STOCK TITAN

Usio (NASDAQ: USIO) product chief adds 5,642 shares via plan

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Usio, Inc. (USIO) reported that officer Frost Houston Korth, SVP and Chief Product Officer, acquired 5,642 shares of Usio common stock on July 1, 2026. The shares were obtained through an employee stock purchase program at a price of $0.986 per share, bringing Korth’s directly held stake to 785,120 shares.

Positive

  • None.

Negative

  • None.
Insider Frost Houston Korth
Role SVP, Chief Product Officer
Type Security Shares Price Value
Grant/Award Common Stock F1 5,642 $0.986 $6K
Holdings After Transaction: Common Stock — 785,120 shares (Direct)
Footnotes (1)
  1. F1. The reported shares were purchased pursuant to an employee stock purchase program at a purchase price of $0.986 per share.
Shares acquired 5,642 shares of Common Stock Grant, award, or other acquisition on July 1, 2026
Purchase price per share $0.986 per share Employee stock purchase program
Shares owned after transaction 785,120 shares Direct ownership following the July 1, 2026 acquisition
employee stock purchase program financial
"shares were purchased pursuant to an employee stock purchase program"
Grant, award, or other acquisition financial
"transaction_code_description": "Grant, award, or other acquisition"

FAQ

What insider transaction did USIO report for Frost Houston Korth?

Usio reported that Frost Houston Korth acquired 5,642 shares of common stock on July 1, 2026 through an employee stock purchase program at a price of $0.986 per share.

How many USIO shares does Frost Houston Korth hold after this transaction?

After the reported transaction, Frost Houston Korth directly holds 785,120 shares of Usio common stock, as disclosed in the filing.

What was the purchase price per share in the USIO employee stock purchase program?

The filing states that the shares were purchased pursuant to an employee stock purchase program at a purchase price of $0.986 per share.

Was the USIO Form 4 transaction made under a Rule 10b5-1 trading plan?

The document-level Rule 10b5-1 checkbox is false, indicating the transaction was not affirmed as made under a Rule 10b5-1 trading plan.

Is Frost Houston Korth an officer of USIO?

Yes. The filing identifies Frost Houston Korth as an officer of Usio, serving as SVP, Chief Product Officer.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Frost Houston Korth

(Last)(First)(Middle)
3611 PAESANOS PARKWAY
SUITE 300

(Street)
SAN ANTONIO TEXAS 78231

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Usio, Inc. [ USIO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
SVP, Chief Product Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/01/2026A5,642(1)A$0.986785,120D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The reported shares were purchased pursuant to an employee stock purchase program at a purchase price of $0.986 per share.
/s/ Houston Frost08/26/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)