Welcome to our dedicated page for TOMPKINS FINANCIAL SEC filings (Ticker: TMP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on TOMPKINS FINANCIAL's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into TOMPKINS FINANCIAL's regulatory disclosures and financial reporting.
Tompkins Financial (TMP) reported an insider equity award. On 11/12/2025, the SVP, Chief Bank Operations Officer, acquired 685 shares of common stock as a restricted stock grant at $67.79 under the 2019 Equity Incentive Plan.
The award vests over five years, with 0% in year one and 25% in years two through five, and will expire ten years from the grant date. Following the grant, the reporting person held 3,599 shares directly, plus 1,207.6827 shares via a 401(k) and 413.6008 shares via an ESOP.
Tompkins Financial (TMP) reported an insider equity award. A company officer (SVP, Director of HR) acquired 685 shares of common stock on 11/12/2025, coded “A” for award, at a transaction price of $67.79 per share.
Following the grant, the officer beneficially owns 2,190.694 shares directly. Indirect holdings include 1,014.4635 shares via the ESOP, and 0 shares attributed by spouse.
The award is restricted stock under the Tompkins Financial Corporation 2019 Equity Incentive Plan. It vests over five years with 0% in year one and 25% in each of years two through five, and the grant will expire ten years from the grant date.
Tompkins Financial Corporation (TMP) disclosed an insider equity award. The company’s EVP and President, TFA, reported acquiring 910 shares of common stock on 11/12/2025 at $67.79, bringing direct ownership to 1,405 shares after the transaction.
The filing notes the shares are restricted stock granted under the 2019 Equity Incentive Plan, with a five-year vesting schedule: 0% in year one and 25% in years two through five. The grant will expire ten years from the grant date.
Tompkins Financial (TMP) reported an insider equity award. On 11/12/2025, an officer (EVP, President of Tompkins Community Bank) acquired 1,365 shares of common stock, labeled as “A,” at a reported price of $67.79 per share. Following this grant, directly held shares were 16,016.915. Additional indirect holdings included 2,298.4616 shares via a 401(k) ESOP and 132.6172 shares via a 401(k) ISOP.
The filing states these were restricted shares granted under the 2019 Equity Incentive Plan, with a five-year vesting schedule: 0% in year one, then 25% per year in years two through five. The grant will expire ten years from the grant date.
Tompkins Financial (TMP) reported an insider equity award on a Form 4. On 11/12/2025, an officer (SVP, PAO) acquired 550 shares of common stock coded “A” at a reported price of $67.79, recorded as restricted stock under the company’s 2019 Equity Incentive Plan.
The filing lists total holdings after the transaction as 4,743.251 shares held directly, plus 1,322.5023 shares held by 401(k) and 2,692.8968 shares held by ESOP. The restricted stock vests over five years with 0% in year one and 25% in years two through five, and the grant will expire ten years from the grant date.
Tompkins Financial (TMP) Form 4: EVP and President of TCB Hudson Valley David M. DeMilia reported routine activity. He made small monthly acquisitions of common stock through the Tompkins Financial Dividend Reinvestment and Stock Purchase and Sale Plan (transaction code L) on dates from 01/13/2025 to 10/15/2025. On 11/09/2025, shares were withheld to cover taxes upon restricted stock vesting (transaction code F) at $66.68 per share.
Following these transactions, he held 5,647.737 shares directly. Indirect holdings were 160.548 shares by 401(k) and 2,080.4686 shares by ESOP.
Tompkins Financial (TMP) reported a Form 4 by Alyssa H. Fontaine, EVP, General Counsel & CRO. On 11/09/2025, multiple F-code transactions—dispositions to the issuer to cover taxes upon restricted stock vesting—were recorded for 216, 167, 90, and 143 common shares at $66.68 each. After these entries, she beneficially owned 8,455.715 shares directly and 944.8859 shares indirectly via a 401K/ESOP.
Tompkins Financial Corp (TMP) reported an insider Form 4 for its SVP, Chief Bank Operations Officer. On 11/09/2025, the officer executed multiple Code F transactions—share withholdings to cover taxes upon the vesting of restricted stock. Examples include 48, 38, 43, and 105 shares at $66.68 per share. Following these transactions, the officer directly owned 2,914 common shares. Indirect holdings were 1,207.6827 shares by 401(k) and 413.6008 shares by ESOP.
Tompkins Financial Corp (TMP) reported insider activity by President & CEO and Director Stephen S. Romaine. On 11/09/2025, he executed four Code F transactions—share withholdings to cover taxes upon vesting of restricted stock—at a price of $66.68 per share for 433, 370, 396, and 631 shares.
Following these tax-withholding entries, his direct beneficial ownership stood at 63,726.697 shares. He also reports indirect holdings of 11,260.3616 shares via a 401(k)/ISOP and 5,998.6185 shares via an ESOP.
Tompkins Financial (TMP) reported an officer transaction on 11/09/2025. The SVP, PAO settled taxes due at vesting by surrendering shares to the issuer (code F), with dispositions of 50, 38, 41, and 64 shares at $66.68 per share. Following these transactions, the officer held 4,193.251 shares directly.
Indirect holdings were 1,322.5023 shares by 401(k) and 2,692.8968 shares by ESOP. The filing characterizes the transactions as a deemed disposition to cover withholding upon restricted stock vesting.