STOCK TITAN

[Form 4] SoFi Technologies, Inc. Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Derek J. White, CEO of Galileo at SoFi Technologies (SOFI), reported significant insider transactions on June 16-17, 2025:

  • Acquired 152,759 shares through RSU settlements: - 148,404 shares from previous grants (2021-2024) - 4,355 shares from March 2025 grant
  • Disposed of 64,467 shares at $14.658 per share to satisfy tax withholding obligations
  • Following these transactions, White directly owns 1,049,383 shares
  • Maintains additional unvested RSUs: - 509,227 units from 2021-2024 grants - 256,997 units from 2025 grant

These transactions reflect scheduled RSU vesting events and associated tax-related share sales, rather than discretionary trading activity. The substantial holdings indicate significant alignment with shareholder interests.

Derek J. White, CEO di Galileo presso SoFi Technologies (SOFI), ha comunicato importanti operazioni di insider trading nei giorni 16-17 giugno 2025:

  • Ha acquisito 152.759 azioni tramite liquidazioni di RSU:
    - 148.404 azioni da grant precedenti (2021-2024)
    - 4.355 azioni dal grant di marzo 2025
  • Ha venduto 64.467 azioni al prezzo di 14,658$ ciascuna per coprire le imposte dovute
  • Dopo queste operazioni, White detiene direttamente 1.049.383 azioni
  • Possiede inoltre RSU non ancora maturate:
    - 509.227 unità da grant 2021-2024
    - 256.997 unità da grant 2025

Queste transazioni riflettono eventi programmati di maturazione RSU e vendite di azioni per coprire tasse, non attività di trading discrezionale. La consistente partecipazione indica un forte allineamento con gli interessi degli azionisti.

Derek J. White, CEO de Galileo en SoFi Technologies (SOFI), reportó transacciones significativas de insiders los días 16 y 17 de junio de 2025:

  • Adquirió 152,759 acciones mediante liquidaciones de RSU:
    - 148,404 acciones de asignaciones previas (2021-2024)
    - 4,355 acciones de la asignación de marzo de 2025
  • Vendió 64,467 acciones a $14.658 por acción para cubrir obligaciones fiscales
  • Tras estas operaciones, White posee directamente 1,049,383 acciones
  • Mantiene RSU no adquiridas:
    - 509,227 unidades de asignaciones 2021-2024
    - 256,997 unidades de la asignación 2025

Estas transacciones reflejan eventos programados de adquisición de RSU y ventas de acciones relacionadas con impuestos, no actividades de trading discrecional. La considerable participación indica una fuerte alineación con los intereses de los accionistas.

Derek J. White, SoFi Technologies (SOFI) 내 Galileo의 CEO는 2025년 6월 16-17일에 중요한 내부자 거래를 보고했습니다:

  • RSU 정산을 통해 152,759 주를 취득:
    - 이전 부여(2021-2024)에서 148,404 주
    - 2025년 3월 부여에서 4,355 주
  • 세금 원천징수 의무를 충족하기 위해 주당 $14.658에 64,467 주를 처분
  • 이 거래 후 White는 직접 1,049,383 주를 보유
  • 추가로 미확정 RSU 보유:
    - 2021-2024 부여에서 509,227 단위
    - 2025 부여에서 256,997 단위

이 거래들은 예정된 RSU 베스팅 이벤트와 세금 관련 주식 매각을 반영하며, 임의의 거래 활동이 아닙니다. 상당한 보유량은 주주 이익과의 강한 일치를 나타냅니다.

Derek J. White, PDG de Galileo chez SoFi Technologies (SOFI), a déclaré d'importantes transactions d'initiés les 16 et 17 juin 2025 :

  • A acquis 152 759 actions via des règlements de RSU :
    - 148 404 actions issues de grants antérieurs (2021-2024)
    - 4 355 actions du grant de mars 2025
  • A cédé 64 467 actions à 14,658 $ chacune pour couvrir les obligations fiscales
  • Après ces transactions, White détient directement 1 049 383 actions
  • Détient également des RSU non acquises :
    - 509 227 unités des grants 2021-2024
    - 256 997 unités du grant 2025

Ces transactions reflètent des événements de vesting programmés de RSU et des ventes d’actions liées aux impôts, et non une activité de trading discrétionnaire. La détention importante témoigne d’un alignement significatif avec les intérêts des actionnaires.

Derek J. White, CEO von Galileo bei SoFi Technologies (SOFI), meldete bedeutende Insider-Transaktionen am 16. und 17. Juni 2025:

  • Erwarb 152.759 Aktien durch RSU-Abrechnungen:
    - 148.404 Aktien aus früheren Zuteilungen (2021-2024)
    - 4.355 Aktien aus der Zuteilung von März 2025
  • Veräußerte 64.467 Aktien zu je 14,658 $ zur Begleichung von Steuerabzugsverpflichtungen
  • Nach diesen Transaktionen besitzt White direkt 1.049.383 Aktien
  • Hält weitere unverfallene RSUs:
    - 509.227 Einheiten aus den Zuteilungen 2021-2024
    - 256.997 Einheiten aus der Zuteilung 2025

Diese Transaktionen spiegeln planmäßige RSU-Vesting-Ereignisse und damit verbundene steuerbedingte Aktienverkäufe wider, keine diskretionären Handelsaktivitäten. Die beträchtlichen Bestände zeigen eine starke Ausrichtung an den Interessen der Aktionäre.

Positive
  • None.
Negative
  • None.

Derek J. White, CEO di Galileo presso SoFi Technologies (SOFI), ha comunicato importanti operazioni di insider trading nei giorni 16-17 giugno 2025:

  • Ha acquisito 152.759 azioni tramite liquidazioni di RSU:
    - 148.404 azioni da grant precedenti (2021-2024)
    - 4.355 azioni dal grant di marzo 2025
  • Ha venduto 64.467 azioni al prezzo di 14,658$ ciascuna per coprire le imposte dovute
  • Dopo queste operazioni, White detiene direttamente 1.049.383 azioni
  • Possiede inoltre RSU non ancora maturate:
    - 509.227 unità da grant 2021-2024
    - 256.997 unità da grant 2025

Queste transazioni riflettono eventi programmati di maturazione RSU e vendite di azioni per coprire tasse, non attività di trading discrezionale. La consistente partecipazione indica un forte allineamento con gli interessi degli azionisti.

Derek J. White, CEO de Galileo en SoFi Technologies (SOFI), reportó transacciones significativas de insiders los días 16 y 17 de junio de 2025:

  • Adquirió 152,759 acciones mediante liquidaciones de RSU:
    - 148,404 acciones de asignaciones previas (2021-2024)
    - 4,355 acciones de la asignación de marzo de 2025
  • Vendió 64,467 acciones a $14.658 por acción para cubrir obligaciones fiscales
  • Tras estas operaciones, White posee directamente 1,049,383 acciones
  • Mantiene RSU no adquiridas:
    - 509,227 unidades de asignaciones 2021-2024
    - 256,997 unidades de la asignación 2025

Estas transacciones reflejan eventos programados de adquisición de RSU y ventas de acciones relacionadas con impuestos, no actividades de trading discrecional. La considerable participación indica una fuerte alineación con los intereses de los accionistas.

Derek J. White, SoFi Technologies (SOFI) 내 Galileo의 CEO는 2025년 6월 16-17일에 중요한 내부자 거래를 보고했습니다:

  • RSU 정산을 통해 152,759 주를 취득:
    - 이전 부여(2021-2024)에서 148,404 주
    - 2025년 3월 부여에서 4,355 주
  • 세금 원천징수 의무를 충족하기 위해 주당 $14.658에 64,467 주를 처분
  • 이 거래 후 White는 직접 1,049,383 주를 보유
  • 추가로 미확정 RSU 보유:
    - 2021-2024 부여에서 509,227 단위
    - 2025 부여에서 256,997 단위

이 거래들은 예정된 RSU 베스팅 이벤트와 세금 관련 주식 매각을 반영하며, 임의의 거래 활동이 아닙니다. 상당한 보유량은 주주 이익과의 강한 일치를 나타냅니다.

Derek J. White, PDG de Galileo chez SoFi Technologies (SOFI), a déclaré d'importantes transactions d'initiés les 16 et 17 juin 2025 :

  • A acquis 152 759 actions via des règlements de RSU :
    - 148 404 actions issues de grants antérieurs (2021-2024)
    - 4 355 actions du grant de mars 2025
  • A cédé 64 467 actions à 14,658 $ chacune pour couvrir les obligations fiscales
  • Après ces transactions, White détient directement 1 049 383 actions
  • Détient également des RSU non acquises :
    - 509 227 unités des grants 2021-2024
    - 256 997 unités du grant 2025

Ces transactions reflètent des événements de vesting programmés de RSU et des ventes d’actions liées aux impôts, et non une activité de trading discrétionnaire. La détention importante témoigne d’un alignement significatif avec les intérêts des actionnaires.

Derek J. White, CEO von Galileo bei SoFi Technologies (SOFI), meldete bedeutende Insider-Transaktionen am 16. und 17. Juni 2025:

  • Erwarb 152.759 Aktien durch RSU-Abrechnungen:
    - 148.404 Aktien aus früheren Zuteilungen (2021-2024)
    - 4.355 Aktien aus der Zuteilung von März 2025
  • Veräußerte 64.467 Aktien zu je 14,658 $ zur Begleichung von Steuerabzugsverpflichtungen
  • Nach diesen Transaktionen besitzt White direkt 1.049.383 Aktien
  • Hält weitere unverfallene RSUs:
    - 509.227 Einheiten aus den Zuteilungen 2021-2024
    - 256.997 Einheiten aus der Zuteilung 2025

Diese Transaktionen spiegeln planmäßige RSU-Vesting-Ereignisse und damit verbundene steuerbedingte Aktienverkäufe wider, keine diskretionären Handelsaktivitäten. Die beträchtlichen Bestände zeigen eine starke Ausrichtung an den Interessen der Aktionäre.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
White Derek J

(Last) (First) (Middle)
C/O SOFI TECHNOLOGIES, INC.
234 1ST STREET

(Street)
SAN FRANCISCO CA 94105

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
SoFi Technologies, Inc. [ SOFI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
CEO - Galileo
3. Date of Earliest Transaction (Month/Day/Year)
06/16/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 06/16/2025 M 148,404 A (1) 1,109,495 D
Common Stock 06/16/2025 M 4,355 A (1) 1,113,850 D
Common Stock 06/17/2025 F 64,467 D $14.658(2) 1,049,383 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Unit (2) 06/16/2025 M 148,404 (3) (3) Common Stock 148,404 $0 509,227 D
Restricted Stock Unit (1) 06/16/2025 M 4,355 (4) (4) Common Stock 4,355 $0 256,997 D
Explanation of Responses:
1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
2. Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
3. Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on September 3, 2021, March 22, 2023 and March 13, 2024.
4. Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.
Remarks:
/s/ Deanna M. Smith, Attorney-in-Fact 06/18/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
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