[144] Plumas Bancorp SEC Filing

Rhea-AI Filing Summary

Plumas Bancorp (symbol PLBC) Form 144 notifies a proposed sale of 1,500 common shares with an aggregate market value of $62,115.00. The shares are to be sold approximately on 08/21/2025 on Nasdaq through broker Edward Jones (201 Progress Parkway, Maryland Heights, MO). The filing states the securities were originally acquired on 02/17/2016 via an ISO from Plumas Bancorp and that 7,200 securities were reflected with a 02/07/2024 cashless exercise payment. No securities were reported sold by the filer in the past three months. The filer affirms no undisclosed material adverse information and includes the statutory signature/attestation language.

Positive

• Full compliance detail provided: form includes broker, amount, aggregate market value, outstanding shares, and intended sale date
• Acquisition history disclosed: shows original ISO grant date and cashless exercise payment, aiding transparency

Negative

• None.

Insights

Securities Compliance Analyst

TL;DR: Routine Rule 144 notice for an officer/affiliate sale; disclosures align with standard Rule 144 requirements.

The filing documents a proposed sale under Rule 144 of 1,500 common shares on Nasdaq via Edward Jones and provides acquisition history showing an ISO grant dated 02/17/2016 and a cashless exercise payment on 02/07/2024. The filer reports no sales in the prior three months and makes the required representation regarding material non-public information. From a compliance perspective, the form contains the core elements required for a Rule 144 notice: security class, broker, amount, market value, outstanding shares, intended sale date, and acquisition/payment details.

Corporate Governance Specialist

TL;DR: Informational disclosure about an insider-affiliated sale; not indicative by itself of governance change.

The Form 144 supplies transaction-level detail relevant to insider selling: the class, quantity, broker, and acquisition method (ISO with cashless exercise). It includes the required attestation about material information. There is no indication of concurrent leadership changes, litigation, or other governance actions in this filing, so the document should be read as a transactional disclosure rather than a governance event.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Edward Jones 201 Progress Parkway Maryland Heights MO 63043	1500	62115.00	6947124	08/21/2025	Nasdaq

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/17/2016	ISO	Plumas Bancorp			7200	02/07/2024	Cashless Exercise

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What securities does the PLBC Form 144 report for sale?

The filing reports a proposed sale of 1,500 common shares of Plumas Bancorp.

When and where does the PLBC filing indicate the shares will be sold?

The shares are to be sold approximately on 08/21/2025 on Nasdaq through broker Edward Jones.

What is the aggregate market value reported for the shares in the PLBC Form 144?

The aggregate market value reported is $62,115.00.

How were the securities being sold originally acquired according to the filing?

The filing states the securities were acquired on 02/17/2016 via an ISO from Plumas Bancorp and references a 02/07/2024 cashless exercise payment.

Did the filer report any securities sold in the past three months?

No. The filing states Nothing to Report for securities sold during the past three months.