Every Form 4 that RITHM CAPITAL CORP PFD E (RITMP) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow RITMP and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full RITMP filings page.
Addas William Dean reported acquisition or exercise transactions in this Form 4 filing.
Rithm Capital Corp. director William Dean Addas received 16,199 shares of common stock as an equity grant. The shares were issued as compensation for his board service under Rithm’s Omnibus Incentive Plan, using a closing stock price of $9.26 on May 22, 2026 for valuation. Following this grant and a correction of an 18-share overstatement from a prior filing, Addas now directly holds 44,972 Rithm common shares.
Rithm Capital Corp. director Kevin J. Finnerty received a stock grant as compensation. On May 26, 2026, he acquired 16,739 shares of Rithm Capital common stock in a grant/award transaction at a stated price of $0.00 per share, under the company’s Omnibus Incentive Plan.
A footnote explains these shares were issued as compensation for services, using a closing stock price of $9.26 on May 22, 2026 to determine the award’s value. Following the grant, Finnerty holds 325,812 common shares directly and 24,846 shares indirectly through a trust.
Hebard Peggy Hwan reported acquisition or exercise transactions in this Form 4 filing.
Rithm Capital Corp. director Peggy Hwan Hebard received 17,279 shares of Common Stock as a compensation award. The shares were granted for services under the company’s Omnibus Incentive Plan and related board resolutions, increasing her direct holdings to 96,779 shares. The footnote cites a closing stock price of $9.26 on May 22, 2026 as the applicable reference price.
Saltzman David reported acquisition or exercise transactions in this Form 4 filing.
Rithm Capital Corp. director David Saltzman received a grant of 17,279 shares of Common Stock as compensation. The award was issued under the company’s Omnibus Incentive Plan and board-approved terms, with an applicable closing stock price of $9.26 on May 22, 2026. Following this grant, he directly holds 61,527 common shares.
Le Melle Patrice M reported acquisition or exercise transactions in this Form 4 filing.
Rithm Capital Corp. director Patrice M Le Melle received a grant of 16,199 shares of Common Stock as equity compensation. The Form 4 shows these shares were issued as payment for board services under the company’s Omnibus Incentive Plan, rather than purchased in the open market.
Following this award, Le Melle directly holds a total of 70,523 shares of Rithm Capital common stock. The footnote notes that the applicable closing stock price used for the grant calculation was $9.26 on May 22, 2026, providing a reference market value for the compensation.
Kripalani Ranjit M reported acquisition or exercise transactions in this Form 4 filing.
Rithm Capital Corp. director Ranjit M. Kripalani received a grant of 16,739 shares of Common Stock as compensation for board service under the company’s Omnibus Incentive Plan. The award increased his direct holdings to 30,666 shares. A related footnote cites a closing stock price of $9.26 on May 22, 2026.
Rithm Capital Corp. director David Saltzman sold 80,922 shares of Common Stock in open-market transactions. The sales occurred on May 20, 2026 at weighted average prices of $9.19 and $9.26 per share, with individual trades executed within narrow price ranges around those averages.
Nierenberg Michael reported acquisition or exercise transactions in this Form 4 filing.
Rithm Capital Corp. reported that Chief Executive Officer Michael Nierenberg received an equity-based award of 283,554 Class B Profits Units of Rithm Capital Management LLC. The award was granted on February 20, 2026 at no cash cost to him.
According to the plan terms, these Class B Profits Units vest in three equal annual installments on February 20 of 2027, 2028 and 2029, provided he remains employed by Rithm. Once vested and after sufficient profits have been allocated to the units, they are exchangeable on a one-for-one basis into shares of Rithm Capital common stock.
SANTORO NICOLA JR reported acquisition or exercise transactions in this Form 4 filing.
Rithm Capital Corp. reported that its Chief Financial Officer, Nicola Santoro Jr., received a grant of 82,703 Class B Profits Units of Rithm Capital Management LLC on February 20, 2026. The award was granted at $0.00 per unit as a derivative equity incentive.
According to the award terms, these Class B Profits Units vest in three equal annual installments on February 20 of 2027, 2028 and 2029, contingent on continued employment. Once vested and after sufficient profits have been allocated, each unit will be exchangeable into one share of Rithm Capital common stock.
Zeiden David reported acquisition or exercise transactions in this Form 4 filing.
Rithm Capital Corp. reported that its Chief Legal Officer, David Zeiden, received an equity-based award in the form of 30,718 Class B Profits Units of Rithm Capital Management LLC on February 20, 2026. The award was granted at a price of $0.00 per unit.
According to the terms, these Class B Profits Units vest in three equal annual installments on February 20 of 2027, 2028 and 2029, as long as Zeiden remains employed by the company. Once vested and after sufficient profits have been allocated, each unit can be exchanged on a one-for-one basis into a share of Rithm Capital common stock.
Rithm Capital Corp. reported an insider equity transaction by its Chief Financial Officer, Nicola Santoro Jr. The filing shows a tax-withholding disposition of 100,886 shares of common stock on February 21, 2026 at a price of $10.45 per share.
The shares were withheld to cover tax obligations when 202,351 previously reported restricted stock units settled on that date, rather than being an open-market sale. After this withholding, Santoro directly owned 181,281 shares of Rithm Capital common stock.
Rithm Capital Corp. CEO Michael Nierenberg reported a Form 4 showing a tax-related share disposition rather than an open-market sale. On February 21, 2026, 771,688 shares of common stock at $10.45 per share were withheld to satisfy tax withholding obligations when 1,416,540 previously reported restricted stock units settled. After this transaction, Nierenberg directly held 1,445,798 shares of common stock, with additional indirect holdings reported through various family trusts and custodial accounts.
Rithm Capital Corp. Chief Executive Officer and director Michael Nierenberg reported multiple equity-related awards dated January 30, 2026. He acquired 29,098 shares of common stock at a price of $0, described as dividend equivalent rights on previously granted time-based and performance-based restricted stock units tied to the company’s quarterly dividend.
Following this transaction, he directly beneficially owns 2,217,486 shares of common stock, which include 1,416,543 unvested restricted stock units. He also holds additional common shares indirectly through various family trusts and custodial accounts for children, a GRAT, and other vehicles.
In Table II, he acquired Class B Profits Units of Rithm Capital Management LLC in several grants (4,504; 40,538; 5,647; and 16,941 units) at $0, which are identified as dividend equivalent rights on existing Class B Profits Units associated with the quarterly dividend. These Class B Profits Units are exchangeable into Rithm Capital common stock on a one-for-one basis once vesting and profits allocation conditions are met under long-term incentive and performance-based award arrangements.
Rithm Capital Corp. reported that its Chief Legal Officer, David Zeiden, received additional incentive awards tied to company performance. On January 30, 2026, he was granted 470 Class B Profits Units and 313 Class B Profits Units of Rithm Capital Management LLC at a price of $0 per unit.
The footnotes explain these Class B Profits Units can be exchanged on a one-for-one basis into Rithm common stock under the long-term incentive plan and award agreements, once vesting and profit-allocation conditions are met. Some units represent dividend-equivalent rights on existing awards, while others are performance-based units linked to 2025 return on equity with vesting over multiple years.
Rithm Capital’s Chief Financial Officer, Nicola Santoro Jr., reported awards tied to existing equity incentives on January 30, 2026. He acquired 4,156 shares of Common Stock at $0, described as dividend equivalent rights on previously granted time-based and performance-based restricted stock units. Following this, he beneficially owned 282,167 Common shares, including 202,353 unvested RSUs.
He also acquired several blocks of Class B Profits Units of Rithm Capital Management LLC at $0: 838, 1,675, 988 and 658 units, all exchangeable one-for-one into Common Stock after vesting and allocation of sufficient profits. These entries reflect dividend equivalents and previously granted profits interest awards with multi-year vesting and, in some cases, performance-based tranches tied to return on equity for 2024 and 2025.
Rithm Capital Corp. Chief Executive Officer Michael Nierenberg received equity awards tied to company performance. On January 20, 2026, he was granted 1,189,241 shares of Common Stock at $0, representing performance-based restricted stock units earned on the company’s three-year average annual return on equity from January 1, 2023 to December 31, 2025. These units, including 270,125 dividend equivalent rights, will vest on February 21, 2026. After this grant, he held 2,188,388 shares of Common Stock directly, which includes 1,387,445 unvested restricted stock units.
He also received 966,433 and 807,776 Class B Profits Units of Rithm Capital Management LLC at $0, earned based on annual return on equity for the 2025 performance period. These units, which can be exchanged one-for-one into Common Stock after vesting and profit allocation, include 275,408 and 50,837 dividend equivalent rights, respectively. Nierenberg also has additional indirect Common Stock holdings through various trusts and custodial accounts for family members.
Rithm Capital Corp. reported a new equity-based award to its Chief Legal Officer, David Zeiden. On January 20, 2026, he was granted 14,957 Class B Profits Units of Rithm Capital Management LLC at a price of $0 per unit. These derivative units are exchangeable on a one-for-one basis into shares of Rithm Capital common stock once they vest and sufficient profits have been allocated to the holder.
The filing notes that the units were earned based on annual return on equity for the 2025 performance period, with performance criteria satisfied for 1 of 3 tranches as of January 20, 2026. The reported 14,957 units also include 941 dividend equivalent rights, which follow the same vesting schedule and terms as the underlying awards.
Rithm Capital Corp. reported new equity awards to its Chief Financial Officer, Nicola Santoro Jr., in the form of common stock and Class B Profits Units. On January 20, 2026, the CFO acquired 169,885 shares of common stock at $0, representing performance-based restricted stock units earned on three-year average return on equity from January 1, 2023 to December 31, 2025, which are scheduled to vest on February 21, 2026. Following this, he held 278,011 shares directly, including unvested restricted stock units and related dividend equivalents.
The filing also shows grants of 39,961 and 31,410 Class B Profits Units of Rithm Capital Management LLC at $0, earned based on annual return on equity for the 2025 performance period. These units are exchangeable into common stock on a one-for-one basis once vested and after sufficient profits are allocated, with 79,919 and 31,410 such units held directly after the respective transactions.
Rithm Capital Corp. director William Dean Addas received a stock grant of 11,486 common shares on January 6, 2026 as compensation for board service. The filing reports the shares at a form price of $0.00 because they were issued as equity compensation rather than purchased for cash. According to the footnote, the grant was made under the company’s Omnibus Incentive Plan and terms set by the Board of Directors, using a closing stock price of $10.90 on December 31, 2025 to value the award. Following this grant, Addas beneficially owns 28,791 shares of Rithm Capital common stock, held directly.
Rithm Capital Corp. (RITM) director and Chief Executive Officer Michael Nierenberg reported a sale of 301,548 shares of common stock on November 5, 2025, coded “S,” at a weighted average price of $10.9969. The transaction was executed by a trust for his daughter, which held 0 shares after the sale. The shares were sold in multiple trades ranging from $10.9950 to $11.0050.
Following the reported transaction, he reported additional beneficial holdings: 999,147 shares direct; 56,287 by trust for children; 301,548 by trust for son; 130,458 by 2019 GRAT; 23,850 as custodian for daughter; and 24,400 as custodian for son.
Rithm Capital Corp. (RITM) reported insider activity by its Chief Legal Officer on 10/31/2025. The filing shows acquisitions of derivative securities labeled as Class B Profits Units of Rithm Capital Management LLC: 467 units and 499 units, each at $0 and coded A for acquisition.
These represent dividend equivalent rights tied to the issuer’s quarterly dividend and follow the same vesting and terms as the underlying awards. The units are exchangeable one-for-one into Common Stock pursuant to plan terms after vesting and sufficient profits allocation. Following the transactions, derivative securities beneficially owned are listed as 40,310 and 22,437, respectively, with ownership reported as Direct (D).
Rithm Capital (RITM) reported insider activity: its Chief Financial Officer filed a Form 4 for awards on 10/31/2025. The filing shows an acquisition of 629 shares of common stock at $0, described as dividend equivalent rights tied to previously reported time‑based RSUs.
Following the transaction, the reporting person beneficially owns 108,126 shares, which includes 28,312 unvested RSUs and 1,249 shares acquired through dividend reinvestments. The filing also lists acquisitions of Class B Profits Units of Rithm Capital Management LLC in amounts of 888, 888, and 1,048 at $0, each exchangeable into common stock on a one‑for‑one basis subject to vesting and profits allocation terms.
Rithm Capital (RITM) CEO and Director Michael Nierenberg reported insider equity changes. On 10/31/2025, he acquired 4,408 shares of Common Stock at $0, representing dividend equivalent rights on previously reported time‑based RSUs tied to the company’s quarterly dividend. Following this, he beneficially owned 999,147 shares directly, which includes 198,204 unvested RSUs.
Indirect holdings reported include 56,287 shares by a trust for children, 301,548 by a trust for daughter, 301,548 by a trust for son, 130,458 by a 2019 GRAT, 23,850 as custodian for daughter, and 24,400 as custodian for son.
He also reported Class B Profits Units of Rithm Capital Management LLC (exchangeable into Common Stock on a one‑for‑one basis after vesting and profit allocation): 4,776 (dividend equivalents) with 315,384 owned after the transaction; 21,495 (dividend equivalents) with 966,433 owned after; and 5,988 (dividend equivalents) with 269,258 owned after. Footnotes detail time‑based and performance‑based vesting schedules.