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RB Global CAO granted dividend equivalent rights

RB GLOBAL INC.’s chief accounting officer received additional dividend equivalent rights linked to prior RSU grants, with no sales or open-market trades reported.

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

RB GLOBAL INC. (RBA) reported that Chief Accounting Officer Christopher Carlson acquired additional derivative awards in the form of dividend equivalent rights tied to existing restricted share units on September 17, 2026. These awards represent contingent rights to receive the economic equivalent of common shares and vest proportionately with the related RSUs.

Positive

  • None.

Negative

  • None.
Insider Carlson Christopher
Role Chief Accounting Officer
Type Security Shares Price Value
Grant/Award Dividend Equivalent Rights (2024 RSUs) F1 4 $0.00 $0.00
Grant/Award Dividend Equivalent Rights (2025 RSUs) F2 3 $0.00 $0.00
Grant/Award Dividend Equivalent Rights (2026 RSUs) F3 6 $0.00 $0.00
Holdings After Transaction: Dividend Equivalent Rights (2024 RSUs) — 75 contracts (Direct); Dividend Equivalent Rights (2025 RSUs) — 17 contracts (Direct); Dividend Equivalent Rights (2026 RSUs) — 10 contracts (Direct)
Footnotes (3)
  1. F1. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2024 grant of restricted share units (RSU), and become exercisable proportionately with the restricted share units to which they relate.
  2. F2. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2025 grant of restricted share units (RSU), and become exercisable proportionately with the restricted share units to which they relate.
  3. F3. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2026 grant of restricted share units (RSU), and become exercisable proportionately with the restricted share units to which they relate.
Dividend equivalent rights granted (2024 RSUs) 4 rights Grant on September 17, 2026; 2024 RSU-related dividend equivalent rights
Dividend equivalent rights following transaction (2024 RSUs) 75 rights Total held directly after September 17, 2026 transaction for 2024 RSU series
Dividend equivalent rights granted (2025 RSUs) 3 rights Grant on September 17, 2026; 2025 RSU-related dividend equivalent rights
Dividend equivalent rights following transaction (2025 RSUs) 17 rights Total held directly after September 17, 2026 transaction for 2025 RSU series
Dividend equivalent rights granted (2026 RSUs) 6 rights Grant on September 17, 2026; 2026 RSU-related dividend equivalent rights
Dividend equivalent rights following transaction (2026 RSUs) 10 rights Total held directly after September 17, 2026 transaction for 2026 RSU series
Reported grant price per dividend equivalent right $0.00 Price per right for all three dividend equivalent right grants on September 17, 2026
Underlying common shares per dividend equivalent right 1 common share equivalent Each right represents the economic equivalent of one RBA common share
Dividend Equivalent Rights financial
"Each dividend equivalent right represents a contingent right to receive the economic"
Dividend equivalent rights are promises that mirror the cash payments shareholders get from a company’s profits, but they are paid to holders of certain awards (like stock options or restricted stock units) rather than to actual shares. Think of them as a paycheck top‑up that matches dividends while the award is not yet a real stock, and they matter to investors because they add to employee compensation costs and potential share dilution, affecting company profitability and per‑share value.
restricted share units financial
"rights accrued in respect of the 2024 grant of restricted share units (RSU)"
Restricted share units (RSUs) are a promise from a company to give an employee or service provider actual shares or cash equal to the shares after certain conditions are met, typically staying with the company for a set time or hitting performance targets. Think of them like a time-locked gift card that becomes usable only after you’ve earned it. For investors, RSUs matter because they align employee incentives with company performance and can increase the number of shares outstanding over time, diluting existing ownership and affecting earnings per share.
contingent right financial
"represents a contingent right to receive the economic equivalent of one RBA"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did RB GLOBAL INC. (RBA) report for Christopher Carlson?

RB GLOBAL INC. reported that Chief Accounting Officer Christopher Carlson received grants of dividend equivalent rights on September 17, 2026, tied to his existing 2024, 2025, and 2026 restricted share unit awards, with no corresponding share sales.

How many dividend equivalent rights tied to 2024 RSUs were granted in this RBA Form 4?

The Form 4 reports a grant of 4 dividend equivalent rights tied to the 2024 restricted share unit award, bringing Carlson’s total in that series to 75 dividend equivalent rights held directly after the transaction.

What are dividend equivalent rights as described in RB GLOBAL INC. (RBA)’s Form 4?

Each dividend equivalent right is described as a contingent right to receive the economic equivalent of one RBA common share, accruing on RSU grants (2024, 2025, 2026) and becoming exercisable proportionately with the underlying restricted share units.

Were any RBA common shares bought or sold in this Form 4 filing?

No. The Form 4 only reports grant/award acquisitions of dividend equivalent rights with a reported price of $0.00 per right. There are no purchases or sales of RBA common shares or disposals of existing awards in this filing.

Was a Rule 10b5-1 trading plan involved in this RB GLOBAL INC. (RBA) Form 4?

No. The filing’s Rule 10b5-1 checkbox is not affirmed, and the transactions are characterized as grant or award acquisitions of dividend equivalent rights rather than trades under a pre-arranged trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Carlson Christopher

(Last)(First)(Middle)
C/O RB GLOBAL, INC.
2 WESTBROOK CORPORATE CENTER

(Street)
WESTCHESTER ILLINOIS 60154

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
RB GLOBAL INC. [ RBA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Accounting Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/17/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Dividend Equivalent Rights (2024 RSUs)(1)09/17/2026A4 (1) (1)Common Shares4$075D
Dividend Equivalent Rights (2025 RSUs)(2)09/17/2026A3 (2) (2)Common Shares3$017D
Dividend Equivalent Rights (2026 RSUs)(3)09/17/2026A6 (3) (3)Common Shares6$010D
Explanation of Responses:
1. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2024 grant of restricted share units (RSU), and become exercisable proportionately with the restricted share units to which they relate.
2. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2025 grant of restricted share units (RSU), and become exercisable proportionately with the restricted share units to which they relate.
3. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2026 grant of restricted share units (RSU), and become exercisable proportionately with the restricted share units to which they relate.
/s/ Maria Teresa Punsalan, attorney-in-fact for Christopher Carlson09/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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