State Street Corporation filings document the regulatory record of a NYSE-listed financial services company serving institutional investors through investment servicing, investment management, investment research and trading. Its 8-K reports include quarterly and annual results materials, Regulation FD presentations, senior note offerings, note redemptions and other capital-structure events.
The company’s proxy materials cover annual meeting voting matters, board composition, executive compensation and corporate governance. State Street’s filings also identify its listed common stock and depositary shares representing interests in Series G preferred stock, while governance-related 8-Ks record director elections, committee assignments and senior finance leadership changes.
State Street Corporation issued $800,000,000 of Fixed-to-Floating Rate Senior Notes due 2032 and $700,000,000 of Fixed-to-Floating Rate Senior Notes due 2037 in a public offering under an effective shelf registration.
State Street expects to receive approximately $1.492 billion in net proceeds after underwriting discounts and estimated expenses. The notes were issued under an existing Indenture with U.S. Bank Trust Company, and the transaction was executed via an underwriting agreement led by major investment banks.
STATE STREET CORP executive Mostapha Tahiri reported an open-market sale of company stock. As EVP and COO, he sold 9,611 shares of State Street common stock on April 22, 2026 in an open-market transaction at a weighted average price of $152.93 per share, with individual trades ranging from $152.89 to $153.02. After this sale, he directly holds 64,642 State Street common shares, indicating he retains a substantial equity stake even after the transaction.
State Street Corp EVP and Chief Admin Officer Michael L. Richards reported an open-market sale of 3,000 shares of State Street common stock at a weighted average price of $153.89 per share, with individual sale prices ranging from $153.83 to $154.00.
After this transaction, Richards beneficially owns 43,522 shares directly, a balance that includes shares received through dividend reinvestment as of the report date. He also reports 645 shares held indirectly through a domestic partner.
State Street Corporation is offering $800,000,000 aggregate principal amount of fixed-to-floating rate senior notes due 2032 and $700,000,000 aggregate principal amount of fixed-to-floating rate senior notes due 2037. The 2032 notes bear a fixed rate of 4.558% through April 23, 2031, then convert to a SOFR-based floating rate plus 0.914%. The 2037 notes bear a fixed rate of 5.094% through April 24, 2036, then convert to a SOFR-based floating rate plus 1.201%. The notes are senior unsecured, rank equally with other senior unsecured indebtedness, are not FDIC-insured and have no sinking fund. Net proceeds are expected to be approximately $1.492 billion for general corporate purposes.
Filer submitted a Rule 144 notice to sell restricted common stock. The filing lists multiple restricted stock vesting events with specific share lots: 352, 3,438, 267, 268, 283, 2,176, 2,524, and 303 shares tied to vesting dates from 11/15/2023 through 05/15/2025. The brokerage intermediary is Fidelity Brokerage Services LLC.
Issuer filed a Rule 144 notice relating to Common Stock sales. The notice lists 3,000 shares tied to restricted stock vesting on 02/13/2026 and identifies Fidelity Brokerage Services LLC as the broker holding 3,000 shares. The filing also reports that Michael Richards sold 2,500 shares on 02/24/2026 for $319,775.25.
State Street Corporation is offering fixed-to-floating rate senior notes due 2032 and 2037. The prospectus supplement describes initial fixed interest periods followed by floating-rate periods tied to SOFR, optional whole-series redemptions on set dates and that the notes will rank equally with other senior unsecured debt.
Recent disclosures show consolidated total assets of $392,165 million, shareholders’ equity of $27,742 million, first-quarter 2026 diluted EPS of $2.49, total revenue of $3,796 million, $54.5 trillion assets under custody and/or administration and $5.6 trillion assets under management as of March 31, 2026. Use of proceeds is for general corporate purposes.
State Street Corporation reported a strong start to 2026, with first-quarter total revenue of $3.8 billion, up 16% year over year, and diluted EPS of $2.49 (or $2.84 excluding notable items). Net income rose to $764 million, while fee revenue grew 15% and net interest income increased 17%, supported by a higher net interest margin of 1.16%.
The bank delivered a pre-tax margin of 25.5%, ROE of 11.6% and ROTCE of 17.6%, with ex-notable-item pre-tax margin at 29.0% and total operating leverage of 616 bps. Assets under custody and/or administration reached $54.5 trillion and assets under management $5.6 trillion, up 17% and 20% year over year, respectively.
Total expenses increased 15% to $2.8 billion, including $130 million of pre-tax notable items mainly from workforce rationalization, operating model changes and client rescoping. The standardized CET1 ratio was 10.6%, and State Street returned $633 million to common shareholders through $400 million of share repurchases and $0.84 per-share dividends.
State Street Corporation is asking shareholders to vote at its virtual 2026 annual meeting on May 20, 2026. Items include electing 13 directors, an advisory vote on 2025 executive compensation, ratifying Ernst & Young LLP as auditor, and a shareholder proposal on requiring an independent board chair at the next CEO transition, which the Board recommends voting against.
The Board highlights strong 2025 results, with GAAP revenue of $13.9 billion, GAAP net income to common shareholders of $2.7 billion and GAAP diluted EPS of $9.40, plus non‑GAAP EPS of $10.30 and an 11.5% ROE. Assets under custody and/or administration reached $53.80 trillion and assets under management $5.67 trillion as of December 31, 2025.
The proxy emphasizes a largely independent, refreshened Board, an active Lead Director, extensive risk oversight and sustainability governance, and a pay-for-performance executive compensation program that uses long-term, equity-based and performance-linked awards, clawbacks and strict stock ownership and holding requirements.