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Spotify Technology S.A. Form 4 Filings

SPOT NYSE

Every Form 4 that Spotify Technology S.A. (SPOT) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.

A Form 4 covers the transactions officers, directors and large holders report, so if you follow SPOT and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full SPOT filings page.

Rhea-AI Summary

Spotify Technology S.A. (SPOT) reported that Co-Chief Executive Officer and director Gustav Soderstrom had 117.18 ordinary shares withheld on September 1, 2026 to satisfy a tax withholding obligation arising from the vesting of restricted stock units. This was not an open-market sale. After this withholding, he directly holds 20,025.08 ordinary shares, with the fractional amount reflecting RSU and tax computations; no fractional shares are actually issued.

Rhea-AI Summary

Spotify Technology S.A. (SPOT) reported that Chief Public Affairs Officer Dustee Jenkins had 427.998 Ordinary Shares withheld on September 1, 2026 to satisfy a tax withholding obligation arising from the vesting of restricted stock units. The shares were valued at $543.62 per share, and Jenkins now holds 39,400.240 Ordinary Shares directly. A footnote states that the fractional amount reflects calculations from RSU vesting and tax withholding, and that no fractional ordinary shares are actually issued.

Rhea-AI Summary

Spotify Technology S.A. (SPOT) reported that Chief Financial Officer Christian Luiga had 105.108 ordinary shares withheld on September 1, 2026 to satisfy a tax withholding obligation arising from the vesting of restricted stock units. The shares were valued at $543.62 per share for this purpose, and Luiga now holds 8,922.532 ordinary shares directly. The filing notes that the fractional amount results from RSU vesting and tax calculations and that no fractional ordinary shares are actually issued.

Rhea-AI Summary

Spotify Technology S.A. (SPOT) reported that Chief Human Resources Officer Anna Lundstrom had 248.568 ordinary shares withheld on September 1, 2026 to satisfy a tax withholding obligation arising from the vesting of restricted stock units. The shares were valued at $543.62 per share, and her directly held position is now reported as 16,503.972 shares, with the filing noting that fractional amounts are computational only and no fractional ordinary shares are issued. No Rule 10b5-1 trading plan is reported for this transaction.

Rhea-AI Summary

Spotify Technology S.A. (SPOT) director and Co-Chief Executive Officer Alex Norstrom reported a disposition of ordinary shares tied to equity compensation tax withholding. On September 1, 2026, 809.007 ordinary shares were withheld to satisfy a tax withholding obligation arising from the vesting of restricted stock units (RSUs) at a reference price of $543.62 per share.

After this tax-withholding disposition, Norstrom directly holds 65,964.449 ordinary shares. The filing states that the fractional share amount reflects the computational result of RSU vesting and tax withholding, and that no fractional ordinary shares are issued. No Rule 10b5-1 trading plan is reported for this transaction.

Rhea-AI Summary

Spotify Technology S.A. (SPOT) reported that Chief Public Affairs Officer Dustee Jenkins exercised a fully vested stock option for 1,722 ordinary shares at $151.25 per share on 2026-08-14, reducing the remaining option position to 1,377 options expiring on 2027-03-01. On the same date, she sold 2,088.265 ordinary shares at $512.495 per share and 1,722 ordinary shares at $513.4251 per share in open-market or private transactions, for total reported sales of 3,810.265 shares. The Rule 10b5-1 checkbox was not marked as being pursuant to a trading plan.

Rhea-AI Summary

Spotify Technology S.A. Co-Chief Executive Officer Alex Norstrom reported an option exercise-and-sale sequence. On August 3, 2026, he exercised a stock option for 5,436 ordinary shares at $151.25 per share, then acquired and sold the same 5,436 shares in multiple transactions at weighted-average prices including $499.9574 and $506.0444 per share. The transactions were made pursuant to a Rule 10b5-1 trading plan adopted on December 11, 2025, and the reported option award now shows zero shares remaining.

Rhea-AI Summary

Spotify Technology S.A. Co-Chief Executive Officer Gustav Soderstrom exercised stock options for 20,833 ordinary shares on August 3, 2026 at an exercise price of $151.25 per share, leaving 125,463 option shares outstanding. He then sold 20,833 shares in multiple transactions at weighted-average prices between $499.50 and $511.77 per share, with all trades executed under a Rule 10b5-1 trading plan adopted on December 11, 2025.

Rhea-AI Summary

Spotify Technology S.A. executive Dustee Jenkins, Chief Public Affairs Officer, reported a tax-related share withholding. On 2026-08-01, 559.0830 Ordinary Shares were withheld at $499.9400 per share to satisfy tax withholding obligations arising from the vesting of restricted stock units. After this non-market disposition, Jenkins directly holds 41,916.5030 Ordinary Shares; fractional amounts reflect calculations, and no fractional ordinary shares are actually issued. The transaction was not made under a Rule 10b5-1 trading plan.

Rhea-AI Summary

Spotify Technology S.A. reporting person and Co‑Chief Executive Officer Alex Norstrom recorded a Code F tax‑withholding disposition of 808.2700 ordinary shares on 2026-08-01, withheld to satisfy taxes from vesting restricted stock units. The shares were valued at $499.9400 per share, leaving 66,773.4560 ordinary shares held directly; the fractional amount reflects computation only, and no fractional ordinary shares are issued.

Rhea-AI Summary

Spotify Technology S.A. Chief Financial Officer Christian Luiga reported a tax-related share disposition. On 2026-08-01, 315.36 ordinary shares were withheld at $499.94 per share to satisfy tax withholding arising from the vesting of restricted stock units ("RSUs"). After this withholding, Luiga directly held 9027.64 ordinary shares. The transaction was reported as a tax-withholding disposition, not an open-market sale, and it was not marked as made under a Rule 10b5-1 trading plan.

Rhea-AI Summary

Spotify Technology S.A. Chief Human Resources Officer Anna Lundstrom reported a tax-withholding disposition of 443.34 ordinary shares on August 1, 2026 at $499.94 per share. The shares were withheld to satisfy taxes from vesting restricted stock units. After this event, she directly holds 16,752.54 ordinary shares, with fractional amounts reflecting calculations; no fractional shares are actually issued.

Rhea-AI Summary

Spotify Technology S.A. Co-Chief Executive Officer Gustav Soderstrom reported a tax-withholding disposition of 116.64 ordinary shares on August 1, 2026 at $499.94 per share, to satisfy taxes on vested RSUs. After this event he directly holds 20,142.26 ordinary shares; fractional amounts are computational only.

Rhea-AI Summary

Spotify Technology S.A. co-CEO Alex Norström reported an exercise-and-sell transaction in company shares. On July 6, 2026, he exercised stock options for 5,436 ordinary shares at an exercise price of $151.25 per share and acquired the underlying shares.

That same day, he sold 5,436 ordinary shares in multiple open-market trades at weighted average prices within ranges generally between about $476.00 and $486.00 per share, as detailed in the price-range footnotes. The filing states the transactions were made under a pre-arranged Rule 10b5-1 trading plan adopted on December 11, 2025. After these transactions, Norström directly holds 67,581.726 ordinary shares of Spotify, indicating he maintains a substantial equity stake.

Rhea-AI Summary

Spotify Technology S.A. co-Chief Executive Officer Gustav Soderstrom reported an exercise-and-sell transaction in company stock. He sold 20,833 ordinary shares in multiple open-market trades on July 6, 2026 at prices ranging from about $474.48 to $486.00 per share under a pre-arranged Rule 10b5-1 trading plan. He also exercised stock options to acquire 20,833 ordinary shares at an exercise price of $151.25 per share. Following these transactions, he directly holds 20,258.9 ordinary shares and 146,296 stock options.

Rhea-AI Summary

Spotify Technology S.A. Chief Public Affairs Officer Dustee Jenkins reported a routine share disposition tied to equity compensation. On July 1, 2026, 362.216 ordinary shares were withheld at $459.13 per share to cover tax obligations from the vesting of restricted stock units. Following this tax-withholding event, Jenkins directly held 42,475.586 ordinary shares. The footnotes clarify that the fractional amount shown results from RSU vesting and tax calculations, and that no fractional ordinary shares are actually issued.

Rhea-AI Summary

Spotify Technology S.A. Co-CEO Alex Norström reported a routine share withholding for taxes linked to equity compensation. On the vesting of restricted stock units, 808.026 ordinary shares were withheld to cover the related tax obligation at a value of $459.13 per share. Following this tax-withholding disposition, Norström directly holds 67,581.726 ordinary shares. The filing notes that the fractional amount reflects the calculation from RSU vesting and tax withholding, and that no fractional ordinary shares are actually issued.

Rhea-AI Summary

Spotify Technology S.A. Chief Human Resources Officer Anna Lundstrom had 151.74 ordinary shares withheld on July 1, 2026 to satisfy a tax withholding obligation arising from the vesting of restricted stock units. The withholding price was $459.13 per share. After this tax-related disposition, she holds 17,195.88 ordinary shares directly.

Rhea-AI Summary

Spotify Technology S.A. Co-CEO Gustav Soderstrom reported a tax-related share disposition tied to RSU vesting. On July 1, 2026, 116.64 ordinary shares were withheld at $459.13 per share to cover tax obligations from vested restricted stock units, rather than being sold in the open market. After this withholding, Soderstrom directly holds 20,258.9 ordinary shares, so the withheld amount represents only a small portion of his reported stake.

Rhea-AI Summary

Spotify Technology S.A. Co-CEO Gustav Soderstrom exercised stock options for 20,833 Ordinary Shares at $151.2500 per share and then sold 20,833 Ordinary Shares in open-market transactions at a weighted average price of $496.5214 per share. The sale was made pursuant to a Rule 10b-51 trading plan adopted on December 11, 2025, indicating it was pre-scheduled.

The company also withheld 116.64 Ordinary Shares at $497.6800 per share to cover tax obligations from restricted stock unit vesting. After these transactions, Soderstrom directly holds 20,375.54 Ordinary Shares, and the filing shows no remaining stock options following this exercise.

Rhea-AI Summary

Spotify Technology S.A. Co-Chief Executive Officer Norstrom Alex reported an option exercise, tax withholding, and an open-market sale of ordinary shares. On June 2, 2026, he exercised stock options to acquire 5,436 ordinary shares at an exercise price of $151.2500 per share and sold 5,436 ordinary shares in open-market transactions at a weighted average price of $498.2682 per share. The sale was made pursuant to a Rule 10b-51 trading plan adopted on December 11, 2025. On June 1, 2026, 807.774 ordinary shares were withheld to satisfy tax withholding obligations arising from the vesting of restricted stock units at $497.6800 per share. Following these transactions, Norstrom Alex holds 68,389.752 ordinary shares directly.

Rhea-AI Summary

Spotify Technology S.A.’s Chief Human Resources Officer Anna Lundström had 152.82 ordinary shares withheld at a price of $497.68 per share to cover taxes from the vesting of restricted stock units. This was a tax-withholding disposition, not an open-market sale, and she now directly holds 17,347.62 shares.

Rhea-AI Summary

Spotify Technology S.A. Chief Public Affairs Officer Dustee Jenkins had shares withheld to cover taxes on vested RSUs. On this Form 4, 362.768 ordinary shares were disposed of at $497.68 per share as a tax-withholding disposition related to restricted stock unit vesting, not an open-market sale. After this transaction, Jenkins directly holds 42,837.802 ordinary shares.

Rhea-AI Summary

Marshall Christopher P reported acquisition or exercise transactions in this Form 4 filing.

Spotify Technology S.A. director Christopher P. Marshall reported a new equity award and updated his indirect holdings in the company’s ordinary shares. He received a grant of 658 Restricted Stock Units, each representing one ordinary share at no cost, increasing his directly held shares to 4,697.

According to the footnotes, 1,717 of these directly held shares are in the form of RSUs that vest between February 15, 2027 and February 15, 2029, while the newly granted 658 RSUs will vest in four equal installments on February 15 of 2027, 2028, 2029, and 2030. The filing also lists significant indirect holdings through multiple TCV-sponsored entities and a family trust. Marshall is a member, owner, or trustee of these entities but disclaims beneficial ownership of their shares except to the extent of his pecuniary interest.

Rhea-AI Summary

Spotify Technology S.A. director Barry McCarthy received a grant of stock options covering 1,974 ordinary shares. The options have an exercise price of $516.71 per share and expire on May 28, 2031. They vest in equal annual installments through February 15, 2030, and following this grant McCarthy holds 1,974 derivative securities tied to ordinary shares directly.

Rhea-AI Summary

Spotify Technology S.A. director Theodore A. Sarandos reported equity compensation activity. He received an award of 494 restricted stock units that vest in equal annual installments through February 15, 2030, each representing one Ordinary Share. He also exercised stock options covering 5,630 Ordinary Shares at $241.57 per share and received a new stock option for 494 shares with a $516.71 exercise price, vesting annually through February 15, 2030. The filing shows only acquisitions and option exercises, with no share sales.

Rhea-AI Summary

Spotify Technology S.A. director Mona Sutphen received two stock option awards as part of her compensation. On May 28, 2026, she was granted options for 987 ordinary shares with a $775.07 exercise price and options for 1,481 ordinary shares with a $516.71 exercise price. Both grants expire on May 28, 2031 and vest in equal annual installments through February 15, 2030. These are non-cash awards that increase her potential future ownership but do not involve any share sales.

Rhea-AI Summary

Spotify Technology S.A. director Padmasree Warrior reported an equity award in the form of 329 Ordinary Shares, received at a price of $0.00 per share as part of compensation. After this grant, her direct holdings total 11,413 Ordinary Shares.

The award represents restricted stock units that vest in equal annual installments through February 15, 2030, with each unit delivering one Ordinary Share when it vests. This is a routine compensation-related acquisition rather than an open-market share purchase.

Rhea-AI Summary

Spotify Technology S.A. director Shishir Mehrotra received a compensation grant of stock options covering 3,948 ordinary shares. The options have an exercise price of $775.07 per share and expire on May 28, 2031. They vest in equal annual installments through February 15, 2030, meaning the award becomes exercisable gradually over several years rather than all at once.

Rhea-AI Summary

O'NEILL HEIDI reported acquisition or exercise transactions in this Form 4 filing.

Spotify Technology S.A. director Heidi O’Neill reported an equity compensation grant in the form of restricted stock units. She received 658 RSUs, each representing the right to receive one Ordinary Share at no cash cost. The RSUs vest in equal annual installments through February 15, 2030, providing multi‑year, stock-based compensation. Following this award, she beneficially owns 10,060 Ordinary Shares directly.

Rhea-AI Summary

Spotify Technology S.A. director Thomas O. Staggs received a grant of stock options covering 2,148 ordinary shares. The options have an exercise price of $516.71 per share and expire on May 28, 2031. They vest in equal annual installments through February 15, 2030, and following this grant he holds 2,148 options directly.

Rhea-AI Summary

Spotify Technology S.A. director Sven Hans Martin Lorentzon received a grant of stock options covering 1,974 ordinary shares. The options have an exercise price of $516.71 per share and expire on May 28, 2031. The award vests in equal annual installments through February 15, 2030.

Rhea-AI Summary

Spotify Technology S.A. director Christopher P. Marshall reported a mix of option exercises and share sales in Ordinary Shares. He exercised 5,630 non-qualified stock options at a conversion price of $241.57 per share, receiving the same number of Ordinary Shares.

On the same date, he completed an open‑market sale of 2,650 Ordinary Shares at $519.86 per share. After these transactions, he held 4,039 Ordinary Shares directly, which includes 1,059 shares underlying Restricted Stock Units (RSUs) that vest between February 2027 and February 2029.

Additional Ordinary Shares are held indirectly through entities such as TCV XI Spotify, L.P., related TCV funds and the Marshall Carroll 2000 Trust. Footnotes state that these entities, including TCV VIII Management, L.L.C. and TCV XI Management, L.L.C., have the economic interest in many of the options and shares, and Marshall disclaims beneficial ownership except to the extent of his pecuniary interest.

Rhea-AI Summary

Spotify Technology S.A. director Thomas O. Staggs reported an option exercise and related share sale. On 2026-05-26, he exercised stock options covering 2,981 Ordinary Shares at an exercise price of $241.57 per share and 5,961 Ordinary Shares at $362.36 per share, converting them into Ordinary Shares.

On the same date, he executed an open-market sale of 5,477 Ordinary Shares at $526.00 per share, leaving 3,619 Ordinary Shares held directly following the transactions. In addition, 23,094 Ordinary Shares are held indirectly through the Staggs Trust, a revocable inter-vivos trust established by Mr. Staggs and his spouse.

Rhea-AI Summary

Spotify Technology S.A. director Padmasree Warrior exercised stock options to acquire 2,815 Ordinary Shares on May 22, 2026 at an exercise price of $241.57 per share. The exercised options were fully vested and are now exhausted, leaving her with 11,084 Ordinary Shares held directly.

Rhea-AI Summary

Spotify Technology S.A. director Sven Hans Martin Lorentzon reported option exercises and share sales. On May 22, 2026, he exercised stock options for 24,120 ordinary shares at $169.16 per share and 11,260 shares at $362.36 per share, converting derivative awards into ordinary shares.

That same day, he sold 35,380 ordinary shares in open-market transactions at a weighted average price of $525.7301 per share, with individual trades ranging from $525.12 to $527.69. After these transactions, he held 6,383 ordinary shares directly and 19,000,000 ordinary shares indirectly through Rosello Company Limited.

Rhea-AI Summary

Spotify Technology S.A. Co‑CEO Gustav Soderstrom exercised stock options and sold the resulting shares in a pre‑planned transaction. He exercised options for 20,833 ordinary shares at $151.25 per share and sold 20,833 ordinary shares at a weighted average price of $430.7153 under a Rule 10b-51 trading plan. After these transactions, he directly holds 20,492.18 ordinary shares and 187,962 stock options, which are fully vested and currently exercisable.

Rhea-AI Summary

Spotify Technology S.A. Co-CEO Alex Norstrom exercised stock options and sold shares in a coordinated transaction. On May 5, 2026, he exercised options covering 5,436 Ordinary Shares at $151.25 per share, then completed an open-market sale of 5,436 Ordinary Shares at a weighted average price of $433.0743 per share, with individual sale prices ranging from $431.06 to $436.505. The sale was made under a Rule 10b-51 trading plan adopted on December 11, 2025. After these transactions, Norstrom directly owns 69,197.526 Ordinary Shares and holds 16,308 fully vested stock options that remain exercisable.

Rhea-AI Summary

Spotify Technology S.A. director Barry McCarthy exercised stock options to acquire 5,630 Ordinary Shares. The options were exercised at an exercise price of $241.57 per share, converting a derivative position into common equity rather than representing an open‑market purchase.

Following the transaction on May 4, 2026, a total of 351,332 Ordinary Shares are held indirectly through Rivers Cross Trust, which is wholly owned by Mr. McCarthy. The specific stock option grant reported here is now fully exercised, with no remaining shares under that option.

Rhea-AI Summary

Spotify Technology S.A. Chief Public Affairs Officer Dustee Jenkins reported compensation-related equity awards and associated tax withholding. She received 5,662 Ordinary Shares through restricted stock unit (RSU) vesting and a new stock option for 16,987 Ordinary Shares with a strike price of $441.51 per share. A separate entry shows 361.662 Ordinary Shares withheld at $446.55 per share to cover tax obligations from the RSU vesting, which is not an open-market sale. Following these transactions, she directly holds 43,200.57 Ordinary Shares and 16,987 stock options, with both the RSU and option awards scheduled to vest from August 1, 2026 in monthly installments through May 1, 2030.

Rhea-AI Summary

Spotify Technology S.A. Chief Human Resources Officer Anna Lundstrom reported routine equity compensation activity. She received a grant or vesting of 8,607 Ordinary Shares at no cost in connection with restricted stock units (RSUs), and 152.28 shares were withheld at $446.55 per share to cover tax obligations.

After these transactions, she holds 17,500.44 Ordinary Shares directly. The filing notes that fractional amounts reflect RSU and tax computations and that no fractional ordinary shares are actually issued.

Rhea-AI Summary

Luiga Christian reported acquisition or exercise transactions in this Form 4 filing.

Spotify Technology S.A.’s Chief Financial Officer Christian Luiga received an award of 9,343 restricted stock units (RSUs), each representing a right to one Ordinary Share. The grant price is $0.00 per share, reflecting a compensation award rather than a market purchase. The RSUs vest as to 3/48ths on August 1, 2026, with the remaining units vesting in equal monthly installments through May 1, 2030. Following this award, Luiga’s reported direct holdings total 9,343 Ordinary Shares subject to vesting.

Rhea-AI Summary

Spotify Technology S.A. Co-CEO Gustav Soderstrom reported a routine tax-related share withholding linked to equity compensation. On the vesting of restricted stock units, 116.64 ordinary shares were withheld at a value of $446.55 per share to cover tax obligations, rather than sold in the open market.

Following this tax-withholding disposition, Soderstrom directly holds 20,492.18 ordinary shares. The filing notes that the fractional amount reflects the RSU vesting and tax calculation, and that Spotify does not issue fractional ordinary shares.

Rhea-AI Summary

Spotify Technology S.A. Co-Chief Executive Officer Alex Norström reported a Form 4 transaction where 791.764 Ordinary Shares were withheld on May 1, 2026 to satisfy tax obligations from vesting restricted stock units. This was recorded at $446.55 per share. After this tax-withholding disposition, he directly holds 69,197.526 Ordinary Shares.

Rhea-AI Summary

Spotify Technology S.A. Co-Chief Executive Officer Gustav Soderstrom fully exercised a stock option for 20,833 ordinary shares at $151.2500 per share and converted it into stock. He then sold 20,833 ordinary shares in an open-market transaction at a weighted average price of $473.5183 per share pursuant to a Rule 10b-51 trading plan adopted on December 11, 2025. In a separate step, 117.18 shares were withheld at $484.9100 per share to satisfy tax obligations arising from the vesting of restricted stock units. Following these transactions, he directly holds 20,608.82 ordinary shares.

Rhea-AI Summary

Spotify Technology S.A. Co-Chief Executive Officer Alex Norström exercised stock options for 5,436 ordinary shares at an exercise price of $151.25 per share and immediately sold 5,436 shares at a weighted average price of $479.5124 per share.

On the same date, 807.71 shares were withheld to cover tax obligations arising from restricted stock unit vesting. After these transactions, Norström directly holds 69,989.29 ordinary shares. The sale was made pursuant to a Rule 10b-51 trading plan adopted on December 11, 2025, indicating a pre-arranged, routine liquidity event rather than an opportunistic trade.

Rhea-AI Summary

Spotify Technology S.A.’s Chief Public Affairs Officer Dustee Jenkins had 362.768 Ordinary Shares withheld on April 1, 2026 at $484.91 per share to satisfy a tax withholding obligation from the vesting of restricted stock units. After this tax-withholding disposition, Jenkins directly holds 37,900.232 Ordinary Shares. The fractional amount reflects RSU vesting calculations; no fractional ordinary shares are actually issued.

Rhea-AI Summary

Spotify Technology S.A.’s Chief Human Resources Officer Anna Lundström reported a routine tax-related share disposition tied to vested equity compensation. On the vesting of restricted stock units, 152.28 ordinary shares were withheld at $484.91 per share to cover tax obligations, rather than being sold in the market.

After this withholding, Lundström directly holds 9,045.72 ordinary shares. The filing notes that the fractional amount reflects the computational result of RSU vesting and tax withholding and that no fractional ordinary shares are actually issued.