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  4. [Form 4] TriplePoint Venture Growth BDC Corp. Insider Trading Activity

TriplePoint TPVG director reports 50,000 and 46,700 stock buys

Filing Impact
(Very High)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

TriplePoint Venture Growth BDC Corp. (TPVG) reported insider share purchases by director and President & CIO Sajal K. Srivastava. Through TriplePoint Capital LLC, he reported buying 50,000 shares of common stock on 11/13/2025 at $5.9377 per share and 46,700 shares on 11/14/2025 at $5.9912 per share, both coded as open-market purchases. Following these transactions, 764,052 shares are reported as indirectly owned through TriplePoint Capital LLC, and 301,383.98 shares are reported as directly owned, including stock received via TPVG’s dividend reinvestment plan. Srivastava disclaims beneficial ownership of the indirectly held shares beyond his pecuniary interest.

Positive

  • None.

Negative

  • None.
Insider Srivastava Sajal
Role President and CIO
Bought 96,700 shs ($577K)
Type Security Shares Price Value
Purchase Common Stock 46,700 $5.9912 $280K
Purchase Common Stock 50,000 $5.9377 $297K
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 764,052 shares (Indirect, By TriplePoint Capital LLC); Common Stock — 301,383.98 shares (Direct)
Footnotes (1)
  1. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose. Includes shares of common stock received pursuant to TPVG's dividend reinvestment plan.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Srivastava Sajal
(Last) (First) (Middle)
C/O TRIPLEPOINT VENTURE GROWTH BDC CORP.
2755 SANDHILL ROAD, SUITE 150
(Street)
MENLO PARK CA 94025
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
TriplePoint Venture Growth BDC Corp. [ TPVG ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
President and CIO
3. Date of Earliest Transaction (Month/Day/Year)
11/13/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/13/2025 P 50,000 A $5.9377 717,352(1) I By TriplePoint Capital LLC
Common Stock 11/14/2025 P 46,700 A $5.9912 764,052(1) I By TriplePoint Capital LLC
Common Stock 301,383.98(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.
2. Includes shares of common stock received pursuant to TPVG's dividend reinvestment plan.
Remarks:
/s/ Sajal K. Srivastava 11/17/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did TPVG report for Sajal K. Srivastava?

The filing shows that Sajal K. Srivastava, a director and President & CIO of TriplePoint Venture Growth BDC Corp. (TPVG), reported two open-market purchases of common stock through TriplePoint Capital LLC.

How many TPVG shares were purchased in the latest Form 4 filing?

The report lists two purchases: 50,000 shares of TPVG common stock on 11/13/2025 at $5.9377 per share and 46,700 shares on 11/14/2025 at $5.9912 per share.

What is Sajal K. Srivastava’s reported ownership in TPVG after these trades?

After the reported transactions, the filing states that 764,052 shares are indirectly owned through TriplePoint Capital LLC and 301,383.98 shares are directly owned.

How are the indirectly owned TPVG shares held for Sajal K. Srivastava?

The indirectly owned TPVG shares are reported as held by TriplePoint Capital LLC, with Srivastava reporting them as indirect beneficial ownership.

Does Sajal K. Srivastava claim full beneficial ownership of all reported TPVG shares?

No. The filing states that he disclaims beneficial ownership of the indirectly held securities except to the extent of his pecuniary interest, and that their inclusion does not constitute an admission of full beneficial ownership.

What does the TPVG Form 4 say about dividend reinvestment plan shares?

The explanation notes that the directly owned amount includes shares of TPVG common stock received pursuant to the company’s dividend reinvestment plan.