SmartFinancial, Inc. filings document the public-company disclosures of a Tennessee bank holding company whose common stock trades on the New York Stock Exchange under SMBK. The company’s Form 8-K reports cover quarterly operating results, Regulation FD investor materials, dividend declarations, share repurchase authorization, and capital-structure matters tied to subordinated notes.
Proxy materials provide governance and shareholder-meeting disclosures, including board matters, executive compensation, equity awards, and voting items. The filing record also documents registered securities, financial-condition updates, credit-related metrics, and other material events relevant to SmartBank’s full-service commercial banking operations.
SMARTFINANCIAL INC. director Kelli D. Shomaker reported acquiring common stock through a Form 4 filing. On January 29, 2026, she received 808 shares of common stock at a reported price of $0 per share. After this transaction, she beneficially owns 1,830 common shares, held in direct ownership.
SmartFinancial Inc. director David Austin Ogle reported acquiring 808 shares of common stock on January 29, 2026 at $0.00 per share through the SMBK Dividend Reinvestment Plan. Following this transaction, he directly holds 197,451 shares of SmartFinancial common stock.
In addition to his direct holdings, 40,934 shares are owned indirectly through the Ogle Land General Partnership, where he is a partner. This filing reflects ongoing equity accumulation rather than an open-market purchase or sale.
SmartFinancial Inc. director Barrett Victor Lynn reported acquiring additional company stock. On 01/29/2026, Lynn acquired 808 shares of SmartFinancial Inc. common stock at a price of $0 per share, bringing his directly held stake to 148,724 shares. He also reports 9,126 shares held indirectly through a trust for the benefit of his spouse.
SmartFinancial, Inc. announced shareholder return actions approved by its board of directors. The board declared a quarterly cash dividend of $0.08 per share of common stock, payable on March 2, 2026 to shareholders of record as of the close of business on February 13, 2026. The company also authorized a new share repurchase program allowing it to buy back up to $10 million of its common stock. This 2026 repurchase program will be effective from March 1, 2026 through February 28, 2027, unless extended by the board.
SMARTFINANCIAL INC. director Kelli D. Shomaker reported a purchase of company stock. On 01/27/2026, the director bought 255 shares of SMARTFINANCIAL INC. common stock at a price of $39.38 per share in a direct ownership account.
After this transaction, Kelli D. Shomaker beneficially owned 1,022 shares of SMARTFINANCIAL INC. common stock, held directly. The filing is a Form 4, which reports changes in the holdings of company insiders.
SmartFinancial, Inc. reported its earnings results for the fourth quarter ended December 31, 2025 and furnished these results through a press release attached as Exhibit 99.1. The company also prepared an investor slide presentation, attached as Exhibit 99.2, to be used in conjunction with its earnings release conference call scheduled for January 21, 2025. The earnings materials and presentation are provided under Items 2.02 and 7.01 of a current report and are designated as furnished rather than filed under the securities laws.
Kenneth R. Lehman filed an amended Schedule 13G reporting his beneficial ownership of SmartFinancial Inc. common stock. He reports holding 684,776 shares, representing 4.2% of the company’s common stock as of the stated event date. Lehman has sole voting and sole dispositive power over all of these shares, with no shared voting or dispositive authority disclosed.
The filing indicates that his ownership is now 5 percent or less of the class. Lehman also certifies that the shares were not acquired and are not held for the purpose of changing or influencing control of SmartFinancial Inc., but instead are held without that control intent.
SmartFinancial, Inc. disclosed that it has extended its offer to exchange any and all of the $100.0 million aggregate principal amount of its 7.25% fixed-to-floating rate subordinated notes due 2035. These notes were originally issued in a private placement on August 20, 2025, and the offer allows holders to swap them for an equal principal amount of notes with identical terms that are registered under the Securities Act of 1933. The exchange offer is now scheduled to expire at 5:00 p.m., New York City time, on January 9, 2026, unless it is further extended.
SmartFinancial Inc. executive vice president and chief credit officer reported a small change in ownership of company stock. On 01/01/2026, the officer recorded a Form 4 transaction involving 816 shares of common stock at a price of $36.99 per share, coded "F" under the reporting rules. Following this transaction, the officer beneficially owns 9,288 shares of SmartFinancial Inc. common stock in direct form.
SMARTFINANCIAL INC. executive reports change in share ownership. The company’s EVP & Chief Financial Officer filed a Form 4 reporting a disposition of 842 shares of SMARTFINANCIAL INC. common stock on 01/01/2026 at a price of $36.99 per share, coded as transaction type "F." After this transaction, the officer beneficially owns 20,936 shares of common stock, which includes shares acquired through the SMBK Dividend Reinvestment Plan.