Rockwell Automation (ROK) insider plans Rule 144 sale of 61 shares

Rhea-AI Filing Summary

Rockwell Automation insider plans a small Rule 144 stock sale. The notice covers a proposed sale of 61 shares of Rockwell Automation common stock through Charles Schwab & Co., Inc. on the NYSE, with an aggregate market value of $24,454. These shares were acquired on 12/08/2025 via an equity compensation grant described as a restricted stock lapse. Rockwell Automation had 112,273,567 shares outstanding, providing context for the relatively small size of this transaction.

The filing also reports that Terry L. Riesterer sold 60 Rockwell Automation shares on 12/05/2025 for gross proceeds of $24,173 over the prior three months. By signing the notice, the seller represents that they are not aware of any material adverse, nonpublic information about the company.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Accepted by SEC EDGAR 12/08/2025 - 05:01 PM Learn about SEC filing dates

FAQ

What does Rockwell Automation (ROK) Form 144 disclose in this filing?

The Form 144 discloses a planned sale of 61 shares of Rockwell Automation common stock under Rule 144, with an aggregate market value of $24,454, to be sold on the NYSE through Charles Schwab & Co., Inc.

Who is selling Rockwell Automation (ROK) shares and how many?

The seller is Terry L. Riesterer. The notice covers a proposed sale of 61 shares, and the filing also reports a prior sale of 60 shares on 12/05/2025.

How were the Rockwell Automation (ROK) shares being sold acquired?

The 61 shares to be sold were acquired on 12/08/2025 through an equity compensation transaction described as a restricted stock lapse from Rockwell Automation, Inc.

What prior Rockwell Automation (ROK) sales are reported in the last 3 months?

The filing reports that 60 shares of Rockwell Automation were sold on 12/05/2025, generating gross proceeds of $24,173 for the seller.

How large is this Rockwell Automation (ROK) sale compared with shares outstanding?

Rockwell Automation had 112,273,567 shares outstanding, so the 61-share planned sale and prior 60-share sale represent a very small portion of the company’s total shares.

What representation does the seller make in this Rockwell Automation (ROK) Form 144?

By signing, the seller represents that they do not know any material adverse information about Rockwell Automation’s current or prospective operations that has not been publicly disclosed.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab & Co., Inc. 3000 Schwab Way Westlake TX 76262	61	24454.00	112273567	12/08/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	12/08/2025	Restricted Stock Lapse - See Remarks	Rockwell Automation, Inc.			61	12/08/2025	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Terry L. Riesterer 1201 SOUTH 2ND STREET MILWAUKEE WI 53204	ROCKWELL AUTOMATION, INC	12/05/2025	60	24173.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)