STOCK TITAN

Usio, Inc. (USIO) director converts 7,000 RSUs into stock

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Usio, Inc. (USIO) director Brad Rollins reported the vesting and conversion of 7,000 Restricted Stock Units on August 21, 2026. The RSUs were exercised into 7,000 shares of common stock at a reported value of $2.81 per share. Following these transactions, Rollins directly holds 150,667 shares of common stock and 45,000 Restricted Stock Units.

Positive

  • None.

Negative

  • None.
Insider Rollins Brad
Role Director
Type Security Shares Price Value
Exercise Restricted Stock Units F1 7,000 $2.81 $20K
Exercise Common Stock F1 7,000 $2.81 $20K
Holdings After Transaction: Restricted Stock Units — 45,000 shares (Direct); Common Stock — 150,667 shares (Direct)
Footnotes (1)
  1. F1. The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted on August 21, 2025, and vested on August 21, 2026.
RSUs converted 7,000 Restricted Stock Units Vested and converted on August 21, 2026
Common shares acquired 7,000 shares of common stock Received upon RSU conversion on August 21, 2026
Per-share value $2.81 per share Reported value for the 7,000-share RSU conversion
Common stock holdings after transaction 150,667 shares Brad Rollins’ direct Usio common stock ownership after August 21, 2026
Restricted Stock Units holdings after transaction 45,000 Restricted Stock Units Remaining RSUs held by Brad Rollins after the 7,000-unit vesting
RSU grant date August 21, 2025 Date the vested Restricted Stock Units were originally granted
RSU vesting date August 21, 2026 Date the 7,000 Restricted Stock Units vested and converted
RSU expiration date August 21, 2035 Expiration date reported for the Restricted Stock Units derivative security
Restricted Stock Units financial
"The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
derivative security financial
"transaction_code_description: Exercise or conversion of derivative security"
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
vesting financial
"due to the vesting and subsequent conversion of restricted stock units granted on August 21, 2025"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

FAQ

What insider transaction did Usio, Inc. (USIO) report for Brad Rollins?

Brad Rollins reported the vesting and conversion of 7,000 Restricted Stock Units into 7,000 shares of Usio common stock on August 21, 2026, through an exercise or conversion of a derivative security.

How many Usio (USIO) common shares does Brad Rollins hold after this Form 4?

After the reported transactions, Brad Rollins directly holds 150,667 shares of Usio common stock. The filing lists this as his total direct common stock ownership following the August 21, 2026 transactions.

How many Restricted Stock Units does Brad Rollins still hold in Usio (USIO)?

Following the August 21, 2026 vesting event, Brad Rollins continues to hold 45,000 Restricted Stock Units linked to Usio common stock, as reported in the Form 4 after the 7,000-unit conversion.

What was the reported per-share value for Brad Rollins’ Usio (USIO) RSU conversion?

The RSU conversion and related common stock transaction for Brad Rollins used a reported value of $2.81 per share for the 7,000 shares involved on August 21, 2026.

Was Brad Rollins’ Usio (USIO) Form 4 transaction under a Rule 10b5-1 plan?

The filing indicates the Rule 10b5-1 checkbox is not affirmed (aff_10b5_one is false), so the reported August 21, 2026 transactions are not stated to be pursuant to a Rule 10b5-1 trading plan.

What type of security did Brad Rollins exercise in the Usio (USIO) filing?

Brad Rollins exercised a derivative security in the form of Restricted Stock Units, converting 7,000 RSUs into 7,000 shares of Usio common stock on August 21, 2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Rollins Brad

(Last)(First)(Middle)
3611 PAESANOS PARKWAY
SUITE 300

(Street)
SAN ANTONIO TEXAS 78231

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Usio, Inc. [ USIO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/21/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/21/2026M7,000(1)A$2.81150,667D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units$0.000008/21/2026M7,000(1)08/21/202608/21/2035Restricted Stock Units7,000(1)$2.8145,000D
Explanation of Responses:
1. The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted on August 21, 2025, and vested on August 21, 2026.
/s/ Brad Rollins08/25/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)