Nu Holdings director granted 25,290 RSUs

Marcus David reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

Marcus David reported acquisition or exercise transactions in this Form 4 filing.

Nu Holdings Ltd. director Marcus David reported a grant of 25,290 Class A ordinary shares on August 7, 2026, at a stated price of $0.00 per share. The reported post-transaction direct holding is 655,039 Class A shares, which includes 25,290 unvested Restricted Share Units. Each RSU represents a contingent right to receive one Class A share, subject to David’s continued service through the vesting date.

Insider Trade Summary

Grant/Award: 25,290 shares

Grant/Award 1 txn

Insider Marcus David

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Class A ordinary shares ("Class A Shares") F1	25,290	$0.00	$0.00

Holdings After Transaction: Class A ordinary shares ("Class A Shares") — 655,039 shares (Direct)

Footnotes (1)

1. F1. Figure includes 25,290 Class A Shares underlying unvested Restricted Share Units (RSUs). Each RSU represents a contingent right to receive one Class A Share. These RSUs are subject to the Reporting Person's continued service through the vesting date.

Key Figures

RSU grant size: 25,290 Class A ordinary shares Grant price per share: $0.00 per share Shares held after transaction: 655,039 Class A ordinary shares +1 more

4 metrics

RSU grant size 25,290 Class A ordinary shares Grant, award, or other acquisition on August 7, 2026

Grant price per share $0.00 per share Stated transaction price for the RSU-related Class A shares

Shares held after transaction 655,039 Class A ordinary shares Total direct holdings reported following the RSU grant

Unvested RSUs included 25,290 RSUs Each RSU represents a contingent right to one Class A share

Key Terms

Restricted Share Units (RSUs), Class A ordinary shares, vesting date

3 terms

Restricted Share Units (RSUs) financial

"Figure includes 25,290 Class A Shares underlying unvested Restricted Share Units (RSUs)."

Restricted share units (RSUs) are a form of employee pay where a company promises to give shares (or their cash value) to workers after certain conditions, usually time or performance, are met. For investors, RSUs matter because they can increase the number of shares outstanding and signal how management is being paid and incentivized—think of them as delayed bonuses that convert into ownership when vesting conditions are satisfied.

Class A ordinary shares financial

"Class A ordinary shares ("Class A Shares")"

Class A ordinary shares are a type of ownership stake in a company that typically grants voting rights to shareholders, allowing them to have a say in important company decisions. They often come with priority in receiving dividends or profits, making them attractive to investors seeking influence and potential income. These shares help distinguish different levels of ownership and rights within a company's stock structure.

vesting date financial

"These RSUs are subject to the Reporting Person's continued service through the vesting date."

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Nu Holdings Ltd. (NU) director Marcus David report?

Marcus David reported a grant of 25,290 Class A ordinary shares of Nu Holdings Ltd. on August 7, 2026. These are represented by unvested RSUs, each convertible into one Class A share subject to continued service through the vesting date.

How many Nu Holdings Ltd. (NU) shares does Marcus David hold after this transaction?

After the reported grant, Marcus David holds 655,039 Class A ordinary shares of Nu Holdings Ltd. This figure includes 25,290 Class A shares underlying unvested RSUs that may settle into shares upon future vesting.

What are the key terms of the RSUs granted to Marcus David at Nu Holdings Ltd. (NU)?

The award consists of 25,290 Restricted Share Units (RSUs), each representing a contingent right to receive one Class A share. These RSUs require Marcus David’s continued service through the vesting date before shares are delivered.

Did Marcus David buy or sell Nu Holdings Ltd. (NU) shares on the market in this filing?

No market purchase or sale is reported. The Form 4 shows a grant/award acquisition of 25,290 Class A shares via RSUs at a stated price of $0.00 per share, rather than an open-market transaction.

Is the RSU award to Nu Holdings Ltd. (NU) director Marcus David immediately vested?

No. The footnote states that the 25,290 RSUs are unvested and each represents a contingent right to one Class A share. Vesting is subject to Marcus David’s continued service through the vesting date.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Available on EDGAR 08/11/2026 - 09:23 PM Accepted by SEC EDGAR 08/11/2026 - 09:22 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Marcus David

(Last) (First) (Middle)

RUA CAPOTE VALENTE, 39, PINHEIROS

(Street)

SAO PAULO 05409001

(City) (State) (Zip)

BRAZIL

(Country)

2. Issuer Name and Ticker or Trading Symbol
Nu Holdings Ltd. [ NU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/07/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A ordinary shares ("Class A Shares")	08/07/2026		A		25,290	A	$0	655,039(1)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Figure includes 25,290 Class A Shares underlying unvested Restricted Share Units (RSUs). Each RSU represents a contingent right to receive one Class A Share. These RSUs are subject to the Reporting Person's continued service through the vesting date.

	/s/ Beatriz Outeiro, attorney-in-fact for David Alexandre Marcus	08/11/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)