Principal Financial SEC Filings

Roger C. Hochschild, a Director of Principal Financial Group, reported purchases on 09/26/2025. He received 358 restricted stock units that convert to common stock one-for-one and were recorded at $0.00 price, leaving him with 38,313 shares beneficially owned after the transaction. On the same date he acquired 257 phantom stock units under the Principal Deferred Compensation Plan for Non-Employee Directors; those units convert one-for-one to common stock, are transferable among plan investment alternatives, and will be settled upon his retirement. The filing was signed by an attorney-in-fact on 09/30/2025.

Principal Financial Group Inc. (PFG) Form 4 discloses that Jonathan Auerbach, a company director, was granted 205 restricted stock units on 09/26/2025 with a reported price of $0, described in the form as a grant of restricted stock units. After the transaction, Mr. Auerbach is recorded as beneficially owning 20,214 shares. The filing was signed by an attorney-in-fact on 09/30/2025. The report is a single-person filing and indicates the ownership is held directly. No derivative transactions, cash proceeds, or exercise prices beyond the RSU grant are reported in this Form 4.

Mary E. Beams, a director of Principal Financial Group Inc. (PFG), reported a grant of 135 restricted stock units on 09/26/2025 with a reported price of $0. Following the grant, Ms. Beams beneficially owns 14,415 shares of Common Stock. The Form 4 was signed by an attorney-in-fact, Chris Agbe-Davies, on 09/30/2025. The filing identifies the transaction as a non-derivative acquisition and describes the award as restricted stock units.

Principal Financial Group (PFG) director Jocelyn Carter Miller received a grant of restricted stock units (RSUs) recorded on 09/26/2025. The Form 4 reports an acquisition of 811 Common Stock units at a $0 price described as restricted stock units, bringing the reporting person’s beneficial ownership to 86,912 shares after the transaction. The filing identifies the reporting person as a director and was signed by an attorney-in-fact on 09/30/2025. The Form 4 shows this as a standard equity award disclosure rather than a market sale or open-market purchase.

Claudio Muruzabal, a director of Principal Financial Group Inc. (PFG), reported a grant of 125 restricted stock units on 09/26/2025. The units were granted at a reported price of $0 and are described in the filing as restricted stock units. Following the award, Mr. Muruzabal beneficially owns 11,079 shares of PFG common stock. The Form 4 was filed as a single reporting person submission and signed by an attorney-in-fact on 09/30/2025. No derivative transactions or other changes were reported.

Principal Financial Group (PFG) director Diane C. Nordin received a grant of restricted stock units. The Form 4 reports a non-derivative acquisition on 09/26/2025 of 266 Common Stock units at a reported price of $0, described in the filing as a grant of restricted stock units. After this transaction Ms. Nordin beneficially owns 28,428 shares, held directly. The filing was signed by an attorney-in-fact on 09/30/2025. The disclosure indicates routine equity compensation to a director rather than a market sale or purchase.

Principal Financial Group director and Interim General Counsel George Djurasovic was granted 157 restricted stock units, recorded as acquisitions on 09/26/2025 at no cash price, increasing his total beneficial ownership to 16,794 shares. The grant is reported on a Form 4 and was signed by an attorney-in-fact. The entry is presented as a non-derivative security award (restricted stock units), which typically vests over time and aligns executive incentives with shareholders by converting to common stock when vested.

Pickerell Blair, a director of Principal Financial Group Inc. (PFG), reported a non‑derivative acquisition on 09/26/2025 consisting of 343 units of Common Stock recorded as acquired at a price of $0, which the filer explains represents a grant of restricted stock units. After this transaction the reporting person beneficially owns 36,705 shares. The Form 4 was signed by an attorney‑in‑fact, Chris Agbe‑Davies, on 09/30/2025. The filing shows the reporting person is a director and indicates the form was filed by one reporting person. No option, derivative, sale, or cash consideration details beyond the RSU grant are included.

Principal Financial Group Inc. (PFG) director Clare Richer received a grant of 175 restricted stock units on 09/26/2025, reported on Form 4. The filing shows these units were acquired at a reported price of $0, consistent with a typical equity award rather than an open-market purchase. After the grant, the reporting person beneficially owned 18,755 shares of common stock in total. The Form 4 was signed by an attorney-in-fact on 09/30/2025 and includes an explanatory note that the transaction represents restricted stock units.