Welcome to our dedicated page for STATE STREET SEC filings (Ticker: STT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on STATE STREET's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into STATE STREET's regulatory disclosures and financial reporting.
Woods John F reported acquisition or exercise transactions in this Form 4 filing.
State Street Corporation EVP and CFO John F. Woods received an equity award of 16,112 shares of common stock on a grant or award basis, with no cash price per share. Following this award, he directly holds 94,215 shares. The grant was made under the State Street Corporation Amended and Restated 2017 Stock Incentive Plan as restricted stock units.
STATE STREET CORP executive Michael L. Richards reported an equity award of company stock. As EVP and Senior Advisor, he acquired 5,967 shares of common stock on February 26, 2026 through a grant classified as a grant, award, or other acquisition, with no cash price per share.
The award represents restricted stock units granted under the State Street Corporation Amended and Restated 2017 Stock Incentive Plan, rather than an open-market purchase. Following this grant, Richards directly beneficially owns 46,522 common shares, and indirectly has 641 shares attributed through a domestic partner.
PLANSKY JOHN reported acquisition or exercise transactions in this Form 4 filing.
State Street Corporation Executive Vice President John Plansky reported an equity award of 12,769 shares of common stock in the form of restricted stock units. The units were granted at a price of $0.00 per share under the State Street Corporation Amended and Restated 2017 Stock Incentive Plan. Following this grant, his directly held common stock position increased to 72,262 shares.
STATE STREET CORP Executive Vice President Kathryn M. Horgan reported an equity award in the form of common stock-related compensation. On February 26, 2026, she acquired 9,507 shares through a grant priced at $0.0000 per share, described as a grant, award, or other acquisition.
Following this transaction, her directly owned holdings in State Street common stock increased to 114,194 shares. The award was granted as restricted stock units under the State Street Corporation Amended and Restated 2017 Stock Incentive Plan.
State Street Corporation executive Mostapha Tahiri reported an equity award on Form 4. On the reported date, he acquired 14,259 shares of common stock through a grant classified as a "grant, award, or other acquisition," with no cash price per share.
Following this award, his directly held ownership increased to 74,253 common shares. A footnote explains the award consists of restricted stock units granted under the State Street Corporation Amended and Restated 2017 Stock Incentive Plan, meaning the units represent a form of stock-based compensation rather than an open-market purchase.
State Street Corporation executive Hu W. Bradford received an equity award in the form of restricted stock units. On this Form 4, he acquired 12,310 shares of common stock at a price of $0.00 per share as a grant under the State Street Corporation Amended and Restated 2017 Stock Incentive Plan. Following this award, his directly owned common stock holdings increased to 68,764 shares.
STATE STREET CORP Executive Vice President Joerg Ambrosius reported stock awards under the company’s equity plan. On February 26, 2026 he acquired 10,716 restricted stock units and a separate stock award of 746 common shares, both granted at no cash cost under the State Street Corporation Amended and Restated 2017 Stock Incentive Plan.
To cover tax withholding obligations from the February 26, 2026 stock award, 355 shares were automatically disposed of at a price of $132.27 per share, rather than through an open-market sale. After these grant and tax-withholding transactions, Ambrosius directly holds 65,032 shares of State Street common stock.
State Street Corporation executive Yie-Hsin Hung received an equity award of 20,202 shares of common stock on February 26, 2026. The award was granted at no cash cost as a grant, award, or other acquisition transaction. Following this grant, Hung directly owns 88,959 shares of State Street common stock. The footnotes indicate these are restricted stock units granted under the State Street Corporation Amended and Restated 2017 Stock Incentive Plan, which typically vest over time subject to plan terms.
Issuer submitted Form 144 notices reporting proposed sales of vested restricted common stock. The filing lists 19,946 shares tied to vesting on 02/13/2026 and 9,161 shares tied to vesting on 02/15/2026.
The entries identify the securities as Common and note Fidelity Brokerage Services LLC at the listed address; the filing shows these as planned sales related to compensation vesting.
STATE STREET CORP Executive Vice President Kathryn M. Horgan reported an open-market sale of 5,676 shares of common stock at a price of $127.10 per share. After this transaction, she directly holds 104,687 shares. The sale was carried out under a Rule 10b5-1 trading plan adopted on August 29, 2025.