Nu Holdings director granted 25,290 RSUs

Moreno Mejia Luis Alberto reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

Moreno Mejia Luis Alberto reported acquisition or exercise transactions in this Form 4 filing.

Nu Holdings Ltd. reported that director Moreno Mejia Luis Alberto received an equity grant of 25,290 Class A ordinary shares on August 7, 2026, recorded at $0.00 per share as a grant or award. The figure includes 25,290 Class A Shares underlying unvested Restricted Share Units (RSUs), each RSU representing a contingent right to one Class A Share, subject to his continued service through the vesting date. Following this award, his direct holdings increased to 251,524 Class A Shares, including the unvested RSUs. The transaction was not reported as made under a Rule 10b5-1 trading plan.

Insider Trade Summary

Grant/Award: 25,290 shares

Grant/Award 1 txn

Insider Moreno Mejia Luis Alberto

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Class A ordinary shares ("Class A Shares") F1	25,290	$0.00	$0.00

Holdings After Transaction: Class A ordinary shares ("Class A Shares") — 251,524 shares (Direct)

Footnotes (1)

1. F1. Figure includes 25,290 Class A Shares underlying unvested Restricted Share Units (RSUs). Each RSU represents a contingent right to receive one Class A Share. These RSUs are subject to the Reporting Person's continued service through the vesting date.

Key Figures

Shares granted: 25,290 Class A Shares Grant price per share: $0.00 per share Shares held after transaction: 251,524 Class A Shares +1 more

4 metrics

Shares granted 25,290 Class A Shares Equity grant/award to director on August 7, 2026

Grant price per share $0.00 per share Recorded price for the 25,290-share grant

Shares held after transaction 251,524 Class A Shares Total direct holdings by the reporting person after the award

Unvested RSUs included 25,290 RSUs Unvested RSUs included in the post-transaction holdings total

Key Terms

Restricted Share Units (RSUs), Class A ordinary shares, vesting date, Rule 10b5-1

4 terms

Restricted Share Units (RSUs) financial

"Figure includes 25,290 Class A Shares underlying unvested Restricted Share Units (RSUs)."

Restricted share units (RSUs) are a form of employee pay where a company promises to give shares (or their cash value) to workers after certain conditions, usually time or performance, are met. For investors, RSUs matter because they can increase the number of shares outstanding and signal how management is being paid and incentivized—think of them as delayed bonuses that convert into ownership when vesting conditions are satisfied.

Class A ordinary shares financial

"Class A ordinary shares ("Class A Shares") reported as the security title."

Class A ordinary shares are a type of ownership stake in a company that typically grants voting rights to shareholders, allowing them to have a say in important company decisions. They often come with priority in receiving dividends or profits, making them attractive to investors seeking influence and potential income. These shares help distinguish different levels of ownership and rights within a company's stock structure.

vesting date financial

"These RSUs are subject to the Reporting Person's continued service through the vesting date."

Rule 10b5-1 regulatory

"The transaction-level 10b5-1 checkbox was explicitly unchecked for this filing."

Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Nu Holdings (NU) disclose about Moreno Mejia Luis Alberto’s latest equity award?

Nu Holdings disclosed that director Moreno Mejia Luis Alberto received a grant of 25,290 Class A ordinary shares on August 7, 2026. The award was recorded at $0.00 per share as a grant or award transaction.

How many Nu Holdings (NU) shares does Moreno Mejia Luis Alberto hold after this Form 4 transaction?

After the reported transaction, Moreno Mejia Luis Alberto directly holds 251,524 Class A ordinary shares of Nu Holdings. This total includes 25,290 unvested RSUs that each represent a contingent right to receive one Class A Share.

What are the terms of the 25,290 RSUs granted to Moreno Mejia at Nu Holdings (NU)?

The 25,290 RSUs granted to Moreno Mejia Luis Alberto each represent a contingent right to receive one Class A Share. These RSUs are subject to his continued service through the vesting date before the underlying shares are delivered.

Was the Nu Holdings (NU) Form 4 transaction under a Rule 10b5-1 trading plan?

The Form 4 indicates the transaction was not made pursuant to a Rule 10b5-1 trading plan. The document-level 10b5-1 checkbox was explicitly unchecked, and no footnote describes a pre-arranged trading arrangement.

Did Moreno Mejia buy or sell Nu Holdings (NU) shares on the market in this Form 4?

No market purchase or sale was reported; the filing shows a grant, award, or other acquisition of 25,290 Class A Shares at $0.00 per share. It reflects equity compensation rather than an open-market trade.

How are the unvested RSUs reflected in Moreno Mejia’s Nu Holdings (NU) share total?

The reported 251,524 Class A Shares held directly by Moreno Mejia include 25,290 Class A Shares underlying unvested RSUs. These RSUs only settle into shares if service continues through the vesting date.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/11/2026 - 08:50 PM Accepted by SEC EDGAR 08/11/2026 - 08:50 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Moreno Mejia Luis Alberto

(Last) (First) (Middle)

RUA CAPOTE VALENTE, 39, PINHEIROS

(Street)

SAO PAULO 05409001

(City) (State) (Zip)

BRAZIL

(Country)

2. Issuer Name and Ticker or Trading Symbol
Nu Holdings Ltd. [ NU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/07/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A ordinary shares ("Class A Shares")	08/07/2026		A		25,290	A	$0	251,524(1)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Figure includes 25,290 Class A Shares underlying unvested Restricted Share Units (RSUs). Each RSU represents a contingent right to receive one Class A Share. These RSUs are subject to the Reporting Person's continued service through the vesting date.

	/s/ Beatriz Outeiro, attorney-in-fact for Luis Alberto Moreno Mejia	08/11/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)