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SOCKET MOBILE, INC. (SCKT) SEC Filings, Jul-Nov 2025

SCKT NASDAQ

Welcome to our dedicated page for SOCKET MOBILE SEC filings (Ticker: SCKT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on SOCKET MOBILE's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into SOCKET MOBILE's regulatory disclosures and financial reporting.

Rhea-AI Summary

Socket Mobile, Inc. (SCKT) reported insider open‑market purchases on a Form 4. A director and 10% owner bought 5,000 shares of common stock on November 5, 2025 at a weighted average price of $1.0434 per share and 5,000 shares on November 6, 2025 at a weighted average price of $1.0758 per share.

Following these transactions, the reporting person beneficially owned 1,618,151 shares after the November 5 purchase and 1,623,151 shares after the November 6 purchase, held directly. The filing classifies each transaction as a purchase and confirms they were executed in the open market within the stated price ranges.

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Rhea-AI Summary

Socket Mobile, Inc. (SCKT) insider reported open‑market purchases. A Director and 10% Owner bought 5,000 shares of common stock on 11/03/2025 at a weighted average price of $0.9837, and another 5,000 shares on 11/04/2025 at a weighted average price of $1.0346 (Transaction Code: P).

Following these transactions, the reporting person beneficially owned 1,613,151 shares directly. The filing notes the prices reflect weighted averages for multiple trades, with disclosed daily ranges.

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Rhea-AI Summary

Socket Mobile, Inc. (SCKT) furnished a press release reporting results for the three and nine months ended September 30, 2025. The announcement was provided under Item 2.02 (Results of Operations and Financial Condition) and included as Exhibit 99.1 titled “Socket Mobile Reports Third Quarter 2025 Results.”

The company’s common stock trades on NASDAQ under the symbol SCKT.

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Rhea-AI Summary

Socket Mobile (SCKT) disclosed that director and 10% owner Charlie Bass acquired a subordinated convertible note by transfer on 10/13/2025. The note has a $500,000 principal and is convertible at $1.34 per share into 373,134 shares of common stock.

The note is convertible any time on or prior to May 26, 2026. After May 26, 2024, the noteholder may elect to receive prepayment of principal and accrued interest in cash. Following the reported transaction, derivative securities beneficially owned were 2,823,382.

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Socket Mobile (SCKT) CEO and Director Kevin Mills reported a change in beneficial ownership. On October 13, 2025, he transferred a subordinated convertible note with $500,000 principal amount to Charlie Bass.

The note is convertible at $1.34 per share into 373,134 shares of common stock. It is convertible any time on or prior to May 26, 2026. After May 26, 2024, the noteholder has the option to receive prepayment of principal and accrued interest in cash.

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David A. Holmes, Executive Vice President and Chief Business Officer of Socket Mobile, Inc. (SCKT), reported an equity award consisting of a 25,000-share option with a $1.02 exercise price. The option grant is shown as a derivative security exercisable beginning 10/01/2025 with an expiration of 10/01/2035 and is recorded as direct beneficial ownership. The filing lists the number of underlying common shares from this award as 25,000 and shows the Reporting Person owning 125,000 shares following the reported transaction.

The award was granted in connection with Mr. Holmes’s promotion to EVP and Chief Business Officer and vests in equal monthly installments over 24 months beginning 10/01/2025, subject to continued service. The form is a Section 16 filing and discloses the specific terms above without additional financial or company operational detail.

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William L. Parnell Jr., a director of Socket Mobile, Inc. (SCKT), purchased 3,500 shares of the company's common stock on 08/22/2025 at a price of $0.985 per share in the open market. Following the transaction, Mr. Parnell beneficially owns 75,350 shares, held in a direct capacity. The Form 4 was signed on 08/25/2025 and includes an explanatory note that the shares were acquired during a permitted trading window under the company insider trading policy.

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Socket Mobile, Inc. provides a registration statement describing capital structure and significant beneficial ownership positions. The prospectus shows 7,961,462 shares of Common Stock outstanding as of the close of business on August 18, 2025 and details individual beneficial ownership positions for directors, officers and related trusts, including multi-part holdings that combine direct shares, exercisable options and multiple convertible subordinated secured promissory notes that are convertible into common shares.

The document discloses that 20,000,000 shares are designated as common stock and 3,000,000 shares are designated as preferred stock. It lists a broad set of permitted resale and distribution methods for registered shares, including exchange transactions, block trades, at-the-market offerings, over-the-counter sales, broker-dealer facilitation and sales in connection with pledges or hedging transactions. The charter contains an anti-takeover provision referencing Delaware Section 203, which the company has not opted out of, and that is expected to have an anti-takeover effect.

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Rhea-AI Summary

Socket Mobile reported Q2 2025 revenue of $4,041,739, a 20% decline from $5,081,398 a year earlier, which the company attributes to softer customer demand and distributor inventory slowdowns related to tariff concerns. Gross margin remained near 50% at 49.9% versus 50.9% a year ago. The company recorded a quarterly net loss of $792,141 and a six-month net loss of $1,786,281, with an operating loss of $677,355 in Q2.

Cash and cash equivalents were $2,605,332 at June 30, 2025. Net cash used in operating activities for the first half was $1,197,411. The company raised $1,500,000 of secured subordinated convertible notes in H1 2025 (including $1,250,000 from related parties), contributing to higher current liabilities. Deferred tax assets totaled $10,663,419. The filing highlights concentration risks: BlueStar accounted for 34% of Q2 revenue and purchase commitments for inventory totaled $2,856,000.

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FAQ

How many SOCKET MOBILE (SCKT) SEC filings are available on StockTitan?

StockTitan tracks 71 SEC filings for SOCKET MOBILE (SCKT), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for SOCKET MOBILE (SCKT)?

The most recent SEC filing for SOCKET MOBILE (SCKT) was filed on November 7, 2025.