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Regions Financial (RF) principal accounting officer awarded 1,916 performance-based RSUs

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Filing Sentiment
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Form Type
4

Rhea-AI Filing Summary

Allen Karin K reported acquisition or exercise transactions in this Form 4 filing.

REGIONS FINANCIAL CORP Principal Accounting Officer receives performance-based RSU grant. On April 1, 2026, Karin K. Allen was granted 1,916 restricted stock units, each representing a contingent right to one share of common stock.

The RSUs vest on April 1, 2029, subject to a continued service requirement, and the actual number of shares delivered will depend on Regions Financial meeting specified performance thresholds for the period from January 1, 2026 through December 31, 2028. Following this grant, Allen directly holds a total of 7,313.9029 restricted stock units, including quarterly cash dividends that were reinvested into RSUs.

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Insider Allen Karin K
Role Principal Accounting Officer
Type Security Shares Price Value
Grant/Award Restricted Stock Units 1,916 $0.00 --
Holdings After Transaction: Restricted Stock Units — 7,313.903 shares (Direct)
Footnotes (1)
  1. Each restricted stock unit represents a contingent right to receive one share of common stock. The restricted stock units vest on April 1, 2029, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2026 through December 31, 2028. Includes quarterly cash dividends that were reinvested in restricted stock units.
RSUs granted 1,916 units Restricted stock units granted on April 1, 2026
RSU holdings after grant 7,313.9029 units Total restricted stock units held after transaction
Exercise price $0.00 per unit Conversion or exercise price for the RSUs
Vesting date April 1, 2029 Date when RSUs vest, subject to conditions
Performance period start January 1, 2026 Beginning of performance measurement window
Performance period end December 31, 2028 End of performance measurement window
Restricted Stock Units financial
"Each restricted stock unit represents a contingent right to receive one share of common stock."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
contingent right financial
"Each restricted stock unit represents a contingent right to receive one share of common stock."
vest financial
"The restricted stock units vest on April 1, 2029, subject to a service requirement."
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.
service requirement financial
"The restricted stock units vest on April 1, 2029, subject to a service requirement."
performance thresholds financial
"The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period."
reinvested in restricted stock units financial
"Includes quarterly cash dividends that were reinvested in restricted stock units."
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Allen Karin K
(Last)(First)(Middle)
P. O. BOX 10247
(Street)
BIRMINGHAM ALABAMA 35202-0247
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
REGIONS FINANCIAL CORP [ RF ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Principal Accounting Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/01/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)04/01/2026A1,916 (2) (2)Common Stock1,916$07,313.9029(3)D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of common stock.
2. The restricted stock units vest on April 1, 2029, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2026 through December 31, 2028.
3. Includes quarterly cash dividends that were reinvested in restricted stock units.
Remarks:
Ex-24 Power of Attorney attached.
/s/ Elizabeth H. Townsend - Attorney-in-Fact04/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Regions Financial (RF) report for Karin K. Allen?

Regions Financial reported a grant of 1,916 restricted stock units to Principal Accounting Officer Karin K. Allen. Each unit is a contingent right to one share of common stock, forming part of her equity-based compensation package tied to future performance.

When do Karin K. Allen’s new Regions Financial (RF) RSUs vest?

The 1,916 restricted stock units granted to Karin K. Allen vest on April 1, 2029. Vesting is conditioned on her satisfying a service requirement and Regions Financial meeting performance thresholds measured over the 2026–2028 performance period.

What performance period applies to Karin K. Allen’s RSUs at Regions Financial (RF)?

The RSUs use a performance period from January 1, 2026 through December 31, 2028. The number of shares ultimately delivered upon vesting depends on Regions Financial meeting defined performance thresholds over this three-year window.

How many Regions Financial (RF) RSUs does Karin K. Allen hold after this grant?

After the April 1, 2026 grant, Karin K. Allen directly holds 7,313.9029 restricted stock units. This total includes the new 1,916-unit award and RSUs accumulated from quarterly cash dividends that were reinvested into additional restricted stock units.

Do Karin K. Allen’s Regions Financial (RF) RSUs pay dividends?

The filing states that her RSU holdings include quarterly cash dividends reinvested in additional restricted stock units. This means cash dividends associated with the underlying stock have been converted into more RSUs rather than paid in cash.