STOCK TITAN

Rocky Brands, Inc. (RCKY) insider exercises options and sells 3,000 shares

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Rocky Brands, Inc. director and Assistant Secretary Curtis A. Loveland exercised stock options for 3,000 shares of common stock at $39.80 per share on July 30, 2026, and on the same date sold 3,000 shares at $49.62 per share. He also made a bona fide gift of 1,000 shares on June 5, 2026.

Positive

  • None.

Negative

  • None.
Insider LOVELAND CURTIS A
Role Assistant Secretary
Sold 3,000 shs ($149K)
Approx. gross sale proceeds $149K
Approx. exercise cost $119K
Approx. pre-tax spread $29K
Type Security Shares Price Value
Exercise Stock Option (right to buy) F1 3,000 $0.00 $0.00
Exercise Common Stock, without par value 3,000 $39.80 $119K
Sale Common Stock, without par value 3,000 $49.62 $149K
Gift Common Stock, without par value 1,000 $0.00 $0.00
Holdings After Transaction: Stock Option (right to buy) — 0 shares (Direct); Common Stock, without par value — 96,094 shares (Direct)
Footnotes (1)
  1. F1. Options vested 25% on each of March 31, 2022, June 30, 2022, September 30, 2022 and December 31, 2022.
Options exercised 3000.0000 shares Stock Option (right to buy) exercised into common stock on 2026-07-30
Option exercise price 39.8000 USD per share Exercise price of stock option converted into 3,000 common shares on 2026-07-30
Shares sold 3000.0000 shares Common Stock sale reported with transaction code S on 2026-07-30
Sale price 49.6200 USD per share Per-share price for 3,000 Rocky Brands common shares sold on 2026-07-30
Gifted shares 1000.0000 shares Bona fide gift of common stock on 2026-06-05 using transaction code G
Option shares underlying 3000.0000 shares Underlying common stock for the exercised Stock Option (right to buy)
Stock Option (right to buy) financial
"security_title: "Stock Option (right to buy)""
Exercise or conversion of derivative security financial
"transaction_code_description: "Exercise or conversion of derivative security""
Bona fide gift financial
"transaction_code_description: "Bona fide gift""
A bona fide gift is a genuine, voluntary transfer of money, property, or benefits from one party to another made without expectation of repayment, services, or hidden conditions. Investors care because such gifts can affect company disclosures, related‑party transaction rules, tax treatment, and perceived conflicts of interest; think of it like someone giving you a present with no strings attached — but on a corporate scale, auditors and regulators need to verify it really is unconditional.

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FAQ

What insider stock transactions did Curtis A. Loveland report for RCKY?

Curtis A. Loveland reported an option exercise and related share sale involving 3,000 Rocky Brands (RCKY) shares, plus a 1,000-share bona fide gift. The exercise and sale occurred on July 30, 2026, while the gift was dated June 5, 2026.

How many Rocky Brands (RCKY) shares did Curtis A. Loveland sell and at what price?

Curtis A. Loveland sold 3,000 shares of Rocky Brands common stock at $49.62 per share on July 30, 2026. These shares were sold after being acquired the same day through the exercise of stock options at a lower exercise price.

What stock options did Curtis A. Loveland exercise in Rocky Brands (RCKY)?

He exercised a stock option for 3,000 shares of Rocky Brands common stock at an exercise price of $39.80 per share on July 30, 2026. The option covered common stock without par value and was previously vested according to its vesting schedule.

Did Curtis A. Loveland make any gift transfers of Rocky Brands (RCKY) shares?

Yes. Curtis A. Loveland reported a bona fide gift of 1,000 shares of Rocky Brands common stock on June 5, 2026. The gift transaction used transaction code “G,” which denotes a non-cash transfer characterized as a bona fide gift under SEC reporting rules.

Were Curtis A. Loveland’s Rocky Brands (RCKY) transactions under a Rule 10b5-1 plan?

The disclosure indicates the Rule 10b5-1 checkbox was not marked, so these transactions are not identified as occurring under a Rule 10b5-1 trading plan. No accompanying footnotes describe them as pre-arranged or pursuant to any trading plan arrangement.

What roles does Curtis A. Loveland hold at Rocky Brands (RCKY)?

Curtis A. Loveland is listed as a director and officer of Rocky Brands, Inc., serving specifically as Assistant Secretary. His status as both director and officer means his equity transactions in Rocky Brands common stock require public reporting to the SEC.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
LOVELAND CURTIS A

(Last)(First)(Middle)
PORTER, WRIGHT, MORRIS & ARTHUR LLP
41 SOUTH HIGH STREET

(Street)
COLUMBUS OHIO 43215

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
ROCKY BRANDS, INC. [ RCKY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Assistant Secretary
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/05/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock, without par value06/05/2026G1,000D$0.000095,621D
Common Stock, without par value07/30/2026M3,000A$39.899,094D
Common Stock, without par value07/30/2026S3,000D$49.6296,094D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (right to buy)$39.807/30/2026M3,000 (1)01/03/2027Common Stock, without par value3,000$0.00000.0000D
Explanation of Responses:
1. Options vested 25% on each of March 31, 2022, June 30, 2022, September 30, 2022 and December 31, 2022.
Jeremy D. Siegfried, Attorney-in-Fact08/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)