Nu Holdings director awarded 23,483 RSUs

Calderon Peres Rogerio Paulo reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

Calderon Peres Rogerio Paulo reported acquisition or exercise transactions in this Form 4 filing.

Nu Holdings Ltd. director Rogerio Paulo Calderon Peres reported a grant of 23,483 Class A ordinary shares on August 7, 2026, at a stated price of $0.00 per share. The figure includes 23,483 unvested Restricted Share Units (RSUs), each representing a contingent right to one Class A share, subject to his continued service through the vesting date. Following this award, his directly held position is 102,937 Class A shares.

Insider Trade Summary

Grant/Award: 23,483 shares

Grant/Award 1 txn

Insider Calderon Peres Rogerio Paulo

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Class A ordinary shares ("Class A Shares") F1	23,483	$0.00	$0.00

Holdings After Transaction: Class A ordinary shares ("Class A Shares") — 102,937 shares (Direct)

Footnotes (1)

1. F1. Figure includes 23,483 Class A Shares underlying unvested Restricted Share Units (RSUs). Each RSU represents a contingent right to receive one Class A Share. These RSUs are subject to the Reporting Person's continued service through the vesting date.

Key Figures

Shares granted: 23,483 Class A ordinary shares Award price per share: $0.00 per share Total shares after transaction: 102,937 Class A ordinary shares +1 more

4 metrics

Shares granted 23,483 Class A ordinary shares Grant, award, or other acquisition on August 7, 2026

Award price per share $0.00 per share Stated transaction price for the Class A share grant

Total shares after transaction 102,937 Class A ordinary shares Director’s directly held Class A shares following the award

Unvested RSUs 23,483 RSUs Each RSU represents a contingent right to one Class A share, subject to continued service

Key Terms

Class A ordinary shares, Restricted Share Units (RSUs), contingent right, vesting date

4 terms

Class A ordinary shares financial

"Class A ordinary shares ("Class A Shares")"

Class A ordinary shares are a type of ownership stake in a company that typically grants voting rights to shareholders, allowing them to have a say in important company decisions. They often come with priority in receiving dividends or profits, making them attractive to investors seeking influence and potential income. These shares help distinguish different levels of ownership and rights within a company's stock structure.

Restricted Share Units (RSUs) financial

"Figure includes 23,483 Class A Shares underlying unvested Restricted Share Units (RSUs)."

Restricted share units (RSUs) are a form of employee pay where a company promises to give shares (or their cash value) to workers after certain conditions, usually time or performance, are met. For investors, RSUs matter because they can increase the number of shares outstanding and signal how management is being paid and incentivized—think of them as delayed bonuses that convert into ownership when vesting conditions are satisfied.

contingent right financial

"Each RSU represents a contingent right to receive one Class A Share."

vesting date financial

"These RSUs are subject to the Reporting Person's continued service through the vesting date."

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Nu Holdings (NU) disclose on August 7, 2026?

Nu Holdings reported that director Rogerio Paulo Calderon Peres received a grant of 23,483 Class A ordinary shares on August 7, 2026, bringing his directly held stake to 102,937 shares.

How many Nu Holdings (NU) shares does the director hold after the latest grant?

After the reported grant, director Rogerio Paulo Calderon Peres directly holds 102,937 Class A ordinary shares. This total includes 23,483 shares underlying unvested RSUs that may settle into Class A shares upon vesting.

What type of equity award did Nu Holdings (NU) grant to its director?

The director received 23,483 Restricted Share Units (RSUs), each representing a contingent right to receive one Class A ordinary share. These RSUs are subject to the director’s continued service through the vesting date before shares are delivered.

Did the Nu Holdings (NU) director buy shares on the open market in this Form 4?

No, the filing reports a grant or award acquisition of 23,483 Class A shares at a stated price of $0.00 per share, not an open-market purchase or sale transaction.

Are the new Nu Holdings (NU) RSUs immediately vested for the director?

No. The 23,483 RSUs are described as unvested. Each RSU represents a contingent right to one Class A share and requires the director’s continued service through the vesting date to settle in shares.

Does this Nu Holdings (NU) Form 4 involve any derivative securities?

No derivative transactions are listed. The Form 4 reports non-derivative Class A ordinary shares, with the footnote explaining that 23,483 shares relate to unvested RSUs that may convert into shares upon vesting.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/11/2026 - 08:35 PM Accepted by SEC EDGAR 08/11/2026 - 08:35 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Calderon Peres Rogerio Paulo

(Last) (First) (Middle)

RUA CAPOTE VALENTE, 39, PINHEIROS

(Street)

SAO PAULO 05409001

(City) (State) (Zip)

BRAZIL

(Country)

2. Issuer Name and Ticker or Trading Symbol
Nu Holdings Ltd. [ NU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/07/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A ordinary shares ("Class A Shares")	08/07/2026		A		23,483	A	$0	102,937(1)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Figure includes 23,483 Class A Shares underlying unvested Restricted Share Units (RSUs). Each RSU represents a contingent right to receive one Class A Share. These RSUs are subject to the Reporting Person's continued service through the vesting date.

	/s/ Beatriz Outeiro, attorney-in-fact for Rogerio Paulo Calderon Peres	08/11/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)