SERA CCO sells 4,739 shares for tax withholding
SERA PROGNOSTICS, INC.
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Form Type
4
Rhea-AI Filing Summary
SERA PROGNOSTICS, INC. Chief Commercial Officer Dyaarl Lee Anderson Jr. reported selling 4,739 shares of Class A Common Stock at a weighted average price of $2.01 per share. According to the disclosure, these shares were sold to cover tax withholding obligations from vesting restricted stock units and the transaction was mandated by the company’s sell-to-cover requirement, rather than being a discretionary trade. Following the sale, Anderson directly holds 77,998 shares.
Insider Trade Summary
Net Seller: 4,739 shares
Net Sell
1 txn
Insider
Anderson Dyaarl Lee Jr.
Role
Chief Commercial Officer
Sold
4,739 shs ($10K)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Sale | Class A Common Stock | 4,739 | $2.01 | $10K |
Holdings After Transaction:
Class A Common Stock — 77,998 shares (Direct)
Footnotes (2)
- F1. Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by "sell to cover" transactions and does not represent a discretionary transaction by the Reporting Person.
- F2. The price reported is a weighted average price. These shares were sold as part of a block trade in multiple transactions at prices ranging from $1.87 to $2.12, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price with regard to the block trade.
Key Figures
Shares sold: 4,739 shares
Average sale price: $2.01 per share
Post-transaction holdings: 77,998 shares
+1 more
4 metrics
Shares sold
4,739 shares
Open-market sale on 2026-06-11 to cover tax withholding
Average sale price
$2.01 per share
Weighted average price for block trade
Post-transaction holdings
77,998 shares
Shares directly owned after the sale
Trade price range
$1.87–$2.12 per share
Individual prices within the block trade
Key Terms
restricted stock units ("RSUs"), sell to cover, weighted average price, block trade
4 terms
restricted stock units ("RSUs") financial
"in connection with the vesting of restricted stock units ("RSUs")."
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
sell to cover financial
"funded by "sell to cover" transactions and does not represent"
Sell to cover is when a person who receives company stock through options or awards sells just enough shares immediately to pay required taxes, exercise costs, or fees, keeping the rest. Think of it like cashing part of a bonus to cover the tax bill so you can keep the remainder. For investors, it can create predictable small selling pressure and slightly change the number of shares actually held by insiders without increasing long‑term dilution.
weighted average price financial
"The price reported is a weighted average price."
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
block trade financial
"These shares were sold as part of a block trade in multiple transactions"
A block trade is a large, privately arranged sale or purchase of a company's shares or bonds between big investors, often negotiated to avoid upsetting the public market price. Think of it like selling a truckload of goods directly to one buyer instead of unloading it on a busy street — it moves a lot of supply at once and can signal shifting demand, affect immediate liquidity, and influence short-term stock prices.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What did SERA (SERA) Chief Commercial Officer Dyaarl Anderson report on this Form 4?
He reported the sale of 4,739 shares of SERA Class A Common Stock. The filing states the sale covered tax withholding obligations from vesting RSUs under a company “sell to cover” requirement, not a discretionary stock trade.
Was the SERA (SERA) insider transaction an open-market trade with multiple prices?
Yes. The Form 4 describes the transaction as an open-market sale executed as a block trade. It notes the reported price is a weighted average, with individual trades occurring at prices between $1.87 and $2.12 per share.
AI-generated analysis. How Rhea-AI works. Not financial advice.
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