SoFi officer plans sale of 2,757 shares

SoFi Technologies, Inc. (SOFI) officer Eric J. Schuppenhauer has filed a notice under Rule 144 for a proposed sale of 2,757 shares of common stock, with an indicated value of about $47,638.20, to be sold through Fidelity Brokerage Services LLC on NASDAQ.

Available on EDGAR 09/15/2026 - 04:51 PM EDT Accepted by SEC EDGAR 09/15/2026 - 04:51 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

SoFi Technologies, Inc. (SOFI) officer Eric J. Schuppenhauer has filed a notice under Rule 144 for a proposed sale of 2,757 shares of common stock, with an indicated value of about $47,638.20, to be sold through Fidelity Brokerage Services LLC on NASDAQ.

The securities arise from restricted stock vesting on September 14, 2026, and the filing notes that the sale includes shares needed to cover a tax obligation from a vested equity award. The notice also reports prior sales over the past three months totaling 26,229 shares for aggregate proceeds of $471,179.64.

Key Figures

Shares to be sold: 2,757 shares Aggregate value of proposed sale: $47,638.20 Prior sale on June 16, 2026: 2,509 shares for $44,172.20 +4 more

7 metrics

Shares to be sold 2,757 shares Proposed Rule 144 sale of SoFi common stock related to restricted stock vesting on September 14, 2026

Aggregate value of proposed sale $47,638.20 Indicated value for 2,757 SoFi common shares to be sold through Fidelity on NASDAQ

Prior sale on June 16, 2026 2,509 shares for $44,172.20 Common stock sold by Eric J. Schuppenhauer during the past three months

Prior sale on August 18, 2026 23,720 shares for $427,007.44 Common stock sold by Eric J. Schuppenhauer during the past three months

Total shares sold in last 3 months 26,229 shares Sum of June 16, 2026 and August 18, 2026 sales reported in the notice

Total proceeds in last 3 months $471,179.64 Combined proceeds from June 16, 2026 and August 18, 2026 sales

Date of notice September 15, 2026 Date on which the Rule 144 notice was signed and filed

Key Terms

Rule 144, restricted stock vesting, vested equity award distribution

3 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

restricted stock vesting financial

"Common | 09/14/2026 | Restricted Stock Vesting | Issuer"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

vested equity award distribution financial

"resulting from the settlement of a vested equity award distribution."

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the new Form 144 filing disclose for SoFi Technologies, Inc. (SOFI)?

It discloses that officer Eric J. Schuppenhauer has filed a Rule 144 notice for a proposed sale of 2,757 shares of SoFi common stock, related to restricted stock vesting on September 14, 2026, with an indicated value of about $47,638.20.

How many SoFi (SOFI) shares is the insider planning to sell under this Form 144?

The notice covers a proposed sale of 2,757 shares of SoFi Technologies, Inc. common stock. These shares come from a restricted stock vesting event dated September 14, 2026.

What is the approximate value of the SoFi (SOFI) shares in the planned Rule 144 sale?

The filing lists an aggregate value of about $47,638.20 for the 2,757 shares of SoFi common stock covered by the proposed Rule 144 sale through Fidelity Brokerage Services LLC.

Why is the SoFi (SOFI) insider selling shares according to the Form 144?

The filing states that the sale includes an amount necessary to cover a tax obligation arising from the settlement of a vested equity award distribution, indicating part of the sale is to satisfy related taxes.

What SoFi (SOFI) insider sales occurred in the past three months per this filing?

The notice reports that Eric J. Schuppenhauer sold 2,509 shares on June 16, 2026 for $44,172.20, and 23,720 shares on August 18, 2026 for $427,007.44, all in SoFi common stock.

Who is executing the proposed SoFi (SOFI) share sale under this Form 144?

The proposed sale of 2,757 shares of SoFi common stock is to be executed through Fidelity Brokerage Services LLC, with the Form 144 signed by Joshua Schmitt as a duly authorized representative and attorney-in-fact for Eric J. Schuppenhauer.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0002034857
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	SoFi Technologies, Inc.
SEC File Number	001-39606
Address of Issuer	234 1ST STREET SAN FRANCISCO CALIFORNIA 94105
Phone	(855) 456-7634
Name of Person for Whose Account the Securities are To Be Sold	Schuppenhauer Eric
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	2757	47638.20	1291570324	09/15/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	09/14/2026	Restricted Stock Vesting	Issuer			2757	09/14/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Eric J. Schuppenhauer 234 1st Street San Francisco CA 94105	Common	06/16/2026	2509	44172.20
Eric J. Schuppenhauer 234 1st Street San Francisco CA 94105	Common	08/18/2026	23720	427007.44

144: Remarks and Signature

Remarks	Sale includes an amount necessary to cover a tax obligation resulting from the settlement of a vested equity award distribution.
Date of Notice	09/15/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Joshua Schmitt, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Eric J. Schuppenhauer.
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)