SoFi’s Arun Pinto plans $205K stock sale

A SoFi Technologies, Inc. insider filed a Rule 144 notice to sell 11,838 common shares tied to restricted stock vesting and tax obligations.

Available on EDGAR 09/15/2026 - 05:08 PM EDT Accepted by SEC EDGAR 09/15/2026 - 05:08 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

SoFi Technologies, Inc. received a notice that Arun R. Pinto intends to sell shares of its common stock under Rule 144. The notice covers the potential sale of 11,838 shares of common stock, valued at approximately $204,548.81 as of September 15, 2026, arising from restricted stock vesting and related tax obligations.

Key Figures

Shares covered by current notice: 11,838 shares Approximate value of shares under notice: $204,548.81 Shares sold June 16, 2026: 11,029 shares +3 more

6 metrics

Shares covered by current notice 11,838 shares Common stock under Rule 144 notice as of September 15, 2026

Approximate value of shares under notice $204,548.81 Value of 11,838 shares of common stock as of September 15, 2026

Shares sold June 16, 2026 11,029 shares Common stock sold during the past three months

Proceeds June 16, 2026 $194,171.06 Sale of 11,029 common shares

Shares sold August 18, 2026 25,118 shares Common stock sold during the past three months

Proceeds August 18, 2026 $452,174.24 Sale of 25,118 common shares

Key Terms

Rule 144, Restricted Stock Vesting, equity award

3 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Restricted Stock Vesting financial

"Common | 09/14/2026 | Restricted Stock Vesting | Issuer"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

equity award financial

"settlement of a vested equity award distribution"

An equity award is a form of pay where a company gives employees, executives or other stakeholders the right to own or buy company shares—either immediately or after meeting certain conditions. Think of it like receiving slices of the company pie now or coupons to claim slices later; it matters to investors because it affects ownership dilution, executive incentives and reported compensation costs, and signals how management is being rewarded and retained.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 filing disclose for SOFI?

The filing states that Arun R. Pinto gave notice of intent to sell 11,838 shares of SoFi Technologies, Inc. common stock under Rule 144, related to restricted stock vesting and an associated tax obligation as of September 15, 2026.

How many SOFI shares are covered by the new Rule 144 notice?

The notice covers a potential sale of 11,838 common shares of SoFi Technologies, Inc., with an indicated value of about $204,548.81 as of September 15, 2026.

What is the origin of the SOFI shares being sold by Arun R. Pinto?

The securities to be sold are SoFi Technologies, Inc. common stock acquired through restricted stock vesting on September 14, 2026, described as a compensation-related equity award.

How much SOFI stock has Arun R. Pinto sold in the past three months?

The notice lists prior sales of 11,029 shares of common stock on June 16, 2026 for about $194,171.06, and 25,118 shares on August 18, 2026 for about $452,174.24.

Does the SOFI Form 144 mention tax-related share sales?

Yes. The remarks state that the sale includes an amount of shares necessary to cover a tax obligation resulting from the settlement of a vested equity award distribution.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0002012135
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	SoFi Technologies, Inc.
SEC File Number	001-39606
Address of Issuer	234 1ST STREET SAN FRANCISCO CALIFORNIA 94105
Phone	(855) 456-7634
Name of Person for Whose Account the Securities are To Be Sold	Pinto Arun
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	11838	204548.81	1291570324	09/15/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	09/14/2026	Restricted Stock Vesting	Issuer			11838	09/14/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Arun R. Pinto 234 1st Street San Francisco CA 94105	Common	06/16/2026	11029	194171.06
Arun R. Pinto 234 1st Street San Francisco CA 94105	Common	08/18/2026	25118	452174.24

144: Remarks and Signature

Remarks	Sale includes an amount necessary to cover a tax obligation resulting from the settlement of a vested equity award distribution.
Date of Notice	09/15/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/Wade Moss, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Arun R. Pinto
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)