Welcome to our dedicated page for TOMPKINS FINANCIAL SEC filings (Ticker: TMP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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Tompkins Financial (TMP) executive Matthew D. Tomazin (EVP, CFO & Treasurer) filed a Form 4 reporting tax-withholding transactions tied to restricted stock vesting on 11/09/2025. The filing shows multiple code F entries: 29, 41, 43, and 105 shares disposed at $66.68 per share to cover taxes.
Following these transactions, beneficial ownership stands at 3,361.003 shares held directly. Indirect holdings include 829.1965 shares by 401(k) and 355.0956 shares by ESOP.
Tompkins Financial (TMP) reported an insider transaction by an officer, President TCB Pennsylvania. On 11/09/2025, the insider executed two transactions coded F, indicating shares were withheld to cover taxes upon the vesting of restricted stock. The filings show dispositions of 50 and 80 shares at $66.68 per share. Following these events, the insider held 4,404.405 shares directly and 122.0978 shares indirectly through an ESOP.
Tompkins Financial (TMP) executive John M. McKenna filed a Form 4 reporting share withholdings to cover taxes on restricted stock vesting. On 11/09/2025, Code F entries withheld 159, 123, 66, and 150 shares at $66.68 per share. An earlier Code F on 11/21/2021 withheld 135 shares at $82.89. Following these transactions, he directly owns 14,651.915 shares. Indirect holdings include 2,298.4616 shares via a 401(k) ESOP and 132.6172 via a 401(k) ISOP.
Tompkins Financial (TMP) reported insider tax-withholding transactions. EVP & President, Tompkins WNY, Diane D. Torcello reported multiple Form 4 code F entries on 11/09/2025, reflecting shares withheld to cover taxes upon the vesting of restricted stock.
Transactions included 47, 38, 38, and 105 shares at $66.68. Following these entries, Torcello directly beneficially owned 6,138.167 shares. She also reported 1,847.0648 shares held indirectly through an ESOP. No derivative securities were reported.
Tompkins Financial (TMP) reported an insider Form 4 for an officer (EVP, President TCB CNY). On 11/09/2025, the reporting person had a Code F transaction, disposing of 105 shares of common stock at $66.68, a deemed sale to the issuer to cover taxes upon vesting of restricted stock.
Following the transaction, the filer beneficially owned 1,970.556 common shares directly and 40.981 shares indirectly via ESOP. The filer also holds 1,389.416 phantom stock units, each economically equivalent to one common share, held in a rabbi trust pending distribution under the company’s plan.
Tompkins Financial (TMP) reported insider activity by its SVP, Director of HR. On 11/09/2025, the officer executed multiple transactions coded F, indicating shares were withheld to cover taxes upon vesting of restricted stock at a price of $66.68 per share. The dispositions were 19, 15, 22, and 40 shares.
Following these transactions, the officer held 1,505.694 shares directly. Indirect holdings included 1,014.4635 shares through an ESOP and 0 shares by spouse.
State Street Corporation filed a Schedule 13G reporting beneficial ownership of 1,214,293 shares of Tompkins Financial Corp (TMP) common stock, representing 8.4% of the class as of 09/30/2025. The filing lists shared voting power over 88,613 shares and shared dispositive power over 1,214,293 shares; sole voting/dispositive power is 0.
State Street Global Advisors Trust Company is separately reported with 917,001 shares beneficially owned, or 6.4% of the class, with shared voting power over 74,080 shares and shared dispositive power over 917,001 shares.
The filer certifies the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control.
Tompkins Financial (TMP): Insider Form 4 activity
An executive officer (EVP, President of Tompkins Community Bank) exercised stock appreciation rights and acquired 2,235 shares of common stock on 11/03/2025 at an exercise price of $56.29 (Transaction Code M). To cover option cost and taxes, 2,085 shares were withheld at $64.88 (Code F).
Following these transactions, the officer directly holds 15,149.915 shares. Indirect holdings include 2,277.23 shares via a 401(k) ESOP and 131.3883 shares via a 401(k) ISOP. The exercised derivative was a SAR covering 2,235 shares at $56.29, with 0 derivative securities remaining afterward.
Tompkins Financial (TMP) insider filing shows the SVP, PAO executed stock appreciation rights on 11/03/2025, acquiring 705 shares at $56.29 and covering costs and taxes with 646 shares at $64.88.
Following these transactions, the officer holds 4,386.251 shares directly, plus 1,310.2508 shares via a 401(k) and 2,668.0217 shares via an ESOP. The related SAR grant now shows 0 remaining after exercise.
Tompkins Financial (TMP) executive Diane D. Torcello reported insider transactions. On 11/03/2025, she exercised stock appreciation rights, resulting in 690 shares acquired (Code M) at a reported price of $64.88, and had 638 shares withheld for costs and taxes (Code F) at $56.29. Following these transactions, she held 6,366.167 shares direct and 1,830.003 shares indirect through an ESOP. The related SAR in Table II shows a $56.29 exercise price for 690 underlying shares, with 0 derivative securities remaining after the exercise.