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Form 4: SoFi Board Member Granted 2.8K RSUs, No Shares Sold

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

On 25 Jul 2025, SoFi Technologies (SOFI) filed a Form 4 for director Steven J. Freiberg. The filing records an award of 2,823 restricted stock units (RSUs), convertible into common shares on a one-for-one basis at $0 exercise price. Vesting triggers at the earlier of (i) the company’s next annual shareholder meeting after 14 Jul 2025 or (ii) 12 months from that date.

The transaction is coded A (grant) and involves no purchase or sale of existing shares; post-grant derivative holdings total 2,823 units held directly. No 10b5-1 plan, dispositions, or cash consideration were disclosed.

  • Form type: Insider Form 4
  • Security: RSUs → common stock
  • Impact: governance-related compensation; immaterial to SoFi’s capital structure given its ~1 bn share float.

The event reflects routine board compensation and does not meaningfully affect valuation or float.

Positive

  • None.

Negative

  • None.

Insights

TL;DR: Routine RSU award to director; no cash, no share sale; negligible ownership change—governance alignment, not valuation-moving.

The Form 4 shows a standard equity grant of 2,823 RSUs to board member Steven Freiberg. Because the units vest within a year and settle for common stock, they align director incentives with shareholders. However, 2.8 k shares represent an immaterial fraction of SoFi’s outstanding equity and involve no cash or market transaction. There is no signal of insider confidence or concern—simply routine compensation. Investors should view the filing as administratively neutral.

Insider Freiberg Steven J
Role Director
Type Security Shares Price Value
Grant/Award Restricted Stock Unit 2,823 $0.00 --
Holdings After Transaction: Restricted Stock Unit — 2,823 shares (Direct)
Footnotes (1)
  1. Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Reflects a grant of RSUs to Reporting Person, a director of the Issuer, which will vest at the earlier of (i) the next annual shareholder meeting of the Issuer after July 14, 2025 (the "Vesting Commencement Date") or (ii) the 12 month anniversary of the Vesting Commencement Date.
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Freiberg Steven J
(Last) (First) (Middle)
C/O SOFI TECHNOLOGIES, INC.
234 1ST STREET
(Street)
SAN FRANCISCO CA 94105
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
SoFi Technologies, Inc. [ SOFI ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
07/25/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Unit (1) 07/25/2025 A 2,823 (2) (2) Common Stock 2,823 $0 2,823 D
Explanation of Responses:
1. Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
2. Reflects a grant of RSUs to Reporting Person, a director of the Issuer, which will vest at the earlier of (i) the next annual shareholder meeting of the Issuer after July 14, 2025 (the "Vesting Commencement Date") or (ii) the 12 month anniversary of the Vesting Commencement Date.
Remarks:
/s/ Deanna M. Smith, Attorney-in-Fact 08/01/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

How many RSUs were granted to SoFi (SOFI) director Steven Freiberg?

2,823 restricted stock units were awarded, according to the 25 Jul 2025 Form 4.

What is the vesting schedule for the RSUs granted to Steven Freiberg?

The RSUs vest at the earlier of the next annual shareholder meeting after 14 Jul 2025 or 12 months from that date.

Did the Form 4 report any sale of SoFi shares by Steven Freiberg?

No. The filing only shows an award (code A); there were no dispositions of common stock.

Does this insider grant change SoFi's share count?

Only upon vesting and settlement will new shares be issued; at grant, there is no immediate impact on outstanding shares.

What transaction code was used in the Form 4 for this RSU award?

The transaction was marked with code A, indicating an award or grant of securities.