Principal Financial SEC Filings

Principal Financial Group Inc. reported a director-level equity grant. On 12/19/2025, a director of Principal Financial Group Inc. (PFG) received 128 shares of common stock in the form of a grant of restricted stock units, recorded at a price of $0 per share as noted in the filing explanation. Following this transaction, the director beneficially owned 14,543 shares of PFG common stock, held as direct ownership.

Principal Financial Group Inc. director reported new equity awards and updated holdings. On 12/19/2025, the director acquired 340 shares of common stock at $0.00, described as a grant of restricted stock units, bringing direct ownership to 38,653 common shares.

The director also acquired 244 phantom stock units at a reference price of $88.95, increasing the derivative position to 28,504 phantom units. Each phantom unit converts into one share of common stock and was granted under the Principal Deferred Compensation Plan for Non-Employee Directors, with interests to be settled upon the director’s retirement and movable among investment alternatives under the plan.

Principal Financial Group Inc. director reported new equity awards received on 12/19/2025. The filing shows an acquisition of 294 shares of common stock at a stated price of $0.00 per share, described as a grant of restricted stock units, bringing the director’s directly owned common stock to 33,405 shares.

The director also acquired 169 phantom stock units at a derivative security price of $88.95, increasing total phantom stock units beneficially owned to 19,744. These phantom units are under the Principal Deferred Compensation Plan for Non-Employee Directors, convert into common stock on a one-for-one basis, and will be settled when the director retires.

Principal Financial Group Inc. reported insider transactions by its EVP - Chief Risk Officer dated December 10, 2025. The reporting person acquired 5,130 shares of common stock at $62.78 through the exercise of derivative securities and sold 5,130 shares at a weighted average price of $90.08, with individual sale prices ranging from $90.00 to $90.19. After these trades, the insider directly owns 40,577 common shares, including 29 shares acquired under the Principal Financial Group, Inc. Employee Stock Purchase Plan, and continues to hold derivative securities with exercise prices of $62.78 expiring on February 27, 2027.

Principal Financial Group Inc. reported that one of its officers, identified as President and CEO - PAM, sold 2,921 shares of common stock on December 10, 2025. The transaction was a disposition of shares at a weighted average price of $90.03 per share, with individual sale prices ranging from $90.00 to $90.10.

Following this sale, the officer directly beneficially owns 61,302 shares of Principal Financial Group common stock.

Principal Financial Group Inc. reported that one of its directors acquired 828 phantom stock units on 12/05/2025. The units were credited at a price of $87.52 per unit, bringing the director’s total beneficial ownership of derivative securities to 28,260 units held directly.

The phantom stock units convert into common stock on a one-for-one basis. They were acquired under the Principal Deferred Compensation Plan for Non-Employee Directors, where the reporting person may move them into another investment alternative at any time, and interests in the plan will be settled upon the reporting person’s retirement.

Principal Financial Group reported an insider transaction by its officer serving as President - Benefits & Protect involving common stock. On 12/04/2025, the officer reported a transaction coded G for 1,524 shares of common stock at a price of $ 0. After this transaction, the officer beneficially owned 91,144 shares directly.

The officer also beneficially owned 3,893 shares indirectly through a 401(k) plan. A footnote states that the direct holdings include 3248 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan, indicating that part of the ownership was accumulated through an employee stock purchase program.

Principal Financial Group (PFG) reported an insider transaction: the EVP, Principal Asia sold 1,887 shares of common stock on 11/12/2025 with Transaction Code S at a weighted average price of $85.04. The filing notes sales occurred in multiple trades between $85.00 and $85.09.

Following the sale, the reporting person beneficially owns 81,421 shares directly. This total includes 1,741 shares acquired under the company’s Employee Stock Purchase Plan.

Principal Financial Group Inc. (PFG) filed a Form 13F Combination Report, indicating that some holdings are reported here and others by additional managers.

The filing lists a Form 13F Information Table Entry Total of 4,552 and a Form 13F Information Table Value Total of $198,270,295,285 (round to nearest dollar). It also notes 5 Other Included Managers under the reporting umbrella.

Other managers reporting for this manager include Origin Asset Management LLP, Spectrum Asset Management, Inc., and Principal Securities, Inc. The report is signed by Jill Hittner, Chief Financial Officer, Principal Global Investors, LLC.