Nu Holdings (NU) director Anita Sands receives 30,709-share equity award

Rhea-AI Filing Summary

Sands Anita M reported acquisition or exercise transactions in this Form 4 filing.

Nu Holdings Ltd. director Anita M. Sands received a grant of 30,709 Class A ordinary shares on 2026-08-07, recorded at a price of $0.0000 per share as a share-based award. Following this grant, she directly holds 192,859 Class A shares, including 30,709 unvested Restricted Share Units (RSUs). Each RSU represents a contingent right to receive one Class A share and remains subject to her continued service through the vesting date.

Insider Trade Summary

Net Buyer: 30,709 shares

Net Buy 1 txn

Insider Sands Anita M

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Class A ordinary shares ("Class A Shares") F1	30,709	$0.00	$0.00

Holdings After Transaction: Class A ordinary shares ("Class A Shares") — 192,859 shares (Direct)

Footnotes (1)

1. F1. Figure includes 30,709 Class A Shares underlying unvested Restricted Share Units (RSUs). Each RSU represents a contingent right to receive one Class A Share. These RSUs are subject to the Reporting Person's continued service through the vesting date.

Key Figures

Shares granted: 30,709 Class A ordinary shares Grant price per share: $0.0000 per share Total shares after transaction: 192,859 Class A shares +1 more

4 metrics

Shares granted 30,709 Class A ordinary shares Grant/award acquisition on 2026-08-07

Grant price per share $0.0000 per share Recorded price for the 30,709-share award

Total shares after transaction 192,859 Class A shares Direct holdings reported following the award

Unvested RSUs included 30,709 RSUs Each RSU is a contingent right to one Class A share

Key Terms

Restricted Share Units (RSUs), contingent right, vesting date

3 terms

Restricted Share Units (RSUs) financial

"Figure includes 30,709 Class A Shares underlying unvested Restricted Share Units (RSUs)."

Restricted share units (RSUs) are a form of employee pay where a company promises to give shares (or their cash value) to workers after certain conditions, usually time or performance, are met. For investors, RSUs matter because they can increase the number of shares outstanding and signal how management is being paid and incentivized—think of them as delayed bonuses that convert into ownership when vesting conditions are satisfied.

contingent right financial

"Each RSU represents a contingent right to receive one Class A Share."

vesting date financial

"These RSUs are subject to the Reporting Person's continued service through the vesting date."

FAQ

What transaction did Anita M. Sands report in Nu Holdings (NU) on this Form 4?

Anita M. Sands reported a grant of 30,709 Class A ordinary shares of Nu Holdings Ltd. This is recorded as a share-based award at $0.0000 per share, increasing her direct holdings to 192,859 shares.

How many Nu Holdings (NU) shares does Anita M. Sands hold after this Form 4 transaction?

After the transaction, Anita M. Sands directly holds 192,859 Class A shares of Nu Holdings Ltd. This total includes 30,709 shares underlying unvested RSUs that may convert into shares if vesting conditions are met.

What are the terms of the 30,709 RSUs reported by Anita M. Sands at Nu Holdings (NU)?

The 30,709 Restricted Share Units (RSUs) each represent a contingent right to receive one Class A share. These RSUs are subject to Anita M. Sands’s continued service with Nu Holdings Ltd. through their respective vesting dates.

Was the Nu Holdings (NU) Form 4 transaction by Anita M. Sands a market purchase or sale?

The Form 4 shows a grant or award acquisition of 30,709 Class A shares, coded as transaction type “A.” It is not a market purchase or sale, but an equity award with a reported price of $0.0000 per share.

How many Nu Holdings (NU) shares in Anita M. Sands’s holdings are unvested RSUs?

Of the 192,859 Class A shares reported as held by Anita M. Sands, 30,709 shares are underlying unvested Restricted Share Units. These RSUs will deliver shares only if the stated service-based vesting condition is satisfied.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 08/11/2026 - 09:11 PM Accepted by SEC EDGAR 08/11/2026 - 09:10 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Sands Anita M

(Last) (First) (Middle)

RUA CAPOTE VALENTE, 39, PINHEIROS

(Street)

SAO PAULO 05409001

(City) (State) (Zip)

BRAZIL

(Country)

2. Issuer Name and Ticker or Trading Symbol
Nu Holdings Ltd. [ NU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/07/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A ordinary shares ("Class A Shares")	08/07/2026		A		30,709	A	$0	192,859(1)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Figure includes 30,709 Class A Shares underlying unvested Restricted Share Units (RSUs). Each RSU represents a contingent right to receive one Class A Share. These RSUs are subject to the Reporting Person's continued service through the vesting date.

	/s/ Beatriz Outeiro, attorney-in-fact for Anita Mary Sands	08/11/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)