STOCK TITAN

Rocky Brands (RCKY) director Finn gifts 500 shares, retains 33,163

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

ROCKY BRANDS, INC. director Michael L. Finn reported a bona fide gift transfer of 500 shares of Common Stock on 2026-08-11. The transaction was coded as a gift disposition, with no price per share reported. Following this transfer, Finn directly holds 33,163 shares of the company’s common stock.

Positive

  • None.

Negative

  • None.
Insider Finn Michael L
Role Director
Type Security Shares Price Value
Gift Common Stock, without par value 500 $0.00 $0.00
Holdings After Transaction: Common Stock, without par value — 33,163 shares (Direct)
Shares gifted 500 shares Bona fide gift of common stock on 2026-08-11
Price per share $0.0000 Reported transaction price for the 500-share gift
Shares owned after transaction 33,163 shares Directly held common stock by Michael L. Finn following the gift
Gift transactions in filing 1 Single bona fide gift transaction reported in this Form 4
Gifted shares total 500 shares Total shares categorized as gift dispositions in transaction summary
bona fide gift financial
"The transaction code is described as a bona fide gift."
A bona fide gift is a genuine, voluntary transfer of money, property, or benefits from one party to another made without expectation of repayment, services, or hidden conditions. Investors care because such gifts can affect company disclosures, related‑party transaction rules, tax treatment, and perceived conflicts of interest; think of it like someone giving you a present with no strings attached — but on a corporate scale, auditors and regulators need to verify it really is unconditional.
Form 4 regulatory
"Details of the insider transaction are reported on Form 4."
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
beneficial ownership financial
"Post-transaction share count reflects the filer’s beneficial ownership."
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

FAQ

What insider transaction did ROCKY BRANDS (RCKY) report for Michael L. Finn?

Michael L. Finn reported a bona fide gift of 500 shares of ROCKY BRANDS common stock on 2026-08-11, classified as a non-sale, non-purchase disposition.

How many ROCKY BRANDS (RCKY) shares does Michael L. Finn hold after this gift?

After the reported gift, Michael L. Finn directly holds 33,163 shares of ROCKY BRANDS common stock, as indicated in the Form 4’s post-transaction ownership line.

Was the ROCKY BRANDS (RCKY) insider transaction a sale on the open market?

No. The transaction is coded G as a bona fide gift, meaning it reflects a gift transfer of 500 shares, not an open-market sale or purchase.

What was the reported price per share for Michael L. Finn’s RCKY gift?

The Form 4 shows a transaction price per share of $0.0000 for the 500-share gift, consistent with a bona fide gift rather than a market-priced trade.

Does the Form 4 for ROCKY BRANDS (RCKY) mention a Rule 10b5-1 trading plan?

No. The filing’s Rule 10b5-1 checkbox is not marked as affirmed, and the transaction is reported simply as a bona fide gift without a referenced trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Finn Michael L

(Last)(First)(Middle)
3700 PARAGON DRIVE

(Street)
COLUMBUS OHIO 43228

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
ROCKY BRANDS, INC. [ RCKY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/11/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock, without par value08/11/2026G500D$0.000033,163D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Jeremy D. Siegfried, Attorney-in-Fact08/12/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)