STOCK TITAN

Thermon Group (NYSE: THR) SVP reports stock awards and tax withholding

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Thermon Group Holdings SVP Candace Harris-Peterson reported routine equity compensation activity. On May 12, 2026, she had 2,314 shares of common stock surrendered to cover taxes upon vesting of restricted stock units at a fair market value of $64.69 per share. The same day, she acquired 3,238 shares and 2,430 shares from performance unit awards tied to return on invested capital and adjusted EBITDA for the period ended March 31, 2026, after the compensation committee certified results. She also received a new grant of 3,864 restricted stock units that vest on the third anniversary of the grant date. Following these transactions, she directly held 40,821 common shares, including 9,736 restricted stock units.

Positive

  • None.

Negative

  • None.
Insider Harris-Peterson Candace
Role SVP, Human Resources
Type Security Shares Price Value
Grant/Award Common Stock 3,238 $0.00 --
Grant/Award Common Stock 2,430 $0.00 --
Grant/Award Common Stock 3,864 $0.00 --
Tax Withholding Common Stock 2,314 $64.69 $150K
Holdings After Transaction: Common Stock — 34,527 shares (Direct, null)
Footnotes (1)
  1. On June 1, 2023, the reporting person was granted a performance unit award vesting on March 31, 2026, subject to the Issuer's compensation committee certifying the Issuer's return on invested capital performance during the applicable performance period as further specified in the equity award agreement. Of the 1,979 target shares eligible to be earned based upon the Issuer's performance for the performance period ended March 31, 2026, the reporting person actually earned 163.60%, or 3,238 shares. The Issuer's compensation committee certified the achievement of the performance goal on May 12, 2026. On June 1, 2023, the reporting person was granted a performance unit award vesting on March 31, 2026, subject to the Issuer's compensation committee certifying the Issuer's adjusted earnings before interest, taxes, depreciation and amortization during the applicable performance period as further specified in the equity award agreement. Of the 2,309 target shares eligible to be earned based upon the Issuer's performance for the performance period ended March 31, 2026, the reporting person actually earned 105.22%, or 2,430 shares. The Issuer's compensation committee certified the achievement of the performance goal on May 12, 2026. On May 12, 2026, the reporting person was granted an award of restricted stock units. Each restricted stock unit represents the right to receive, at settlement, one share of the Issuer's common stock. The award vests in full on the third anniversary of the grant date. Restricted stock units convert into shares of the Issuer's common stock on a one-for-one basis. These shares were surrendered for tax payment upon vesting of restricted stock units on May 12, 2026. Sales price is the fair market value on Tuesday, May 12, 2026. Includes 9,736 restricted stock units held by the reporting person.
Tax-withholding shares 2,314 shares Surrendered for tax payment on May 12, 2026
Tax fair market value $64.69 per share Fair market value used for tax payment on May 12, 2026
ROIC performance award earned 3,238 shares Earned at 163.60% of 1,979 target shares for period ended March 31, 2026
Adjusted EBITDA performance award earned 2,430 shares Earned at 105.22% of 2,309 target shares for period ended March 31, 2026
New RSU grant 3,864 restricted stock units Granted May 12, 2026, vesting on third anniversary
Post-transaction holdings 40,821 shares Common shares directly held after transactions, including RSUs
ROIC target shares 1,979 shares Target for ROIC performance unit award granted June 1, 2023
Adjusted EBITDA target shares 2,309 shares Target for adjusted EBITDA performance unit award granted June 1, 2023
performance unit award financial
"On June 1, 2023, the reporting person was granted a performance unit award vesting on March 31, 2026"
return on invested capital financial
"subject to the Issuer's compensation committee certifying the Issuer's return on invested capital performance"
A percentage that shows how effectively a company turns the money invested in its business—both borrowed funds and shareholders’ equity—into operating profit after taxes. It tells investors whether a company earns more from its core operations than it costs to fund those operations; think of it like the annual return you’d expect from renovating a rental property—higher percentages mean the company uses capital more efficiently and is more likely to create value for shareholders.
adjusted earnings before interest, taxes, depreciation and amortization financial
"subject to the Issuer's compensation committee certifying the Issuer's adjusted earnings before interest, taxes, depreciation and amortization"
Adjusted earnings before interest, taxes, depreciation and amortization is a company’s reported operating profit with routine financing costs, tax charges and accounting for wear-and-tear removed, plus extra adjustments to strip out one-time, unusual or non-cash items. Think of it as the company’s recurring cash-generating performance after removing accounting noise; investors use it to compare profitability, assess ability to pay debt and value a business more evenly across firms and time.
restricted stock units financial
"the reporting person was granted an award of restricted stock units"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
fair market value financial
"Sales price is the fair market value on Tuesday, May 12, 2026"
The price a willing buyer and a willing seller would agree on for an asset or security when neither is under pressure and both have access to the same information. Think of it as the market’s neutral estimate of what something is worth, like the price two neighbors would settle on for a car after comparing similar listings. Investors care because fair market value guides buying and selling decisions, tax reporting, portfolio valuation, and how accurately company assets are reflected in financial statements.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Harris-Peterson Candace

(Last)(First)(Middle)
7171 SOUTHWEST PARKWAY
BUILDING 300, SUITE 200

(Street)
AUSTIN TEXAS 78735

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Thermon Group Holdings, Inc. [ THR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
SVP, Human Resources
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/12/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/12/2026A3,238(1)A$034,527D
Common Stock05/12/2026A2,430(2)A$036,957D
Common Stock05/12/2026A3,864(3)A$040,821D
Common Stock05/12/2026F2,314(4)D$64.69(5)38,507(6)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. On June 1, 2023, the reporting person was granted a performance unit award vesting on March 31, 2026, subject to the Issuer's compensation committee certifying the Issuer's return on invested capital performance during the applicable performance period as further specified in the equity award agreement. Of the 1,979 target shares eligible to be earned based upon the Issuer's performance for the performance period ended March 31, 2026, the reporting person actually earned 163.60%, or 3,238 shares. The Issuer's compensation committee certified the achievement of the performance goal on May 12, 2026.
2. On June 1, 2023, the reporting person was granted a performance unit award vesting on March 31, 2026, subject to the Issuer's compensation committee certifying the Issuer's adjusted earnings before interest, taxes, depreciation and amortization during the applicable performance period as further specified in the equity award agreement. Of the 2,309 target shares eligible to be earned based upon the Issuer's performance for the performance period ended March 31, 2026, the reporting person actually earned 105.22%, or 2,430 shares. The Issuer's compensation committee certified the achievement of the performance goal on May 12, 2026.
3. On May 12, 2026, the reporting person was granted an award of restricted stock units. Each restricted stock unit represents the right to receive, at settlement, one share of the Issuer's common stock. The award vests in full on the third anniversary of the grant date. Restricted stock units convert into shares of the Issuer's common stock on a one-for-one basis.
4. These shares were surrendered for tax payment upon vesting of restricted stock units on May 12, 2026.
5. Sales price is the fair market value on Tuesday, May 12, 2026.
6. Includes 9,736 restricted stock units held by the reporting person.
Remarks:
/s/ Ryan Tarkington, Attorney-in-Fact05/14/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did Thermon Group (THR) SVP Candace Harris-Peterson report?

Candace Harris-Peterson reported routine equity compensation activity on May 12, 2026. She surrendered 2,314 shares to cover taxes and received three stock awards totaling 9,532 shares, including performance-based and time-vested restricted stock units.

How many Thermon Group (THR) shares were surrendered for taxes in this Form 4?

A total of 2,314 Thermon Group common shares were surrendered for tax payments. This occurred upon vesting of restricted stock units on May 12, 2026, at a fair market value of $64.69 per share, reflecting a tax-withholding disposition rather than an open-market sale.

What performance-based stock awards did Thermon Group (THR) grant to the SVP in this filing?

She earned 3,238 shares from a performance unit award based on return on invested capital and 2,430 shares from an award tied to adjusted EBITDA. These arose from 1,979 and 2,309 target shares, achieved at 163.60% and 105.22% of target for the period ended March 31, 2026.

What new restricted stock units did Thermon Group (THR) grant on May 12, 2026?

On May 12, 2026, she received 3,864 restricted stock units. Each unit converts into one Thermon common share, and the award vests in full on the third anniversary of the grant date, providing time-based equity compensation linked to continued service.

How many Thermon Group (THR) shares does the SVP hold after these transactions?

After the reported transactions, she directly held 40,821 Thermon common shares. This total includes 9,736 restricted stock units, which represent rights to receive shares in the future, subject to their respective vesting conditions and award terms.

Were the Thermon Group (THR) insider transactions open-market buys or sells?

No open-market buys or sells were reported. The filing shows a tax-withholding disposition of 2,314 shares upon RSU vesting and three stock awards granted or earned as equity compensation, all at a recorded transaction price of $0.00 per share for the awards.