SoFi stockholder plans $1.1M stock sale

Stockholder Kelli Keough plans a Rule 144 sale of 66,033 SOFI shares from recently vested equity, partly to cover related tax obligations.

Available on EDGAR 09/15/2026 - 05:01 PM EDT Accepted by SEC EDGAR 09/15/2026 - 05:00 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

SoFi Technologies, Inc. (SOFI) discloses that stockholder Kelli Keough has filed a notice under Rule 144 to sell up to 66,033 shares of common stock, with an approximate market value of $1,140,984.21 as of September 15, 2026. The shares were acquired through restricted stock vesting on September 14, 2026, and the planned sale includes shares to cover a tax obligation from this vested equity award. In the prior three months, Keough sold 61,479 shares of common stock on June 16, 2026 for an aggregate price of $1,082,368.54.

Key Figures

Shares proposed to be sold: 66,033 shares of common stock Approximate market value of proposed sale: $1,140,984.21 Acquisition date of shares (vesting): September 14, 2026 +3 more

6 metrics

Shares proposed to be sold 66,033 shares of common stock Planned Rule 144 sale by Kelli Keough

Approximate market value of proposed sale $1,140,984.21 Value of 66,033 shares as of September 15, 2026

Acquisition date of shares (vesting) September 14, 2026 Restricted stock vesting that generated the shares

Shares sold in past three months 61,479 shares Sale by Kelli Keough on June 16, 2026

Aggregate price of past three‑month sale $1,082,368.54 Aggregate sale price for 61,479 shares on June 16, 2026

Date of Rule 144 notice September 15, 2026 Date the notice was signed and filed

Key Terms

Rule 144, restricted stock vesting, vested equity award, aggregate sale price

4 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

restricted stock vesting financial

"Common | 09/14/2026 | Restricted Stock Vesting | Issuer"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

vested equity award financial

"resulting from the settlement of a vested equity award distribution."

aggregate sale price financial

"Common | 06/16/2026 | 61479 | 1082368.54"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many SoFi Technologies (SOFI) shares is Kelli Keough planning to sell under this Rule 144 notice?

Kelli Keough plans to sell up to 66,033 shares of SoFi Technologies common stock under Rule 144, with an approximate market value of $1,140,984.21 as of September 15, 2026.

What is the source of the SoFi (SOFI) shares being sold by Kelli Keough?

The 66,033 SoFi shares are tied to a restricted stock vesting that occurred on September 14, 2026, received from the issuer as compensation.

Does this SoFi (SOFI) Rule 144 sale include shares sold to cover taxes?

Yes. The notice states the sale includes an amount necessary to cover a tax obligation resulting from the settlement of a vested equity award distribution.

What SoFi (SOFI) share sales has Kelli Keough made in the past three months?

On June 16, 2026, Kelli Keough sold 61,479 shares of SoFi common stock, for an aggregate sale price of $1,082,368.54.

On what market are the SoFi (SOFI) shares in this Rule 144 notice expected to trade?

The shares covered by the notice are SoFi Technologies common stock listed on NASDAQ.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0002032458
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	SoFi Technologies, Inc.
SEC File Number	001-39606
Address of Issuer	234 1ST STREET SAN FRANCISCO CALIFORNIA 94105
Phone	(855) 456-7634
Name of Person for Whose Account the Securities are To Be Sold	Keough Kelli
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	66033	1140984.21	1291570324	09/15/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	09/14/2026	Restricted Stock Vesting	Issuer			66033	09/14/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Kelli Keough 234 1st Street San Francisco CA 94105	Common	06/16/2026	61479	1082368.54

144: Remarks and Signature

Remarks	Sale includes an amount necessary to cover a tax obligation resulting from the settlement of a vested equity award distribution.
Date of Notice	09/15/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/Wade Moss, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Kelli Keough
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)