STOCK TITAN

SMARTFINANCIAL (SMBK) director Shomaker buys 290 shares in open market

Filing Impact
(Neutral)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

SMARTFINANCIAL INC. director Kelli D. Shomaker made an open-market purchase of the company’s Common Stock. On May 4, 2026, she bought 290 shares at a price of $41.30 per share. Following this transaction, she directly owns 2,120 Common shares.

Positive

  • None.

Negative

  • None.
Insider Shomaker Kelli D
Role null
Bought 290 shs ($12K)
Type Security Shares Price Value
Purchase Common Stock 290 $41.30 $12K
Holdings After Transaction: Common Stock — 2,120 shares (Direct, null)
Footnotes (1)
Shares purchased 290 shares Open-market purchase on May 4, 2026
Purchase price $41.30 per share Common Stock transaction
Shares owned after trade 2,120 shares Direct holdings following transaction
open-market purchase financial
"she bought 290 shares at a price of $41.30 per share"
An open-market purchase is when an investor or a company buys shares on a public stock exchange at the going market price, rather than through a private deal. It matters to investors because these purchases change how many shares are available, can push the stock price up or signal confidence from large buyers, and often affect per-share metrics like earnings—think of it like someone buying lots of apples off a grocery shelf, reducing supply and potentially raising the price.
Common Stock financial
"she bought 290 shares at a price of $41.30 per share"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
Form 4 regulatory
"according to a Form 4 filing"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Shomaker Kelli D

(Last)(First)(Middle)
5401 KINGSTON PIKE
SUITE 600

(Street)
KNOXVILLE TENNESSEE 37919

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
SMARTFINANCIAL INC. [ SMBK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/04/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/04/2026P290A$41.32,120D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
/s/ Glen E. Allen, Jr., Attorney-in-Fact05/04/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did SMARTFINANCIAL INC. (SMBK) report for Kelli D. Shomaker?

SMARTFINANCIAL INC. reported that director Kelli D. Shomaker completed an open-market purchase of 290 shares of Common Stock. The transaction occurred at a price of $41.30 per share, increasing her directly held position in the company.

When did the recent SMARTFINANCIAL INC. (SMBK) insider share purchase occur?

The reported insider share purchase by director Kelli D. Shomaker took place on May 4, 2026. On that date, she bought 290 Common shares of SMARTFINANCIAL INC. in an open-market transaction at $41.30 per share.

How many SMARTFINANCIAL INC. (SMBK) shares does Kelli D. Shomaker own after the transaction?

After buying 290 shares, director Kelli D. Shomaker directly owns 2,120 shares of SMARTFINANCIAL INC. Common Stock. This figure represents her total direct holdings reported following the May 4, 2026 open-market purchase at $41.30 per share.

Was the SMARTFINANCIAL INC. (SMBK) insider transaction a purchase or a sale?

The SMARTFINANCIAL INC. transaction was a purchase. Director Kelli D. Shomaker executed an open-market buy of 290 Common shares at $41.30 per share, increasing her directly held position to 2,120 shares after the trade.

What price did Kelli D. Shomaker pay for SMARTFINANCIAL INC. (SMBK) shares?

Director Kelli D. Shomaker paid $41.30 per share for SMARTFINANCIAL INC. Common Stock in her latest open-market transaction. She purchased 290 shares at this price, bringing her direct holdings to 2,120 shares following the trade.