Nu Holdings (NU) director Douglas Leone granted 25,290 RSUs and reports major indirect stakes
Rhea-AI Filing Summary
Nu Holdings Ltd. director Douglas M. Leone received an award of 25,290 Class A shares on August 7, 2026, classified as a grant or other acquisition at $0.00 per share. The figure includes unvested Restricted Share Units (RSUs), each representing one Class A share, which remain contingent on his continued service through their vesting dates.
Following this grant, Leone directly holds 198,865 Class A shares, including the unvested RSUs. He is also reported as having indirect interests in 27,753,845 Class A shares through a family trust and 1,740,390 Class A shares through family limited partnerships, while disclaiming beneficial ownership of these indirect holdings except to the extent of his pecuniary interest.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Buyer: 25,290 shares
Net Buy
3 txns
Insider
LEONE DOUGLAS M
Role
Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Class A ordinary shares ("Class A Shares") F1 | 25,290 | $0.00 | $0.00 |
| holding | Class A Shares F2 | -- | -- | -- |
| holding | Class A Shares F2 | -- | -- | -- |
Holdings After Transaction:
Class A ordinary shares ("Class A Shares") — 198,865 shares (Direct);
Class A Shares — 27,753,845 shares (Indirect, By Family Trust);
Class A Shares — 1,740,390 shares (Indirect, By Family Limited Partnerships)
Footnotes (2)
- F1. Figure includes 25,290 Class A Shares underlying unvested Restricted Share Units (RSUs). Each RSU represents a contingent right to receive one Class A Share. These RSUs are subject to the Reporting Person's continued service through the vesting date.
- F2. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
Key Figures
RSU grant: 25,290 Class A shares
Grant price: $0.0000 per share
Direct holdings after grant: 198,865 Class A shares
+2 more
5 metrics
RSU grant
25,290 Class A shares
Grant/award acquisition on August 7, 2026
Grant price
$0.0000 per share
Reported price for the 25,290-share RSU award
Direct holdings after grant
198,865 Class A shares
Direct ownership following the RSU award, including unvested RSUs
Indirect holdings via family trust
27,753,845 Class A shares
Indirect ownership reported as held by a family trust
Indirect holdings via family partnerships
1,740,390 Class A shares
Indirect ownership reported as held by family limited partnerships
Key Terms
Restricted Share Units (RSUs), beneficial ownership, pecuniary interest, Family Trust, +1 more
5 terms
beneficial ownership financial
"The reporting person disclaims beneficial ownership of these securities except..."
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
pecuniary interest financial
"disclaims beneficial ownership of these securities except to the extent of his pecuniary interest"
Family Trust financial
"total_shares_following_transaction 27,753,845.0000, nature_of_ownership By Family Trust"
Family Limited Partnerships financial
"total_shares_following_transaction 1,740,390.0000, nature_of_ownership By Family Limited Partnerships"
FAQ
What did Nu Holdings (NU) director Douglas M. Leone report in this Form 4?
Douglas M. Leone reported a grant of 25,290 Class A shares of Nu Holdings Ltd. on August 7, 2026. The award was at $0.00 per share and is structured as unvested RSUs contingent on his continued service.
What are the terms of the 25,290 RSUs reported by Nu Holdings (NU) director Leone?
The 25,290 RSUs each represent a contingent right to receive one Class A share. These RSUs are unvested and remain subject to Douglas M. Leone’s continued service through the vesting date, as specified in the disclosure.
What indirect holdings in Nu Holdings (NU) are associated with Douglas M. Leone?
The filing shows indirect interests in 27,753,845 Class A shares held by a family trust and 1,740,390 shares held by family limited partnerships. Leone disclaims beneficial ownership of these, except to the extent of his pecuniary interest.
Was the Nu Holdings (NU) Form 4 transaction under a Rule 10b5-1 trading plan?
The Rule 10b5-1 checkbox is not marked as affirming a trading plan; the aff_10b5_one field is false. The reported event is a grant/award of RSUs rather than an open-market trade under a pre-arranged plan.
AI-generated analysis. How Rhea-AI works. Not financial advice.
