SoFi (NASDAQ: SOFI) officer plans 25,118-share sale, partly for taxes

Rhea-AI Filing Summary

SoFi Technologies, Inc. (SOFI) received a Rule 144 notice for a proposed sale of its common stock by officer Arun Pinto. The notice covers 25,118 shares, acquired through restricted stock vesting on 08/14/2026, with an aggregate market value of $452,174.24. SoFi reports 1,291,570,324 shares outstanding, and the seller previously sold 11,029 shares for $194,171.06 during the prior three months. The filing notes that part of the sale amount is intended to cover a tax obligation from a vested equity award distribution.

Key Figures

Shares to be sold: 25,118 shares Aggregate market value of proposed sale: $452,174.24 Shares outstanding: 1,291,570,324 shares +2 more

5 metrics

Shares to be sold 25,118 shares Proposed sale of SoFi common stock under Rule 144

Aggregate market value of proposed sale $452,174.24 Estimated market value of the 25,118 shares to be sold

Shares outstanding 1,291,570,324 shares SoFi common shares outstanding referenced in the notice

Shares sold in past 3 months 11,029 shares Prior sales of SoFi common stock by Arun Pinto

Value of shares sold in past 3 months $194,171.06 Aggregate sale proceeds from prior 3-month sales

Key Terms

Rule 144, restricted stock vesting, vested equity award distribution, attorney-in-fact

4 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

restricted stock vesting financial

"Common | 08/14/2026 | Restricted Stock Vesting | Issuer"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

vested equity award distribution financial

"resulting from the settlement of a vested equity award distribution."

attorney-in-fact regulatory

"as attorney-in-fact for Arun R. Pinto."

An attorney-in-fact is the person or entity given legal authority through a power of attorney to act on behalf of another for specific tasks, such as signing documents, voting shares, or handling transactions. For investors, this matters because it lets a trusted representative make timely decisions or complete paperwork when the owner cannot, much like handing keys to someone to run errands on your behalf—so checks on scope and limits of that authority are important.

FAQ

What does the Form 144 filing for SOFI disclose about the planned stock sale?

The filing discloses that officer Arun Pinto plans to sell 25,118 shares of SoFi Technologies, Inc. common stock under Rule 144. These shares were acquired through restricted stock vesting on 08/14/2026 and have an aggregate market value of $452,174.24.

How large is the planned SOFI share sale relative to shares outstanding?

The planned sale is for 25,118 shares versus SoFi’s 1,291,570,324 shares outstanding. This represents a very small fraction of the total shares, indicating the transaction is limited in size relative to the company’s equity base.

What is the recent selling history disclosed for Arun Pinto in the SOFI Form 144?

In the past three months, Arun Pinto previously sold 11,029 shares of SoFi common stock. Those prior sales generated an aggregate amount of $194,171.06, as reported in the recent activity section of the Form 144 notice.

Why does the SOFI Form 144 mention tax obligations related to the stock sale?

The remarks section states that the sale includes an amount needed to cover a tax obligation. This obligation arises from the settlement of a vested equity award distribution, indicating some shares are being sold specifically to meet related tax liabilities.

Who is executing the SOFI Form 144 sale and in what capacity?

The notice identifies Fidelity Brokerage Services LLC as the broker, with the Form 144 signed by Jessica Spraker. She signs as a duly authorized representative of Fidelity, acting as attorney-in-fact for Arun R. Pinto.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Available on EDGAR 08/18/2026 - 03:23 PM Accepted by SEC EDGAR 08/18/2026 - 03:23 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0002012135
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	SoFi Technologies, Inc.
SEC File Number	001-39606
Address of Issuer	234 1ST STREET SAN FRANCISCO CALIFORNIA 94105
Phone	(855) 456-7634
Name of Person for Whose Account the Securities are To Be Sold	Pinto Arun
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	25118	452174.24	1291570324	08/18/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	08/14/2026	Restricted Stock Vesting	Issuer			25118	08/14/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Arun Pinto 234 1st Street San Francisco CA 94105	Common	06/16/2026	11029	194171.06

144: Remarks and Signature

Remarks	Sale includes an amount necessary to cover a tax obligation resulting from the settlement of a vested equity award distribution.
Date of Notice	08/18/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Jessica Spraker, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Arun R. Pinto.
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)