Every Form 4 that Pathfinder Bancorp Inc (PBHC) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow PBHC and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full PBHC filings page.
Pathfinder Bancorp, Inc. First Vice President and General Counsel Joseph Polniak bought 1,000 shares of common stock in an open-market purchase at $15.881 per share on June 15, 2026. Following this transaction, he directly owns 9,000 shares of Pathfinder Bancorp common stock.
Pathfinder Bancorp President and CEO James A. Dowd bought 1,400 shares of common stock at $13.685 per share in an open-market purchase through his 401K on June 2, 2026. After the trade, that 401K account holds 19,452 shares indirectly, alongside 21,193 shares via an ESOP and 71,520 shares held directly.
Pathfinder Bancorp, Inc. director Melanie Littlejohn exercised stock options to acquire 8,787 shares of Common Stock at $11.35 per share and 7,913 shares at $13.4805 per share on May 4, 2026. Following these transactions, she holds 4,389 shares of Pathfinder Bancorp common stock directly.
Pathfinder Bancorp, Inc. Senior Vice President William D. O'Brien exercised stock options to acquire 7,908 shares of common stock at $11.35 per share. Following the exercise, he directly holds 31,420 common shares, plus indirect holdings of 3,255 shares via a 401K and 9,243 shares via an ESOP. He also retains 1,500 stock options with a $10.37 exercise price expiring on October 28, 2030.
Pathfinder Bancorp, Inc. President and CEO James A. Dowd exercised stock options and increased his direct common stock holdings. He exercised options covering 2,816 shares of common stock at an exercise price of $11.35 per share, converting them into directly held shares.
Following the transaction, he directly owns 71,520 shares of common stock. The filing also shows updated indirect holdings of 18,052 shares held through a 401K plan and 21,193 shares held through an ESOP, reflecting retirement and employee benefit-related ownership.
Pathfinder Bancorp, Inc. First Vice President Regina E. Bass reported her indirect holdings of the company’s common stock. Following an April 2026 allocation of ESOP shares, she now holds 717 shares indirectly through the employee stock ownership plan.
Pathfinder Bancorp, Inc. Senior Vice President Ronald G. Tascarella reported his current share and option holdings in company stock as of April 8, 2026. The filing shows no open-market purchases or sales, only updated ownership positions.
He directly holds 16,771 shares of common stock and indirectly holds 4,392 shares through an ESOP allocation for April 2026 and 15,352 shares through a 401(k) plan. He also has stock options covering 3,000 shares at $9.76 per share expiring in September 2030 and 1,500 shares at $10.37 per share expiring in October 2030.
Pathfinder Bancorp, Inc. insider Joseph F. Serbun, a Senior Vice President, reported updated holdings of the company’s common stock. As of April 8, 2026, he holds 16,000 shares directly and 4 shares indirectly through an ESOP account, reflecting ESOP shares allocated in April 2026. The filing records these positions but does not show any explicit new purchases or sales.
Pathfinder Bancorp, Inc. senior vice president William D. O'Brien filed an update showing his current share and stock option holdings. The filing reports direct ownership of 23,512 shares of common stock and indirect holdings of 9,243 shares through an ESOP and 3,255 shares through a 401(k) plan as of the reported date.
O'Brien also holds stock options on the company’s common stock, including options exercisable at $11.35 per share for 7,908 underlying shares expiring on May 6, 2026, and options exercisable at $10.37 per share for 1,500 underlying shares expiring on October 28, 2030. The entry is categorized as a holdings report with no explicit buy or sell transactions.
Pathfinder Bancorp, Inc. senior vice president and CIO Joseph Paul McManus reported his current ownership of the company’s common stock. He now holds 11,000 shares directly and 5,026 shares indirectly through an ESOP, with the footnote stating these ESOP shares reflect an allocation in April 2026.
Pathfinder Bancorp, Inc. Senior Vice President Robert G. Butkowski Jr. reported his existing share and option holdings, with no new buys or sales indicated. He holds 19,436 shares of common stock directly, plus indirect holdings of 6,346 shares through an ESOP, 14,291 shares through a 401K, and 6,500 shares through an IRA. He also holds stock options on 1,500 shares of common stock with a $10.37 exercise price expiring on October 28, 2030, and the ESOP balance reflects shares allocated in April 2026.
Pathfinder Bancorp, Inc. Executive Vice President and CFO Justin K. Bigham reported updated ownership of the company’s common stock. Following these entries dated April 8, 2026, he holds 24,000 shares directly and 5 shares indirectly through an ESOP, reflecting ESOP shares allocated in April 2026. The filing records holdings only and does not report any explicit purchases or sales.
Pathfinder Bancorp, Inc. President and CEO James A. Dowd reported his current holdings of company securities without any new purchases or sales. He now holds 68,704 shares of Common Stock directly and 18,052 shares indirectly through a 401K.
He also reports 21,193 Common shares held indirectly through an ESOP, with a footnote noting these ESOP shares were allocated in April 2026. In addition, he holds stock options on 2,816 shares of Common Stock at an exercise price of $11.35 per share, expiring May 6, 2026.
Polniak Joseph reported acquisition or exercise transactions in this Form 4 filing.
Pathfinder Bancorp, Inc. reported that FVP and General Counsel Joseph Polniak received a grant of 8,000 shares of common stock as restricted stock on March 31, 2026. The award carried no purchase price. These restricted shares vest over a three-year period commencing on March 31, 2027, and Polniak now directly holds 8,000 shares following the grant.
Pathfinder Bancorp, Inc. President and CEO James A. Dowd exercised stock options for 6,000 shares of Common Stock at $11.35 per share. The option exercise converted Stock Options into Common Stock and brought his direct Common Stock holdings to 68,704 shares.
In addition to these direct holdings, he is reported with 18,052 Common Stock shares held indirectly through a 401(k) and 21,181 Common Stock shares held indirectly through an ESOP, reflecting total reported exposure split between direct and retirement-related accounts.
Pathfinder Bancorp director Adam C. Gagas exercised stock options and increased his direct share holdings. On 2026-03-13, he exercised options for 8,787 shares of Common Stock at an exercise price of $11.35 per share, converting all remaining options covered in this filing.
Following the transactions, he directly owns 35,588 shares of Common Stock. The filing also shows indirect ownership of 148,664 shares held "By POA" and 17,756 shares held "By IRA," in addition to the direct position. No open-market purchases or sales are reported in this filing.
Pathfinder Bancorp, Inc. director David A. Ayoub exercised stock options to acquire 8,787 shares of common stock at $11.35 per share. Following the exercise, he holds 20,798 common shares directly, plus 1,647 shares through an IRA and 19,188 shares through a 401(k), with no reported share sales.
Pathfinder Bancorp, Inc. Senior Vice President William D. O'Brien exercised stock options into common shares. On March 5, 2026, he exercised 3,647 stock options, receiving 3,647 shares of common stock at $10.81 per share through a derivative exercise.
After this transaction, he directly owned 23,512 shares of common stock. He also had remaining direct holdings of stock options covering 7,908 shares and 1,500 shares. In addition, he indirectly held 9,234 common shares through an ESOP and 3,255 common shares through a 401(k).
Pathfinder Bancorp, Inc. director Adam C. Gagas reported a bona fide gift transfer of 1,000 shares of common stock on March 3, 2026, classified as an indirect transaction "By POA." After this gift, that indirect common stock position totaled 148,664 shares.
He also reported direct holdings of 8,787 stock options and 26,801 shares of common stock, plus an additional 17,756 common shares held indirectly through an IRA. The filing mainly updates the mix of his reported indirect and direct ownership rather than reflecting an open-market trade.
Pathfinder Bancorp, Inc. Senior Vice President Ronald G. Tascarella exercised stock options into common stock. He converted options into 2,109 shares at $11.35 per share and 1,865 shares at $13.4174 per share. After these exercises, he directly held 16,771 common shares, plus indirect holdings through a 401(k) and an ESOP.
Gagas Adam C. reported open-market purchase transactions in a Form 4 filing for PBHC. The filing lists transactions totaling 1,956 shares at a weighted average price of $13.75 per share. Following the reported transactions, holdings were 17,756 shares.
Pathfinder Bancorp, Inc. director David A. Ayoub reported a small insider purchase of company stock. On February 4, 2026, he acquired 425 shares of Pathfinder Bancorp common stock at $12.83 per share through an indirect holding in a 401(k) account.
After this transaction, he beneficially owns 12,011 common shares directly, 1,647 shares indirectly through an IRA, and 19,188 shares indirectly through the 401(k). He also holds 8,787 stock options with an exercise price of $11.35, exercisable from May 6, 2017 and expiring on May 6, 2026.
Pathfinder Bancorp Senior Vice President William D. O'Brien reported exercising stock options for 5,000 shares of Pathfinder Bancorp common stock on February 4, 2026 at an exercise price of $10.81 per share. Following the transaction, he directly owns 19,865 common shares, with additional indirect holdings of 9,234 shares through an ESOP and 3,255 shares through a 401(k) plan. He also continues to hold stock options covering 3,647, 7,908, and 1,500 underlying shares with stated exercise prices and expiration dates.
Pathfinder Bancorp, Inc. Senior Vice President Robert G. Butkowski Jr. exercised stock options for 2,636 shares of common stock on February 3, 2026 at an exercise price of $11.35 per share. The option exercise is reported with transaction code “M,” which typically indicates a conversion of derivative securities into common stock.
After this transaction, he directly held 19,436 shares of Pathfinder Bancorp common stock and had 1,500 stock options directly outstanding. He also reported indirect ownership of common stock through a 401(k) plan (14,291 shares), an IRA (6,500 shares), and an ESOP (6,337 shares).
Pathfinder Bancorp, Inc. director reports stock option exercise
A director of Pathfinder Bancorp, Inc. (PBHC) reported exercising stock options on 11/20/2025. The filing shows the exercise of options for 4,500 shares of common stock at an exercise price of $11.35 per share, recorded with transaction code "M" (option exercise). After this transaction, the reporting person holds 28,774 shares of common stock in direct ownership.
The filing also shows additional indirect holdings, including 4,294 shares as custodian for children and 57,682 shares held under a power of attorney for parents. Following the exercise, the related stock option position for these 4,500 shares shows 0 derivative securities remaining.