STOCK TITAN

Rocky Brands (RCKY) director reports 3,000-share sale and option exercise

(Moderate)
(Negative)
Form Type
4

Rhea-AI Filing Summary

Rocky Brands, Inc. director Michael L. Finn reported exercising stock options for 3,000 shares of common stock at an exercise price of $39.80 per share and selling 3,000 shares at a weighted average of $50.971 per share, with trades between $50.97 and $51.04. The reported stock option position was reduced to zero.

Positive

  • None.

Negative

  • None.
Insider Finn Michael L
Role Director
Sold 3,000 shs ($153K)
Approx. gross sale proceeds $153K
Approx. exercise cost $119K
Type Security Shares Price Value
Exercise Stock Option (right to buy) F2 3,000 $0.00 $0.00
Exercise Common Stock, without par value 3,000 $39.80 $119K
Sale Common Stock, without par value F1 3,000 $50.971 $153K
Holdings After Transaction: Stock Option (right to buy) — 0 shares (Direct); Common Stock, without par value — 33,663 shares (Direct)
Footnotes (2)
  1. F1. Price represents a weighted average of the sale price. Shares were sold at prices ranging from $50.97 to $51.04. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.
  2. F2. Options vested 25% on each of March 31, 2022, June 30, 2022, September 30, 2022 and December 31, 2022.
Shares sold 3,000 shares Common stock sale on 2026-08-03
Weighted average sale price $50.971 per share Price for 3,000 shares; trades ranged from $50.97 to $51.04
Shares acquired via option exercise 3,000 shares Common stock received from stock option exercise on 2026-08-04
Option exercise price $39.8000 per share Exercise price of stock options expiring 2027-01-03
Options remaining after exercise 0 shares Total shares following transaction for this option grant
Stock Option (right to buy) financial
"Security title reported as "Stock Option (right to buy)""
weighted average financial
"Price represents a weighted average of the sale price."
A weighted average is a way of calculating an overall number when some items matter more than others by giving each item a different level of importance, or weight. Investors use weighted averages to combine figures like prices, returns or earnings so the result reflects the size or significance of each part — like grading a class where a final exam counts more than a quiz, producing a score that better represents true performance.
vested financial
"Options vested 25% on each of March 31, 2022..."

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transactions did Rocky Brands (RCKY) director Michael L. Finn report?

Michael L. Finn reported exercising stock options for 3,000 shares of Rocky Brands common stock at $39.80 per share and selling 3,000 shares at a weighted average price of $50.971 per share, according to a Form 4 filing.

At what prices did Michael L. Finn’s Rocky Brands (RCKY) share sale occur?

Finn’s sale of 3,000 Rocky Brands shares used a weighted average price of $50.971 per share. A footnote states the shares were sold in multiple trades at prices ranging from $50.97 to $51.04 per share.

How many Rocky Brands (RCKY) stock options did Michael L. Finn exercise?

Michael L. Finn exercised stock options covering 3,000 shares of Rocky Brands common stock at an exercise price of $39.80 per share. Following this transaction, the reported position in that option grant was reduced to zero.

What type of securities were involved in Michael L. Finn’s Rocky Brands (RCKY) Form 4?

The Form 4 shows transactions in stock options (right to buy) that were converted into 3,000 shares of common stock, followed by a reported sale of 3,000 shares of Rocky Brands common stock.

Were Michael L. Finn’s Rocky Brands (RCKY) option awards fully vested before exercise?

A footnote explains the options vested 25% on each of March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022. This indicates the 3,000-share option grant was fully vested before the reported exercise.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Finn Michael L

(Last)(First)(Middle)
3700 PARAGON DRIVE

(Street)
COLUMBUS OHIO 43228

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
ROCKY BRANDS, INC. [ RCKY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/03/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock, without par value08/03/2026S3,000D$50.971(1)30,663D
Common Stock, without par value08/04/2026M3,000A$39.833,663D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (right to buy)$39.808/04/2026M3,000 (2)01/03/2027Common Stock, without par value3,000$0.00000.0000D
Explanation of Responses:
1. Price represents a weighted average of the sale price. Shares were sold at prices ranging from $50.97 to $51.04. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.
2. Options vested 25% on each of March 31, 2022, June 30, 2022, September 30, 2022 and December 31, 2022.
Jeremy D. Siegfried, Attorney-in-Fact08/04/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)