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[Form 4] SoFi Technologies, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

SoFi Technologies director George Thompson Hutton reported a gift of 154,000 shares of SoFi common stock on 08/26/2025. The Form 4 shows the transaction coded as a gift (transaction code G) with a disposition price of $0 and lists 56,589 shares as indirectly owned following the reported transaction through the Hutton Living Trust, of which the reporting person is sole beneficiary and trustee. The filing also corrects a prior reporting classification: 210,589 shares that had been reported as directly held were in fact indirectly held. The form is signed by an attorney-in-fact on 08/28/2025.

Il direttore di SoFi Technologies, George Thompson Hutton, ha comunicato una donazione di 154.000 azioni ordinarie SoFi il 26/08/2025. Il Modulo 4 indica che la transazione è classificata come donazione (codice transazione G) con prezzo di disposizione pari a $0 e segnala 56.589 azioni come possedute indirettamente dopo l'operazione tramite l'Hutton Living Trust, di cui il dichiarante è unico beneficiario e trustee. Il deposito corregge inoltre una precedente segnalazione: 210.589 azioni precedentemente indicate come detenute direttamente erano in realtà detenute indirettamente. Il modulo è firmato da un procuratore il 28/08/2025.

El director de SoFi Technologies, George Thompson Hutton, declaró una donación de 154.000 acciones ordinarias de SoFi el 26/08/2025. El Formulario 4 muestra que la operación se codificó como donación (código G) con precio de disposición de $0 y anota 56.589 acciones como poseídas indirectamente tras la transacción a través del Hutton Living Trust, del que la persona informante es único beneficiario y fideicomisario. La presentación corrige además una clasificación previa: 210.589 acciones que se habían informado como poseídas directamente eran, en realidad, poseídas indirectamente. El formulario está firmado por un apoderado el 28/08/2025.

SoFi Technologies 이사 조지 톰슨 허튼(George Thompson Hutton)은 2025년 08월 26일 SoFi 보통주 154,000주를 증여받았다고 보고했습니다. Form 4는 해당 거래를 증여(거래 코드 G)로 분류하고 처분 가격을 $0으로 기재했으며, 보고된 거래 후에 Hutton Living Trust를 통해 56,589주가 간접 보유된 것으로 표시하고 있습니다. 보고인은 그 트러스트의 단독 수혜자이자 신탁관리인입니다. 또한 이번 제출은 이전 보고 분류를 정정하는데, 직접 보유로 보고되었던 210,589주가 실제로는 간접 보유였던 것으로 수정되었습니다. 서류는 2025년 08월 28일 대리인(법률대리인)에 의해 서명되었습니다.

Le directeur de SoFi Technologies, George Thompson Hutton, a déclaré un don de 154 000 actions ordinaires SoFi le 26/08/2025. Le formulaire 4 indique que la transaction est codée comme un don (code transaction G) avec un prix de disposition de 0 $ et mentionne que 56 589 actions sont détenues indirectement après la transaction via le Hutton Living Trust, dont la personne déclarante est le seul bénéficiaire et fiduciaire. Le dépôt corrige également une classification antérieure : 210 589 actions qui avaient été signalées comme détenues directement étaient en réalité détenues indirectement. Le formulaire est signé par un mandataire le 28/08/2025.

SoFi Technologies-Direktor George Thompson Hutton meldete am 26.08.2025 eine Schenkung von 154.000 SoFi-Stammaktien. Das Formular 4 weist die Transaktion als Schenkung (Transaktionscode G) mit einem Veräußerungspreis von $0 aus und gibt an, dass nach der gemeldeten Transaktion 56.589 Aktien über den Hutton Living Trust indirekt gehalten werden, dessen alleiniger Begünstigter und Treuhänder die meldende Person ist. Die Einreichung korrigiert außerdem eine frühere Klassifizierung: 210.589 Aktien, die zuvor als direkt gehalten gemeldet worden waren, waren tatsächlich indirekt gehalten. Das Formular wurde am 28.08.2025 von einem Bevollmächtigten unterschrieben.

Positive
  • Correction of prior reporting error clarifies beneficial ownership (210,589 shares reclassified as indirectly held)
  • Disclosure of trust relationship (reporting person is sole beneficiary and trustee of Hutton Living Trust), improving transparency
Negative
  • Reduction in directly held shares due to a gift of 154,000 common shares
  • Potential dilution of direct insider stake as a material number of shares changed beneficial classification

Insights

TL;DR: Insider gift reduces direct ownership and corrects a prior reporting error; governance disclosure appears rectified.

The Form 4 documents a non-sales transfer (gift) of 154,000 shares by a director and clarifies beneficial ownership classification for 210,589 shares. From a governance perspective, timely amendment and explicit identification of the trust relationship improve transparency about the director's holdings. The filing does not disclose any cash proceeds or compensatory transactions, and the transaction code aligns with a bona fide gift. This is a routine insider transfer with limited direct implications for company operations.

TL;DR: Transaction is a gift by a director and a corrective reclassification; no proceeds or option exercises reported.

The record shows a disposition of 154,000 common shares at $0, indicating a gift rather than a sale. The correction that 210,589 shares were indirectly rather than directly held addresses prior reporting accuracy, which matters for ownership metrics and insider concentration calculations. There is no indication of exercised derivatives or market dispositions that would directly affect share supply. Market impact from this single Form 4 is likely minimal absent additional context.

Il direttore di SoFi Technologies, George Thompson Hutton, ha comunicato una donazione di 154.000 azioni ordinarie SoFi il 26/08/2025. Il Modulo 4 indica che la transazione è classificata come donazione (codice transazione G) con prezzo di disposizione pari a $0 e segnala 56.589 azioni come possedute indirettamente dopo l'operazione tramite l'Hutton Living Trust, di cui il dichiarante è unico beneficiario e trustee. Il deposito corregge inoltre una precedente segnalazione: 210.589 azioni precedentemente indicate come detenute direttamente erano in realtà detenute indirettamente. Il modulo è firmato da un procuratore il 28/08/2025.

El director de SoFi Technologies, George Thompson Hutton, declaró una donación de 154.000 acciones ordinarias de SoFi el 26/08/2025. El Formulario 4 muestra que la operación se codificó como donación (código G) con precio de disposición de $0 y anota 56.589 acciones como poseídas indirectamente tras la transacción a través del Hutton Living Trust, del que la persona informante es único beneficiario y fideicomisario. La presentación corrige además una clasificación previa: 210.589 acciones que se habían informado como poseídas directamente eran, en realidad, poseídas indirectamente. El formulario está firmado por un apoderado el 28/08/2025.

SoFi Technologies 이사 조지 톰슨 허튼(George Thompson Hutton)은 2025년 08월 26일 SoFi 보통주 154,000주를 증여받았다고 보고했습니다. Form 4는 해당 거래를 증여(거래 코드 G)로 분류하고 처분 가격을 $0으로 기재했으며, 보고된 거래 후에 Hutton Living Trust를 통해 56,589주가 간접 보유된 것으로 표시하고 있습니다. 보고인은 그 트러스트의 단독 수혜자이자 신탁관리인입니다. 또한 이번 제출은 이전 보고 분류를 정정하는데, 직접 보유로 보고되었던 210,589주가 실제로는 간접 보유였던 것으로 수정되었습니다. 서류는 2025년 08월 28일 대리인(법률대리인)에 의해 서명되었습니다.

Le directeur de SoFi Technologies, George Thompson Hutton, a déclaré un don de 154 000 actions ordinaires SoFi le 26/08/2025. Le formulaire 4 indique que la transaction est codée comme un don (code transaction G) avec un prix de disposition de 0 $ et mentionne que 56 589 actions sont détenues indirectement après la transaction via le Hutton Living Trust, dont la personne déclarante est le seul bénéficiaire et fiduciaire. Le dépôt corrige également une classification antérieure : 210 589 actions qui avaient été signalées comme détenues directement étaient en réalité détenues indirectement. Le formulaire est signé par un mandataire le 28/08/2025.

SoFi Technologies-Direktor George Thompson Hutton meldete am 26.08.2025 eine Schenkung von 154.000 SoFi-Stammaktien. Das Formular 4 weist die Transaktion als Schenkung (Transaktionscode G) mit einem Veräußerungspreis von $0 aus und gibt an, dass nach der gemeldeten Transaktion 56.589 Aktien über den Hutton Living Trust indirekt gehalten werden, dessen alleiniger Begünstigter und Treuhänder die meldende Person ist. Die Einreichung korrigiert außerdem eine frühere Klassifizierung: 210.589 Aktien, die zuvor als direkt gehalten gemeldet worden waren, waren tatsächlich indirekt gehalten. Das Formular wurde am 28.08.2025 von einem Bevollmächtigten unterschrieben.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
HUTTON GEORGE THOMPSON

(Last) (First) (Middle)
C/O SOFI TECHNOLOGIES, INC.
234 1ST STREET

(Street)
SAN FRANCISCO CA 94105

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
SoFi Technologies, Inc. [ SOFI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
08/26/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/26/2025 G 154,000 D $0(1) 56,589 I The reporting person is the sole beneficiary and trustee of Hutton Living Trust, 12/10/96.
Common Stock 608,349(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. This transaction involved a gift of securities by the Reporting Person. Disposition price is not applicable as this transaction was a bona fide gift.
2. 210,589 shares indirectly held were previously inadvertently reported as directly held.
Remarks:
/s/ Deanna M. Smith, Attorney-in-Fact 08/28/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did SOFI director George Thompson Hutton report on Form 4?

He reported a gift of 154,000 shares of SoFi common stock on 08/26/2025, coded as a disposition at $0.

How did the Form 4 change prior reporting of SOFI holdings?

The filing states that 210,589 shares previously reported as directly held were actually indirectly held, and this classification was corrected.

What ownership remains after the reported transaction for SOFI insider?

The Form 4 shows 56,589 shares indirectly owned following the reported transaction through the Hutton Living Trust.

Was any cash received from the transaction reported in the Form 4 for SOFI?

No cash was reported; the transaction is coded as a gift with a disposition price of $0.

Who signed the Form 4 for this SOFI filing and when?

The form was signed by Deanna M. Smith, Attorney-in-Fact on 08/28/2025.
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