[Form 4] SoFi Technologies, Inc. Insider Trading Activity

Rhea-AI Filing Summary

AZZ Inc. (AZZ) Form 4 filing: Chief Operating Officer of Metal Coatings, Bryan L. Stovall, sold 5,000 AZZ common shares on 07/16/2025 at a weighted-average price of $107.979 (price band $107.75-$108.185). After the sale, Stovall retains 27,709 shares held directly.

The transaction, valued at roughly $540k, represents an estimated 15% reduction in his personal position. No derivative securities were involved. The report was filed five days late due to broker notification delays, as noted in the remarks section.

No other material events, option exercises, or additional insider transactions are disclosed in this filing.

Insights

Financial Analyst

TL;DR: Mid-level insider sells $540k in stock; modest size limits market impact.

Stovall’s 5,000-share sale equates to roughly 15% of his direct holdings but is immaterial versus AZZ’s 24 million shares outstanding. The cash value (≈$0.54 M) is small relative to AZZ’s daily trading volume and does not signal a systemic shift in fundamentals. The remaining 27,709 shares suggest continued alignment with shareholders. Insider sales can flag diversification or tax motives; absent pattern, I view impact as neutral.

Corporate Governance Expert

TL;DR: Late filing raises minor compliance concern, otherwise routine.

Section 16 filers must report within two business days; a five-day delay, attributed to broker error, is not uncommon but does highlight internal monitoring gaps. Because the company promptly disclosed once informed, risk of enforcement is minimal. No indication of broader governance issues. Overall impact negligible.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Keough Kelli

(Last) (First) (Middle)

234 1ST STREET

(Street)

SAN FRANCISCO CA 94105

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
SoFi Technologies, Inc. [ SOFI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP, GBUL, SIPS

3. Date of Earliest Transaction (Month/Day/Year)
07/18/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	07/18/2025		S		10,267(1)(2)	D	$21.7954	245,200	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The sale reported on this Form 4 was completed pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on May 21, 2024.

2. The reported transactions were executed in multiple trades. The sale price of $21.7954 reported in Column 4 is the weighted average sale price for the 10,267 shares sold by the Reporting Person within a range of $21.3800 to $22.7150 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the price range noted above.

Remarks:

	/s/ Deanna M. Smith, Attorney-in-Fact	07/21/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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