Rocky Brands, Inc. (RCKY) director logs 3,000-share sale and option exercise

Rhea-AI Filing Summary

ROCKY BRANDS, INC. director Robert Burton Moore Jr. reported option-related and share-sale activity in the company’s common stock. On August 7, 2026 he exercised stock options for 3,000 shares at an exercise price of $39.80 per share, fully using this option grant. On August 5, 2026 he sold 3,000 common shares in an open market or private transaction at a weighted-average price of $49.73 per share, with sale prices ranging from $49.38 to $49.98.

Insider Trade Summary

Exercise and sale activity reported; no spread calculated

Exercise and Sale 3 txns

Insider Moore Robert Burton Jr.

Role Director

Sold 3,000 shs ($149K)

Approx. gross sale proceeds $149K

Approx. exercise cost $119K

Type	Security	Shares	Price	Value
Exercise	Stock Option (right to buy) F2	3,000	$0.00	$0.00
Exercise	Common Stock, without par value	3,000	$39.80	$119K
Sale	Common Stock, without par value F1	3,000	$49.73	$149K

Holdings After Transaction: Stock Option (right to buy) — 0 shares (Direct); Common Stock, without par value — 30,581 shares (Direct)

Footnotes (2)

1. F1. Price represents a weighted average of the sale price. Shares were sold at prices ranging from $49.38 to $49.98. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.
2. F2. Options vested 25% on each of March 31, 2022, June 30, 2022, September 30, 2022 and December 31, 2022.

Key Figures

Options Exercised: 3,000 shares Option Exercise Price: $39.80 per share Shares Sold: 3,000 shares +2 more

5 metrics

Options Exercised 3,000 shares Stock options exercised on August 7, 2026

Option Exercise Price $39.80 per share Exercise price for 3,000-share stock option grant

Shares Sold 3,000 shares Common stock sold on August 5, 2026

Weighted-Average Sale Price $49.73 per share Weighted-average price for 3,000 shares sold

Sale Price Range $49.38 to $49.98 per share Price range of shares sold on August 5, 2026

Key Terms

Stock Option (right to buy), weighted average, Exercise or conversion of derivative security, Common Stock, without par value

4 terms

Stock Option (right to buy) financial

"Security title listed as "Stock Option (right to buy)" for 3,000 shares"

weighted average financial

"Price represents a weighted average of the sale price."

A weighted average is a way of calculating an overall number when some items matter more than others by giving each item a different level of importance, or weight. Investors use weighted averages to combine figures like prices, returns or earnings so the result reflects the size or significance of each part — like grading a class where a final exam counts more than a quiz, producing a score that better represents true performance.

Exercise or conversion of derivative security financial

"Transaction code M described as "Exercise or conversion of derivative security""

Common Stock, without par value financial

"Underlying security title is "Common Stock, without par value""

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 08/07/2026 - 03:30 PM Accepted by SEC EDGAR 08/07/2026 - 03:29 PM Learn about SEC filing dates

FAQ

What transactions did RCKY director Robert Burton Moore Jr. report?

He reported exercising options for 3,000 Rocky Brands shares at $39.80 per share on August 7, 2026, and selling 3,000 common shares on August 5, 2026 at a weighted-average price of $49.73 per share.

At what prices did the RCKY insider sell Rocky Brands shares?

The director sold 3,000 Rocky Brands common shares at a weighted-average price of $49.73 per share, with individual trade prices ranging from $49.38 to $49.98, according to the Form 4 footnote.

How many Rocky Brands (RCKY) options did the director exercise?

He exercised stock options covering 3,000 Rocky Brands shares at an exercise price of $39.80 per share. The option line shows 0 derivative shares remaining after this transaction, indicating that this particular option grant was fully exercised.

What security types are involved in this RCKY Form 4 filing?

The filing covers a derivative position and common stock. It reports the exercise of a Stock Option (right to buy) for 3,000 underlying shares and the sale of 3,000 shares of Common Stock, without par value.

Was the RCKY share sale described as an open market transaction?

Yes. The sale of 3,000 Rocky Brands common shares on August 5, 2026 is coded as S, described as a sale in an open market or private transaction, at a weighted-average price of $49.73 per share.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Moore Robert Burton Jr.

(Last) (First) (Middle)

39 EAST CANAL STREET

(Street)

NELSONVILLE OHIO 45764

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ROCKY BRANDS, INC. [ RCKY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/05/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, without par value	08/05/2026		S		3,000	D	$49.73(1)	27,581	D
Common Stock, without par value	08/07/2026		M		3,000	A	$39.8	30,581	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Option (right to buy)	$39.8	08/07/2026		M			3,000	(2)	01/03/2027	Common Stock, without par value	3,000	$0.0000	0.0000	D

Explanation of Responses:

1. Price represents a weighted average of the sale price. Shares were sold at prices ranging from $49.38 to $49.98. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.

2. Options vested 25% on each of March 31, 2022, June 30, 2022, September 30, 2022 and December 31, 2022.

	Jeremy D. Siegfried, Attorney-in-Fact	08/07/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)