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TOMPKINS FINANCIAL CORP (TMP) SEC Filings, Nov 12-14, 2025

TMP NYSE

Welcome to our dedicated page for TOMPKINS FINANCIAL SEC filings (Ticker: TMP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on TOMPKINS FINANCIAL's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into TOMPKINS FINANCIAL's regulatory disclosures and financial reporting.

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Tompkins Financial (TMP) reported an insider equity award. On 11/12/2025, an officer (EVP, President of Tompkins Community Bank) acquired 1,365 shares of common stock, labeled as “A,” at a reported price of $67.79 per share. Following this grant, directly held shares were 16,016.915. Additional indirect holdings included 2,298.4616 shares via a 401(k) ESOP and 132.6172 shares via a 401(k) ISOP.

The filing states these were restricted shares granted under the 2019 Equity Incentive Plan, with a five-year vesting schedule: 0% in year one, then 25% per year in years two through five. The grant will expire ten years from the grant date.

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Tompkins Financial (TMP) reported an insider equity award on a Form 4. On 11/12/2025, an officer (SVP, PAO) acquired 550 shares of common stock coded “A” at a reported price of $67.79, recorded as restricted stock under the company’s 2019 Equity Incentive Plan.

The filing lists total holdings after the transaction as 4,743.251 shares held directly, plus 1,322.5023 shares held by 401(k) and 2,692.8968 shares held by ESOP. The restricted stock vests over five years with 0% in year one and 25% in years two through five, and the grant will expire ten years from the grant date.

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Tompkins Financial (TMP) Form 4: EVP and President of TCB Hudson Valley David M. DeMilia reported routine activity. He made small monthly acquisitions of common stock through the Tompkins Financial Dividend Reinvestment and Stock Purchase and Sale Plan (transaction code L) on dates from 01/13/2025 to 10/15/2025. On 11/09/2025, shares were withheld to cover taxes upon restricted stock vesting (transaction code F) at $66.68 per share.

Following these transactions, he held 5,647.737 shares directly. Indirect holdings were 160.548 shares by 401(k) and 2,080.4686 shares by ESOP.

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Tompkins Financial (TMP) reported a Form 4 by Alyssa H. Fontaine, EVP, General Counsel & CRO. On 11/09/2025, multiple F-code transactions—dispositions to the issuer to cover taxes upon restricted stock vesting—were recorded for 216, 167, 90, and 143 common shares at $66.68 each. After these entries, she beneficially owned 8,455.715 shares directly and 944.8859 shares indirectly via a 401K/ESOP.

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Tompkins Financial Corp (TMP) reported an insider Form 4 for its SVP, Chief Bank Operations Officer. On 11/09/2025, the officer executed multiple Code F transactions—share withholdings to cover taxes upon the vesting of restricted stock. Examples include 48, 38, 43, and 105 shares at $66.68 per share. Following these transactions, the officer directly owned 2,914 common shares. Indirect holdings were 1,207.6827 shares by 401(k) and 413.6008 shares by ESOP.

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Tompkins Financial Corp (TMP) reported insider activity by President & CEO and Director Stephen S. Romaine. On 11/09/2025, he executed four Code F transactions—share withholdings to cover taxes upon vesting of restricted stock—at a price of $66.68 per share for 433, 370, 396, and 631 shares.

Following these tax-withholding entries, his direct beneficial ownership stood at 63,726.697 shares. He also reports indirect holdings of 11,260.3616 shares via a 401(k)/ISOP and 5,998.6185 shares via an ESOP.

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Tompkins Financial (TMP) reported an officer transaction on 11/09/2025. The SVP, PAO settled taxes due at vesting by surrendering shares to the issuer (code F), with dispositions of 50, 38, 41, and 64 shares at $66.68 per share. Following these transactions, the officer held 4,193.251 shares directly.

Indirect holdings were 1,322.5023 shares by 401(k) and 2,692.8968 shares by ESOP. The filing characterizes the transactions as a deemed disposition to cover withholding upon restricted stock vesting.

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Tompkins Financial (TMP) executive Matthew D. Tomazin (EVP, CFO & Treasurer) filed a Form 4 reporting tax-withholding transactions tied to restricted stock vesting on 11/09/2025. The filing shows multiple code F entries: 29, 41, 43, and 105 shares disposed at $66.68 per share to cover taxes.

Following these transactions, beneficial ownership stands at 3,361.003 shares held directly. Indirect holdings include 829.1965 shares by 401(k) and 355.0956 shares by ESOP.

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Tompkins Financial (TMP) reported an insider transaction by an officer, President TCB Pennsylvania. On 11/09/2025, the insider executed two transactions coded F, indicating shares were withheld to cover taxes upon the vesting of restricted stock. The filings show dispositions of 50 and 80 shares at $66.68 per share. Following these events, the insider held 4,404.405 shares directly and 122.0978 shares indirectly through an ESOP.

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Tompkins Financial (TMP) executive John M. McKenna filed a Form 4 reporting share withholdings to cover taxes on restricted stock vesting. On 11/09/2025, Code F entries withheld 159, 123, 66, and 150 shares at $66.68 per share. An earlier Code F on 11/21/2021 withheld 135 shares at $82.89. Following these transactions, he directly owns 14,651.915 shares. Indirect holdings include 2,298.4616 shares via a 401(k) ESOP and 132.6172 via a 401(k) ISOP.

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FAQ

How many TOMPKINS FINANCIAL (TMP) SEC filings are available on StockTitan?

StockTitan tracks 110 SEC filings for TOMPKINS FINANCIAL (TMP), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for TOMPKINS FINANCIAL (TMP)?

The most recent SEC filing for TOMPKINS FINANCIAL (TMP) was filed on November 14, 2025.