Stifel Financial (NYSE: SF) director converts 2,812 phantom units to stock

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

STIFEL FINANCIAL CORP director David A. Peacock exercised 2,812 Phantom Stock Units into an equal number of Common Stock shares on June 4, 2026. The transaction was recorded at $0.00 per share and is held indirectly by a trust, bringing that trust’s holdings to 13,764 Common Stock shares. The phantom units position of 2,812 units was fully converted and now shows zero remaining. Reported totals reflect a 3-for-2 stock split payable on February 26, 2026.

Insider Trade Summary

2,812 shares exercised/converted

Mixed 2 txns

Insider PEACOCK DAVID A

Role null

Type	Security	Shares	Price	Value
Exercise	Phantom Stock Units	2,812	$0.00	--
Exercise	Common Stock	2,812	$0.00	--

Holdings After Transaction: Phantom Stock Units — 0 shares (Direct, null); Common Stock — 13,764 shares (Indirect, by Trust)

Footnotes (1)

This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. Currently exercisable. No expiration date for these Units

Key Figures

Phantom Units Exercised: 2,812 units Common Shares Received: 2,812 shares Indirect Holdings After Transaction: 13,764 shares +3 more

6 metrics

Phantom Units Exercised 2,812 units Converted into Common Stock on June 4, 2026

Common Shares Received 2,812 shares Common Stock acquired via derivative exercise

Indirect Holdings After Transaction 13,764 shares Common Stock held by trust following exercise

Phantom Units Remaining 0 units Phantom Stock Units after full conversion

Exercise Price $0.00 per unit Reported price for Phantom Stock Unit conversion

Stock Split Adjustment 3-for-2 split Payable on February 26, 2026; totals adjusted

Key Terms

Phantom Stock Units, Exercise or conversion of derivative security, 3-for-2 stock split, currently exercisable, +1 more

5 terms

Phantom Stock Units financial

"security_title: "Phantom Stock Units""

Phantom stock units are company promises that pay a cash or stock-equivalent award tied to the firm’s share price or value growth, but they do not issue actual shares. Think of them as a bonus check that moves with the stock like a mirror rather than handing over an ownership slice. Investors care because these awards can affect a company’s future cash obligations, executive incentives and reported expenses without causing share dilution.

Exercise or conversion of derivative security financial

"transaction_code_description: "Exercise or conversion of derivative security""

3-for-2 stock split financial

"This total has been adjusted to reflect the 3-for-2 stock split payable"

currently exercisable financial

"Currently exercisable."

no expiration date financial

"No expiration date for these Units"

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Form 4 Insider Transactions: What Each Field Means →

06/08/2026 - 05:12 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

PEACOCK DAVID A

(Last)

(First)

(Middle)

501 NORTH BROADWAY

(Street)

ST. LOUIS

MISSOURI

63102

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
STIFEL FINANCIAL CORP [ SF ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/04/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	06/04/2026		M		2,812	A	$0	13,764⁽¹⁾	I	by Trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Phantom Stock Units	$0	06/04/2026		M			2,812	⁽²⁾	⁽³⁾	Common Stock	2,812	$0	0	D

Explanation of Responses:

1. This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026.

2. Currently exercisable.

3. No expiration date for these Units

	/s/ David Peacock	06/08/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did STIFEL FINANCIAL CORP (SF) report?

STIFEL FINANCIAL CORP reported that director David A. Peacock exercised 2,812 Phantom Stock Units into 2,812 Common Stock shares. The transaction occurred on June 4, 2026 and reflects a non-cash derivative conversion, not an open-market stock purchase or sale.

How many STIFEL FINANCIAL (SF) shares does the Peacock trust hold after this Form 4?

After the transaction, a trust associated with director David A. Peacock holds 13,764 STIFEL FINANCIAL CORP Common Stock shares indirectly. This total has been adjusted to reflect the company’s 3-for-2 stock split payable on February 26, 2026, as noted in the filing.

What happened to David Peacock’s Phantom Stock Units in the SF Form 4?

David A. Peacock exercised 2,812 Phantom Stock Units, converting them into 2,812 Common Stock shares. Following this exercise, his reported Phantom Stock Units balance is zero, indicating the entire reported derivative position tied to these units was fully converted on June 4, 2026.

Was the STIFEL FINANCIAL (SF) insider transaction a market buy or sale?

The transaction was an exercise or conversion of derivative securities, not an open-market buy or sale. Code “M” and the description show Phantom Stock Units were converted into Common Stock, with no reported market purchase or sale price involved in this specific Form 4 entry.

How did STIFEL FINANCIAL’s 3-for-2 stock split affect this Form 4?

The filing states that reported totals were adjusted for a 3-for-2 stock split payable on February 26, 2026. This means the share amounts disclosed, such as the 13,764 Common Stock shares held indirectly, already incorporate the split-adjusted figures as required for accurate post-split reporting.