Class A Shares")"

Class A ordinary shares are a type of ownership stake in a company that typically grants voting rights to shareholders, allowing them to have a say in important company decisions. They often come with priority in receiving dividends or profits, making them attractive to investors seeking influence and potential income. These shares help distinguish different levels of ownership and rights within a company's stock structure.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did NU director Douglas M. Leone report in this Form 4 for NU?

Douglas M. Leone reported a grant of 1,356 Class A ordinary shares of Nu Holdings Ltd. on 2026-08-24, received as a share award at $0.00 per share, increasing his directly held Class A Shares to 200,221.

How many NU Class A Shares does Douglas M. Leone now hold directly?

After the reported award, Douglas M. Leone directly holds 200,221 Class A Shares of Nu Holdings Ltd. This figure includes 25,290 Class A Shares underlying unvested RSUs from grants made before the current award.

What restricted share units (RSUs) are disclosed for NU in this filing?

The filing states that 25,290 Class A Shares are underlying unvested Restricted Share Units (RSUs) from earlier grants. Each RSU is a contingent right to receive one Class A Share, subject to Douglas M. Leone’s continued service through the vesting date.

What indirect NU share holdings are reported for Douglas M. Leone?

Douglas M. Leone reports indirect ownership of 27,753,845 Class A Shares held by a family trust and 1,740,390 Class A Shares held by family limited partnerships. He disclaims beneficial ownership of these securities except to the extent of his pecuniary interest.

Was the NU share grant to Douglas M. Leone a market purchase or a compensatory award?

The Form 4 characterizes the 1,356-share transaction as a grant, award, or other acquisition with a reported price of $0.00 per share, indicating it was a compensatory share award rather than a market purchase.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/26/2026 - 04:04 PM Accepted by SEC EDGAR 08/26/2026 - 04:04 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

LEONE DOUGLAS M

(Last) (First) (Middle)

RUA CAPOTE VALENTE, 39, PINHEIROS

(Street)

SAO PAULO 05409001

(City) (State) (Zip)

BRAZIL

(Country)

2. Issuer Name and Ticker or Trading Symbol
Nu Holdings Ltd. [ NU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/24/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A ordinary shares ("Class A Shares")	08/24/2026		A		1,356	A	$0	200,221(1)	D
Class A Shares								27,753,845	I	By Family Trust(2)
Class A Shares								1,740,390	I	By Family Limited Partnerships(2)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Figure includes 25,290 Class A Shares underlying unvested Restricted Share Units (RSUs) associated with grant(s) made prior to this current grant of RSUs. Each RSU represents a contingent right to receive one Class A Share. These RSUs are subject to the Reporting Person's continued service through the vesting date.

2. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

	/s/ Beatriz Outeiro, attorney-in-fact for Douglas Mauro Leone	08/26/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)