SoFi’s Jeremy D. Rishel plans $721K stock sale

Jeremy D. Rishel files a Rule 144 notice to sell 41,750 SoFi common shares, following significant sales in June 2026.

Rhea-AI Filing Summary

SoFi Technologies, Inc. (SOFI) is the issuer of common stock that Jeremy D. Rishel has notified for potential sale under Rule 144. The notice covers 41,750 shares of common stock held at Fidelity Brokerage Services LLC, with an aggregate market value of $721,398.25 as of September 15, 2026, listed on NASDAQ.

The shares are tied to restricted stock vesting dated September 14, 2026, with the issuer shown as the source and the transaction described as compensation. The remarks state that the sale includes an amount necessary to cover a tax obligation from the settlement of a vested equity award distribution. In the prior three months, Rishel reported sales of 155,605 shares for $2,739,503.83 on June 16, 2026 and 102,123 shares for $1,815,746.94 on June 17, 2026.

Key Figures

Shares to be sold under Rule 144: 41,750 shares Aggregate market value of shares to be sold: $721,398.25 Prior sale on June 16, 2026: 155,605 shares for $2,739,503.83 +3 more

6 metrics

Shares to be sold under Rule 144 41,750 shares Common stock of SoFi Technologies, Inc. covered by the notice

Aggregate market value of shares to be sold $721,398.25 Value of 41,750 shares as of September 15, 2026

Prior sale on June 16, 2026 155,605 shares for $2,739,503.83 Common stock sold in the past three months

Prior sale on June 17, 2026 102,123 shares for $1,815,746.94 Common stock sold in the past three months

Date of restricted stock vesting September 14, 2026 Event underlying the shares to be sold

Date of notice September 15, 2026 Form 144 notice date for the planned sale

Key Terms

Rule 144, Restricted Stock Vesting, equity award distribution, attorney-in-fact

4 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Restricted Stock Vesting financial

"Common | 09/14/2026 | Restricted Stock Vesting | Issuer"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

equity award distribution financial

"resulting from the settlement of a vested equity award distribution."

attorney-in-fact regulatory

"as attorney-in-fact for Jeremy D. Rishel"

An attorney-in-fact is the person or entity given legal authority through a power of attorney to act on behalf of another for specific tasks, such as signing documents, voting shares, or handling transactions. For investors, this matters because it lets a trusted representative make timely decisions or complete paperwork when the owner cannot, much like handing keys to someone to run errands on your behalf—so checks on scope and limits of that authority are important.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 notice disclose for SOFI?

The notice discloses that 41,750 shares of SoFi Technologies, Inc. common stock held for Jeremy D. Rishel may be sold under Rule 144, with an aggregate market value of $721,398.25 as of September 15, 2026, and that part of the sale will cover related tax obligations.

How many SOFI shares is Jeremy D. Rishel planning to sell under this Form 144?

Jeremy D. Rishel has notified for potential sale 41,750 shares of SoFi Technologies, Inc. common stock under Rule 144, associated with a restricted stock vesting event dated September 14, 2026.

What is the market value of the SOFI shares covered by this Form 144?

The 41,750 SoFi Technologies, Inc. common shares covered by this notice have an aggregate market value of $721,398.25, based on pricing information dated September 15, 2026, for NASDAQ-listed common stock.

What prior SOFI stock sales has Jeremy D. Rishel reported in the last three months?

In the past three months, Jeremy D. Rishel reported selling 155,605 shares for $2,739,503.83 on June 16, 2026, and 102,123 shares for $1,815,746.94 on June 17, 2026, both in SoFi Technologies, Inc. common stock.

Why does the Form 144 say some SOFI shares are being sold?

The remarks state that the sale includes an amount of SoFi Technologies, Inc. shares necessary to cover a tax obligation arising from the settlement of a vested equity award distribution tied to restricted stock vesting.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/15/2026 - 05:03 PM Accepted by SEC EDGAR 09/15/2026 - 05:02 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001934200
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	SoFi Technologies, Inc.
SEC File Number	001-39606
Address of Issuer	234 1ST STREET SAN FRANCISCO CALIFORNIA 94105
Phone	(855) 456-7634
Name of Person for Whose Account the Securities are To Be Sold	Rishel Jeremy
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	41750	721398.25	1291570324	09/15/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	09/14/2026	Restricted Stock Vesting	Issuer			41750	09/14/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Jeremy D. Rishel 234 1st Street San Francisco CA 94105	Common	06/16/2026	155605	2739503.83
Jeremy D. Rishel 234 1st Street San Francisco CA 94105	Common	06/17/2026	102123	1815746.94

144: Remarks and Signature

Remarks	Sale includes an amount necessary to cover a tax obligation resulting from the settlement of a vested equity award distribution.
Date of Notice	09/15/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Jennifer Ruchti, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Jeremy D. Rishel
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)