Nu Holdings (NYSE: NU) director awarded 1,356 Class A shares

Rhea-AI Filing Summary

Nu Holdings Ltd. (NU) reported that its director, serving as the reporting person, received a grant of 1,356 Class A ordinary shares on 2026-08-24 as a grant/award acquisition at a stated price of $0.00 per share. Following this award, the reporting person holds 194,215 Class A shares directly. A related footnote clarifies that this figure includes 30,709 Class A shares underlying unvested Restricted Share Units (RSUs) from prior grants, each RSU representing a contingent right to receive one Class A share, subject to continued service through the vesting date.

Insider Trade Summary

Net Buyer: 1,356 shares

Net Buy 1 txn

Insider Sands Anita M

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Class A ordinary shares ("Class A Shares") F1	1,356	$0.00	$0.00

Holdings After Transaction: Class A ordinary shares ("Class A Shares") — 194,215 shares (Direct)

Footnotes (1)

1. F1. Figure includes 30,709 Class A Shares underlying unvested Restricted Share Units (RSUs) associated with grant(s) made prior to this current grant of RSUs. Each RSU represents a contingent right to receive one Class Share. These RSUs are subject to the Reporting Person's continued service through the vesting date.

Key Figures

Shares granted: 1,356 Class A ordinary shares Shares owned after transaction: 194,215 Class A ordinary shares Unvested RSUs underlying shares: 30,709 Class A Shares +1 more

4 metrics

Shares granted 1,356 Class A ordinary shares Grant/award acquisition on 2026-08-24 reported on Form 4

Shares owned after transaction 194,215 Class A ordinary shares Total direct beneficial ownership following the reported grant

Unvested RSUs underlying shares 30,709 Class A Shares Class A shares underlying unvested RSUs from prior grants included in the total holdings

Transaction price per share $0.00 per share Stated price for the 1,356-share grant/award acquisition

Key Terms

Class A ordinary shares, Restricted Share Units (RSUs), contingent right, vesting date

4 terms

Class A ordinary shares financial

"security_title: Class A ordinary shares ("Class A Shares")"

Class A ordinary shares are a type of ownership stake in a company that typically grants voting rights to shareholders, allowing them to have a say in important company decisions. They often come with priority in receiving dividends or profits, making them attractive to investors seeking influence and potential income. These shares help distinguish different levels of ownership and rights within a company's stock structure.

Restricted Share Units (RSUs) financial

"unvested Restricted Share Units (RSUs) associated with grant(s) made"

Restricted share units (RSUs) are a form of employee pay where a company promises to give shares (or their cash value) to workers after certain conditions, usually time or performance, are met. For investors, RSUs matter because they can increase the number of shares outstanding and signal how management is being paid and incentivized—think of them as delayed bonuses that convert into ownership when vesting conditions are satisfied.

contingent right financial

"Each RSU represents a contingent right to receive one Class Share"

vesting date financial

"These RSUs are subject to the Reporting Person's continued service through the vesting date"

FAQ

What insider transaction did Nu Holdings Ltd. (NU) disclose in this Form 4?

The filing reports that a director received a grant of 1,356 Class A ordinary shares on 2026-08-24 as a grant/award acquisition, increasing the director’s direct holdings.

How many Nu Holdings Ltd. (NU) shares does the reporting person own after the transaction?

After the reported grant, the director beneficially owns 194,215 Class A ordinary shares directly, according to the Form 4 data.

Were the Nu Holdings Ltd. (NU) shares granted in this Form 4 purchased for cash?

No. The 1,356 Class A ordinary shares were reported with a transaction price of $0.00 per share, indicating a grant or award rather than an open-market purchase.

What does the Form 4 say about unvested RSUs for Nu Holdings Ltd. (NU) shares?

A footnote states that the director’s holdings include 30,709 Class A shares underlying unvested RSUs from prior grants. Each RSU is a contingent right to receive one Class A share, subject to continued service through the vesting date.

Is the Nu Holdings Ltd. (NU) Form 4 transaction under a Rule 10b5-1 plan?

No. The filing’s Rule 10b5-1 checkbox is not marked as affirmative (aff_10b5_one is false), indicating the transaction is not affirmed as made under a Rule 10b5-1 trading plan.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 08/26/2026 - 04:06 PM Accepted by SEC EDGAR 08/26/2026 - 04:05 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Sands Anita M

(Last) (First) (Middle)

RUA CAPOTE VALENTE, 39, PINHEIROS

(Street)

SAO PAULO 05409001

(City) (State) (Zip)

BRAZIL

(Country)

2. Issuer Name and Ticker or Trading Symbol
Nu Holdings Ltd. [ NU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/24/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A ordinary shares ("Class A Shares")	08/24/2026		A		1,356	A	$0	194,215(1)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Figure includes 30,709 Class A Shares underlying unvested Restricted Share Units (RSUs) associated with grant(s) made prior to this current grant of RSUs. Each RSU represents a contingent right to receive one Class Share. These RSUs are subject to the Reporting Person's continued service through the vesting date.

	/s/ Beatriz Outeiro, attorney-in-fact for Anita Mary Sands	08/26/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)